Average Compliance Officer salary in London

Kind Consultancy is working with a growing FinTech business which is currently seeking a Senior Compliance Manager to join them in a full-time, permanent role paying circa £70,000 with a hybrid work model based out of their London offices. The Senior Compliance Manager will provide high-quality guidance across the business on regulatory and compliance matters, with key responsibilities including: Delivering accurate advice on regulatory manners in a timely manner, including FCA Handbook requirementsMaintaining up to date knowledge of regulatory and industry developments and advising the senior team on the necessary actions ahead of regulatory change etcParticipating in key business projects, providing Compliance inputMaking sure that the Compliance Manual and all relevant policies and procedures are kept up to dateSupporting colleagues through Compliance Investigations or ReviewsWhere required by the Head of Compliance, liaising with the FCA and responding to regulatory information requests.Contributing to a strong, positive Compliance culture by building good working relationships across the business Our ideal candidate for the Senior Compliance Manager opportunity: Has 3+ years of experience in Compliance roles within Financial Services - ideally with FinTech exposureDemonstrates in-depth knowledge of the UK regulatory environment, including all relevant FCA HandbooksIs an excellent communicator in writing and speech, able to quickly build lasting working relationships and to translate complex Compliance topics for a variety of audiencesHas a track record of successfully interpreting and applying new regulations for a Financial Services businessIs analytically minded and highly organised with exceptional attention to detail.Is highly motivated, with a desire to drive business-wide improvement and create a positive Compliance culture. If you're interested in the Senior Compliance Manager opportunity and you have the skills, knowledge and experience we're looking for, please apply with an updated CV today.

Ready to Make an Impact in Mortgage Compliance?Are you passionate about ensuring fairness and transparency in lending? Do you have experience in mortgage compliance and a keen eye for detail? If so, this could be the perfect opportunity to take the next step in your career with a forward-thinking finance company.About the CompanyJoin a dynamic and innovative finance company based in London, known for delivering tailored lending solutions to individuals and businesses. They specialise in helping customers secure mortgages and loans that might be challenging to obtain through traditional lenders.About the Mortgage Compliance Officer Role As a Mortgage Compliance Officer, you will play a crucial role in maintaining high standards of regulatory compliance across a range of mortgage cases, with a strong emphasis on second charge mortgages. Your primary responsibility will be to conduct audits and assessments to ensure adherence to legal requirements and internal policies.This role is ideal for someone with residential mortgage compliance experience who is eager to broaden their expertise in second charge compliance. Mortgage Compliance Officer Key Responsibilities Conduct detailed audits of mortgage files, loan documents, and processes to ensure compliance with relevant laws, regulations, and company policies.Keep up to date with changes in mortgage laws and regulations, ensuring management and staff are informed of relevant updates.Work closely with teams across the business to address compliance issues and implement necessary changes.Provide guidance and training on compliance policies and procedures, fostering awareness and understanding.Prepare and submit compliance reports to management and regulatory agencies as needed.Maintain accurate records of compliance activities, audit findings, and remediation actions. The Mortgage Compliance Officer Package Hours: 9:00 am - 5:30 pmBasic Salary up to £50kHybrid working 2 days from homeHolidays: 25 Days per Year Skills and Experience Required Essential Previous compliance experience within financial services, specifically in residential mortgage compliance.Good understanding of the FCA’s regulatory approach and framework.Ability to work independently and collaboratively to achieve business objectives.Strong relationship-building and communication skills.Effective problem-solving abilities and objection-handling skills.Excellent planning, organisation, and time management.Positive attitude towards challenges and adaptability to change.Strong team ethic and commitment to maintaining high compliance standards. Desirable Experience in second charge mortgage compliance (highly beneficial, but not essential). Why Apply?Whether you’re experienced in residential mortgage compliance or looking to expand your expertise into second charge compliance, this role offers the perfect platform for your career growth.

Our client is a fast-growing and highly successful brokerage seeking a Compliance Officer to play a key role in its expanding operations. This is an exciting opportunity to join a dynamic, ambitious firm at the forefront of the financial markets. Key Responsibilities Ensure compliance with FCA regulations, including KYC, AML, FOS, and TCFImplement and maintain compliance policies, ensuring regulatory best practicesConduct monitoring and oversight to mitigate regulatory risksSupport regulatory reporting and liaise with external regulatory bodies as requiredAdvise internal teams on compliance matters to support business growthReport directly to the Compliance Manager, contributing to a strong compliance culture Key Requirements Strong understanding of retail broking compliance functions within FCA-regulated environmentsTechnical expertise in CFD products is essentialKnowledge of oil swaps, derivatives, and CASS is highly desirableAnalytical mindset with excellent problem-solving skillsStrong communication and stakeholder management abilities Why Join? Be part of a high-growth brokerage with a strong industry reputation.Work in a fast-paced, dynamic environment where your expertise directly impacts the business.Gain exposure to cutting-edge financial products and global trading markets.Excellent career development prospects within a progressive, high-performing team. This is a rare opportunity to join a thriving, ambitious brokerage and advance your compliance career in an exciting, fast-moving environment.