FCA Compliance Essentials
A Comprehensive eLearning Library
Summary
- Certificate of Completion - Free
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Overview
Begin your journey in compliance management with practical knowledge of the laws and legislations that make up the regulatory field in the United Kingdom.
Do you know that FCA sets an annual CPD requirement both for senior managers and employees of financial service firms?
As per TC 2.1.15 & 2.1.16, the requirement is 35 hours in each 12 months, including 21 hours of structured CPD activities.
Furthermore, TC 2.1.20G27/05/2022 defines structures CPD activities as follows:
“Examples of structured continuing professional development activities include participating in courses, seminars, lectures, conferences, workshops, web-based seminars or e-learning.”
Our FCA Compliance Essentials Bundle, fulfilling and even exceeding the FCA requirement in terms of CPD hours, is ideal for any professional within Financial Services.
LGCA's FCA Compliance Essentials Bundle provides you with a unique opportunity to access courses of £ 2,400.- overall value for just a fraction of their price.
Certificates
Certificate of Completion
Digital certificate - Included
CPD
Description
LGCA's FCA Compliance Essentials eLearning library currently includes the following courses:
- AML Risk Assessment
- AML Suspicious Activity Reports and Suspicious Transaction Reports (SAR/STRs)
- Anti-Bribery and Corruption
- Anti-Money Laundering and Counter Terrorist Finance
- Approved Persons Regime
- Assessing and Managing AML Risks
- Building an AML Risk-based Approach
- CASS Introduction
- Complaints Handling
- Compliance Introduction
- Compliance Monitoring and Testing
- Conduct Rules for All Staff
- Conflict of Interest (COI)
- Consumer Duty
- Establishing and Maintaining a Strong CDD Programme
- Ethics, Integrity and Fairness in Financial Services
- FCA: the Role and Approach
- Financial Promotions Regulation
- Fraud Detection and Prevention
- GDPR Awareness
- Introduction to Cybersecurity
- Introduction to Know Your Client (KYC) and Customer Due Diligence (CDD)
- Market Abuse (MAR)
- Operational Resilience
- Senior Managers and Certification Regime
- SM&CR – The Conduct Rules
- Suspicious Transactions/Activity Reporting
- The Value of Customer Due Diligence (CDD)
- Treating Customers Fairly
- Vulnerable Customer Management
- Whistleblowing
- Creating a Compliance Culture in Financial Services
- UK Money Markets Code
- Prudential Regulation
- ICARA
- Non-Financial Misconduct
- Non-Financial Misconduct (Small & Medium-size Firms)
Who is this course for?
- Financial Services Providers
- Accounting Offices
- Financial Institutions
- Brokers
- Wealth & Fund Managers
- Investment Firms
- Insurance Companies
- Law Firms
- Compliance Consultants
- Payment Solutions Providers
- FinTech & RegTech Companies
- Fiduciary Services Firms
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Provider
LGCA is a multi-accredited UK learning provider specialising in, but not limited to, the areas of governance, risk, compliance, financial services and cybersecurity.
LGCA is an accredited training partner (ATP) of the Chartered Institute for Securities & Investment (CISI), offering fully online training courses for a great number of CISI qualifications. In addition to the CISI, the LGCA is also an accredited training institution the International Governance & Compliance Association (IGCA), the Association of Accounting Technisians (AAT), the International Association of Privacy Professionals (IAPP), and an accredited training provider of EXIN.
LGCA is part of the European Institute of Management and Finance (EIMF) Group, one of Europe’s leading institutions for certified and executive education, eLearning and bespoke learning solutions in the financial sector. The Group specialises in providing practical & essential knowledge and skills for professionals to excel in their careers and meet the demands of today’s financial sector.
Invested in your future
Our business is financial education, and we are passionate and committed to your personal and professional development in financial services.
Our 200+ specialised courses cover a wide range of subjects, including regulatory compliance, financial crime, risk management, accounting, banking, compliance office skills, taxation, marketing, corporate governance, leadership, law and more.
As well as accredited courses, we provide many vocational and other specific programs to assist in your daily responsibilities and career progression.
Made for tomorrow, relevant today
Whether it is complaints handling or financial crime, compliance monitoring or sanctions updates, MiFIR transaction reporting or blockchain, at the LGCA we have courses designed to accommodate your mode of study and level of ability.
Our faculty of expert trainers are leading specialists in their fields. Their passion for their subjects, practical experience and years of training ensure that you get the most out of the courses; you gain relevant knowledge and practical skills that have a measurable impact on your personal and professional progression.
LGCA is your training partner!
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Legal information
This course is advertised on Reed.co.uk by the Course Provider, whose terms and conditions apply. Purchases are made directly from the Course Provider, and as such, content and materials are supplied by the Course Provider directly. Reed is acting as agent and not reseller in relation to this course. Reed's only responsibility is to facilitate your payment for the course. It is your responsibility to review and agree to the Course Provider's terms and conditions and satisfy yourself as to the suitability of the course you intend to purchase. Reed will not have any responsibility for the content of the course and/or associated materials.
