Financial Services Regulatory Framework
AGRC Fundamentals (Level 2)
London Governance & Compliance Academy
Summary
- Certificate of completion - Free
- Exam(s) / assessment(s) is included in price
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Overview
Effective capital and financial markets are essential components of both developed and developing economies. They fuel economic development and help with the creation of wealth.
As a result, confidence and trust in these markets is vital to these economies’ long-term success and stability. A sudden loss of confidence and trust can lead to the failure of the financial companies involved, which may have an adverse impact on the economy such as a reduction in employment opportunities available to local professionals. Subsequent bank and government bailouts, as well as the impact caused by cuts in government spending and tax hikes, have affected millions of people across the world.
Certificates
Certificate of completion
Digital certificate - Included
Description
As a result, confidence and trust in these markets is vital to these economies’ long-term success and stability. A sudden loss of confidence and trust can lead to the failure of the financial companies involved, which may have an adverse impact on the economy such as a reduction in employment opportunities available to local professionals. Subsequent bank and government bailouts, as well as the impact caused by cuts in government spending and tax hikes, have affected millions of people across the world.
Course Content
- A comprehensive review of the major regulations, directives, and regimes to be dealt with by financial firms.
- MiFID II
- EMIR
- Anti-money laundering
- Market abuse
- Ethics and compliance
- Data protection and GDPR
Who is this course for?
This course is ideal for anyone wishing to be introduced to the main regulatory provisions in financial services. It is also suitable for professionals pursuing regulatory CPDs in financial regulation.
Requirements
No prerequisites are required to attend this course.
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Legal information
This course is advertised on reed.co.uk by the Course Provider, whose terms and conditions apply. Purchases are made directly from the Course Provider, and as such, content and materials are supplied by the Course Provider directly. Reed is acting as agent and not reseller in relation to this course. Reed's only responsibility is to facilitate your payment for the course. It is your responsibility to review and agree to the Course Provider's terms and conditions and satisfy yourself as to the suitability of the course you intend to purchase. Reed will not have any responsibility for the content of the course and/or associated materials.