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Introduction to UK Financial Regulation and Professional Integrity

Level 4 - Online course with lifetime access

CIFA Education Management Ltd

Summary

Price
£450 inc VAT
Or £50.00/mo. for 9 months...
Study method
Online
Course format What's this?
Reading material - PDF/e-book
Duration
160 hours · Self-paced
Access to content
Lifetime access
Qualification
No formal qualification
CPD
160 CPD hours / points
CPD What's this?
Certificates
  • Certificate of Achievement - Free
Additional info
  • Exam(s) / assessment(s) not included in price, and must be purchased separately
  • Tutor is available to students
118 students purchased this course

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Overview

The CIFA Introduction to UK Regulations and Professional Integrity is an in-depth, entry-level (level 4) certification designed to give financial students and professionals a structured e-learning programme that advances their understanding of UK Regulations and Professional Integrity, both critical components for continuing professional development (CPD) within financial positions. Having a good understanding of the UK financial regulations is required when working within a regulated environment.

Undertaking the CIFA Introduction to UK Financial Regulations and Professional Integrity will enhance your professional understanding before taking career-specific regulated qualifications in the designated field of expertise.

The suggested study time for the course is 160 hours and is fully accredited by CPDUK.

Certificates

Certificate of Achievement

Digital certificate - Included

Students will only be issued a Certificate of Achievement after sitting and passing the exam successfully.

*Exam fees are not included in the course fees.

Students will not be charged any additional fees to receive their Certificate upon completing and passing the exam successfully.

CPD

160 CPD hours / points
Accredited by The CPD Certification Service

Course media

Description

Undertaking the CIFA Introduction to UK Financial Regulations and Professional Integrity will enhance your professional understanding before taking career-specific FCA regulated qualifications in the designated field of expertise.

The Introduction to UK Financial Regulations & Professional Integrity course consists of 10 chapters covering:

Chapter 1: Professionalism and Ethics in UK Financial Services: Best Practices and Standard
Chapter 2: UK Capital Markets: Understanding the Financial Landscape
Chapter 3: Contract & Trust Law in UK Financial Markets: An Overview
Chapter 4: Managing Risk in UK Monetary Services
Chapter 5: Regulators of UK Financial Services: Understanding Their Roles and Responsibilities
Chapter 6: Governance, Principles & Regulations: Navigating the FCA & PRA Framework
Chapter 7: Competence of Companies & Individuals in UK Financial Markets: Meeting FCA & PRA Standards
Chapter 8: Regulations Relating to Financial Crime: Compliance and Enforcement
Chapter 9: Complaints & Redress in UK Financial Markets: Resolving Disputes Effectively
Chapter 10: COBS: Conduct of Business Sourcebook of the FCA: Understanding the Rules and Requirements

Additional Study Support materials such as Webinars and PowerPoint presentations are available for each chapter of the unit at an additional fee.

Who is this course for?

The CIFA Introduction to UK Financial Regulations and Professional Integrity is suitable for both finance graduates with minimal expertise and specialists active in the working environment.

Questions and answers

No questions or answers found containing ''.

Edison Misini asked:

on CIFA, the course is listed as £350, here its 450, whats the difference in price down to?

Answer:

Hello Edison, thank you for your enquiry. The only difference is that buying from a 3rd party is more expensive than buying directly fromour website.

This was helpful. Thank you for your feedback.
Femi asked:

How much is the exam fee ?

Answer:

Dear Femi, thank you for your enquiry. The exam fee is currently on special offer for £99,99. This is a one-time payment.

This was helpful. Thank you for your feedback.
Oladimeji asked:

Is it compulsory to purchase the study support package and is it required for course progression as I noticed the progression bar still reads 0% Are

Answer:

Dear Oladineji, the study support material is not mandatory, it is completely optional for students who require additional study materials. The course progress percentage is directly effected by the end of chapter quizzes. Please complete and pass the quizzes with a mark of at least 8/10 to see your progress increase.

This was helpful. Thank you for your feedback.
Olalekan asked:

Hi, I interviewed for the role of financial analyst, the employer asked me to register for this course. What if I don't end up getting the job?

Answer:

Thank you for your message. CIFA is an independent training provider, we are not affiliated with any third-party recruitment agency or employer, and we do not guarantee job placement as part of our courses. The course is a valuable, CPD-accredited qualification that can strengthen your CV and enhance your chances in future finance roles. Please feel free to contact us before registering. We’re happy to clarify what the course includes and how it may support your career path.

This was helpful. Thank you for your feedback.
Jasper asked:

does this course or the provider offer course tracking via a QR code?

Answer:

Dear Jasper, thank you for your enquiry. CIFA Education Management provide each student with a unique QR code for live study progress tracking. Should you require any further information, please feel free to get in touch with us via email or telephone. We look forward to hearing from you.

This was helpful. Thank you for your feedback.
Thomas asked:

May I know will I get the fca and pra qualification?

Answer:

Dear Thomas, the course you are interested in will provide you with all the knowledge on the Financial Conduct Authority regulations and compliance as well as all other regulatory authorities. Successful completion of the course and passing of the course end examination will give you your CIFA Level 4 CPD Accredited Certificate of Achievement. Should you be interested in becoming an "approved person" with the FCA, you will be required to have your employer put this application in on your behalf.

