Average Compliance Director salary in the UK

We are currently looking for an experienced, hands-on, and energetic Director of Compliance to join our FinTech clients London Office! The ideal candidate will be responsible for leading the compliance function of their UK operations, including conducting reviews to evaluate the firm’s compliance with applicable laws and regulations and ensuring that control gaps are adequately escalated and mitigated through remedial actions. In addition, the candidate will be responsible for establishing best practices for our global operations. This role will give you the opportunity to: Build the compliance operations, including the selection of relevant vendors and creation of appropriate policies and processes;Conduct reviews in order to assess compliance with legal, regulatory, and internal firm policy requirements;Advise team members with respect to applicable regulatory requirements to ensure testing is adequately designed to identify potential control gaps and non-compliance with laws and regulations;Determine the root cause of issues and develop effective remediation plans to mitigate the risks;Drive implementation of local regulatory change/remediation projects and initiatives. A bit about you: 7+ years of industry experience within institutional broker-dealer activities;Previous experience with a broker is required;Previous experience of being an SMF16 officer (Compliance oversight) and SMF17 officer is a big plus (MLRO);Previous experience within the securities financing industry is a plus;Strong analytical, writing, and presentation skills;Highly motivated, proactive individual who has demonstrated the ability to take initiative, identify issues, propose solutions, and implement change;Strong attention to detail, balanced with a strong focus on execution and results;Self-starter, able to work in a fast-paced, results-driven environment with the ability to multi-task, adapt to shifting priorities, and work both independently and effectively in a team setting;Excellent communication skills.

An outstanding Compliance Director permanent position has arisen with a top-tier Manufacturing / Engineering organisation based in Central London This is a hybrid position offering 3 days homeworking. The Compliance Director will manage and develop the Legal Compliance team and programme covering the areas of anti-bribery & corruption, data privacy, third party due diligence, competition law, AML, financial crime and data protection. Responsibilities Manage, lead and develop the Compliance team.Support the development and management of the ethics and compliance programme focusing on legal compliance, anti-bribery corruption data privacy and data protection.Lead the review and update of existing policies, procedures and other internal systems to ensure that they are in compliance with relevant laws. Including many legal compliance policies, HR policies and policies on business process.Manage the implementation, roll-out and development of the compliance training and awareness programmes.Create an awareness programme that notifies employees on enhanced awareness of compliance matters and new policies and procedures.Influence at all levels including senior management, BU management, business and corporate functions Skills & experience Head of Compliance, Director of Compliance or Deputy Head of Compliance with proven experience in legal compliance, FCPA, anti-bribery & corruption, trade compliance and data privacy.Industry experience within Manufacturing, Engineering, FMCG, Oil & Gas, Mining, Energy, Logistics, Infrastructure, Aerospace, or Technology.A legal background with experience advising in an in-house environment.Experience considering and working to resolve ethical issues in a business context.Negotiation and influencing skills, winning hearts and minds whilst adopting a commercial approach.Experience in advising in an international environment would be an advantage.Open, direct communication style: accessible and approachable.Confidence to be resolute in applying standards and to challenge commercial and business teams where necessary.Experience in managing training. Coordinating online and face-to-face training in a business-focused and engaging way. For further information and to register your interest in this exceptional Compliance Director opportunity, please apply with your full CV details

Job Title: Compliance Officer - Wealth ManagementLocation: Aylesbury, UK Salary - negotiable dependent on experience Benefits: 8% pensionGroup life cover25 days of annual leave plus bank holidays and Christmas closureOpportunities for career progressionAdditional benefits to be enhanced as the company grows About Us: We are representing a rapidly-growing wealth management firm dedicated to providing personalised financial solutions to theirclients. With a focus on integrity, expertise, and client-centric service, they strive to exceed expectations and build lasting relationships. Job Description: We are seeking an experienced Compliance Officer to join the team as they embark on an exciting phase of growth, including an upcoming acquisition in the next few months. The ideal candidate will have extensive experience in the Financial Planning sector and possess the knowledge and skills necessary to navigate the regulatory landscape with confidence. Key Responsibilities: Oversee and manage compliance functions, ensuring adherence to regulatory requirements and internal policies.Act as a safe pair of hands in leading the compliance team, with a focus on scalability as the company expands.Collaborate closely with senior management, including sitting on the leadership team alongside key stakeholdersTaking ownership of senior manager functions (SMF16 & SMF17) and providing strategic guidance to ensure compliance best practices. Qualifications and Experience: Proven experience in the IFA sector, with a strong understanding of regulatory frameworks and compliance requirements.Familiarity with FCA regulations and the ability to obtain approval for senior manager functions.Demonstrated leadership skills, with the ability to effectively manage and develop a compliance team.A balance of hands-on compliance experience and the ability to take a strategic, leadership-oriented approach. Why Join Us: Opportunity to join a dynamic and collaborative team in a period of significant growth.Work alongside experienced professionals who are dedicated to delivering exceptional service to our clients What next?Apply today to be considered for this opportunity. If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client. In this discussion we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements.Additionally, refer a friend or colleague to us and receive £200 in vouchers if we assist them in securing a new career.Synonyms: Compliance, IFA, Financial Planning, Advisory, Wealth Management, Financial Planners, Head of Compliance, Compliance Officer, Compliance Consultant, Director of Compliance, Compliance Analyst, Compliance Executive, Risk, FCA