Average Compliance Consultant salary in London

Kind Consultancy is working with a growing FinTech business which is currently seeking a Senior Compliance Manager to join them in a full-time, permanent role paying circa £70,000 with a hybrid work model based out of their London offices. The Senior Compliance Manager will provide high-quality guidance across the business on regulatory and compliance matters, with key responsibilities including: Delivering accurate advice on regulatory manners in a timely manner, including FCA Handbook requirementsMaintaining up to date knowledge of regulatory and industry developments and advising the senior team on the necessary actions ahead of regulatory change etcParticipating in key business projects, providing Compliance inputMaking sure that the Compliance Manual and all relevant policies and procedures are kept up to dateSupporting colleagues through Compliance Investigations or ReviewsWhere required by the Head of Compliance, liaising with the FCA and responding to regulatory information requests.Contributing to a strong, positive Compliance culture by building good working relationships across the business Our ideal candidate for the Senior Compliance Manager opportunity: Has 3+ years of experience in Compliance roles within Financial Services - ideally with FinTech exposureDemonstrates in-depth knowledge of the UK regulatory environment, including all relevant FCA HandbooksIs an excellent communicator in writing and speech, able to quickly build lasting working relationships and to translate complex Compliance topics for a variety of audiencesHas a track record of successfully interpreting and applying new regulations for a Financial Services businessIs analytically minded and highly organised with exceptional attention to detail.Is highly motivated, with a desire to drive business-wide improvement and create a positive Compliance culture. If you're interested in the Senior Compliance Manager opportunity and you have the skills, knowledge and experience we're looking for, please apply with an updated CV today.

Compliance Assistant - £40,000 - £45,000 FTEWaltham CrossPart time role 3 days a week(1/3 days WFH)This is a highly reputable IFA practice that offers holistic financial planning and discretionary fund management services to HNW clientele. The practice has a range of loyal clients that wins business through word-of-mouth, referrals and repeat clients, and has experienced consistent business growth over the last couple of years and has enjoyed high client retention. The firm has a friendly working environment, which is reflected in their low staff turnover, with most staff having worked there for many years. This position will suit a Level 4 Diploma qualified individual with a Compliance background and will work alongside the Compliance Director to provide consistently high service levels to clients. It will also involve some cross over with the Paraplanning team to assist with non-client facing tasks.Role Responsibilities: The position will provide support in compliance, money laundering and data protection areas of the firmUndertake due diligence of funds and providersPost sale file checks on investments, pensions, insurance productsData reporting and managementAid training and competence of staff based on data and information gatheredEnsure delivery of GDPR requirementsUndertake annual Sanctions Checks on the client bankProduce AML/Fraud/Consumer Duty reports to aid the delivery of board reportsImplement new regulation changes Where required, you will also provide support to the Paraplanning team (training provided on any areas needed) including: Preparation of client valuations & asset allocationsAssisting with meeting paperwork as requiredPreparation of quotes and provider/product research The ideal candidate will: Have experience working within Financial Planning in a Compliance position, with knowledge of money laundering and due diligenceDiploma Level 4 qualified as a minimumAll-round general knowledge of all technical aspects of financial services and the various products availableHave knowledge of systems i.e. Xplan or similar, and investment platformsLive locally to Waltham Cross Company Benefits Company wide annual bonusFlexible working hours and additional days consideredPrivate Medical Insurance8% employer pension contribution without matching40% of your working week WFH25 days holiday plus bank holiday (FTE) What next? Apply today to be considered for this opportunity. If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client.

Are you a compliance professional with a strong understanding of regulatory frameworks and a passion for ethical operations? Join a dynamic team within the financial services industry where your expertise will ensure we continue to operate with integrity, transparency, and in full alignment with regulatory expectations. Duties: Advising teams on compliance and regulatory matters Reviewing and updating policies, procedures, and controls Supporting compliance monitoring activities and audits Preparing reports for executive and board meetings Identifying and investigating financial crime risks, including fraud and money laundering Managing complaints in accordance with policy and regulation Supporting regulatory reporting and delivering internal training Maintaining compliance registers and conduct-related management information Attributes required: Previous compliance experience in financial services (preferably mortgages or secured lending) Strong complaint handling and problem-solving abilities Knowledge of FCA regulations and the UK mortgage sector (first or second charge) Excellent communication and interpersonal skills across all business levels Strong planning, organisational skills, and attention to detail A collaborative mindset with the ability to work independently A proactive attitude with a willingness to grow and take on responsibility TwentyFour Recruitment is an equal-opportunity employer. If your skill set and experience match the above ad then please apply today and if your CV is shortlisted a consultant will contact you to discuss the next stage of the recruitment process.