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Harry asked:

How are the modules delivered? Is it elearning or led by a trainers online?

Answer:

Hello Harry, the online course can be accessed through your study portal on the website. It is self-paced, so you are able to study at your convenience. The available additional study support materials include the instructor's webinars and power point slides for all chapters of the unit. These are also available (from our CIFA Store) to be accessed on your study portal on the website.

This was helpful. Thank you for your feedback.
Edison M asked:

is there any tutorial support available, i was told, its just a ebook that i read, id like someone to speak to, to clarify anything i dont understand

Answer:

Hello Edison, there is an additional separate study support package with all the webinars, power points and suppport for £72. This is optional and and can be added at any given time.

This was helpful. Thank you for your feedback.
Edison asked:

The requirements says minimum level 3, does that mean in finance or in general as I have studied for 2 degrees, wondering if I am eligible?

Answer:

Hello Edison, yes it is possble for you to do the course even if you are doing an entire career change and trying to penetrate the finance industry. The courses are designed to lay a solid foundation in giving you all the fundamentals necessary to build your career in finance. Please feel free to to get in touch at info@cifa.ac for more information.

This was helpful. Thank you for your feedback.
C asked:

Hi, im looking to start a career for investment analyst. Is this certificate still mandatory for it? I have a degree in finance field

Answer:

To enter the world of finance, regardless of which particular direction you go, you will need to know the regulations. If you are doing this for a specific job role, it would be good to know what exactly the job requirements are and also enquire. We also advise researching on the difference between academic qualifications and certifications versus professional certifications and qualifications.

This was helpful. Thank you for your feedback.
Akbar asked:

Hi, I was wondering if there was a separate course/certification available covering the FCA rules and regulations for investment advisors?

Answer:

We have various certifications in finance, including the Investment Advisor Certification, which cover this. Please feel free to call our customer service team to get more detailed assistance. We look forward to hearing from you.

This was helpful. Thank you for your feedback.
Andrew asked:

When it says on the CIFA website that there is 10 seperate quizzes, does that mean 10 seperate exam purchases?

Answer:

Hello Andrew, thank you for your enquiry. The quizzes are just assesment practise questions that have nothing to do with the exam, except prepare you. There is one final examination at the end of the entire unit. Feel free to send us an email or call us for any further enquiries.

This was helpful. Thank you for your feedback.
Lucia asked:

Hi, I'd like to take this course, but I have no basic knowledge about finance. Should I get other qualification first or I can take it directly?

Answer:

Hello Lucia, thank you for your enquiry. We have courses that are designed to lay the foundation for you in the finance industry. So you will be able to acquire the entry level knowledge, as well as build yourself with our other financial courses as you progress in your career.

This was helpful. Thank you for your feedback.
Ruth asked:

I studied Mathematics in my Degree, am I qualify to take this course?

Answer:

Hello Ruth. Thank you for your enquiry. Yes, you qualify for this course because the structure caters even for individuals doing an entire career change.

This was helpful. Thank you for your feedback.
Matheus asked:

Hi, I've been told to get this qualification to boost my CV, I have a finance degree, can I enter this course or would I need another qualification?

Answer:

Hello, thank you for your enquiry. You are able to go straight into the course. For any further enquiries, please contact us by phone or email on our website. We look forward to hearing from you.

This was helpful. Thank you for your feedback.
Elena Iacob asked:

Hi, I am looking to purchase this course but will you provide me with a qr code to give to my employer? thanks

Answer:

Hello, thank you for your enquiry. You will receive a QR code instantly when you purchase the course. This can show anyone that you are enrolled, and they get to see how much progress you have made on the course. Not only can you send it to people via email, but you can paste it on your professional social media pages like LinkedIn, Facebook, or Instagram, and get the right kind of attention from financial institutions. Feel free to give us a call for further information.

This was helpful. Thank you for your feedback.
Kenneth asked:

How can I initiate the payment by instalments

Answer:

You can visit our website and register as a user. Log in with those details you created. Go to "view courses", select the desired courses and add to cart. After that, go to checkout and you will be prompted for your payment method. Visit cifa.ac

This was helpful. Thank you for your feedback.
Cedric asked:

when can we start the program and also how many months can i take to complete the whole program? can it be done online?

Answer:

You can start the course as soon as you get it. The course is a suggested 140hrs study time, however, because it is self paced, you are not limited to a time frame. The course is purely online. For any further enquiries, feel free to call or send an email.

This was helpful. Thank you for your feedback.
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4.3
Course rating
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Service
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Content
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Value

Legal information

This course is advertised on Reed.co.uk by the Course Provider, whose terms and conditions apply. Purchases are made directly from the Course Provider, and as such, content and materials are supplied by the Course Provider directly. Reed is acting as agent and not reseller in relation to this course. Reed's only responsibility is to facilitate your payment for the course. It is your responsibility to review and agree to the Course Provider's terms and conditions and satisfy yourself as to the suitability of the course you intend to purchase. Reed will not have any responsibility for the content of the course and/or associated materials.

FAQs

Study method describes the format in which the course will be delivered. At Reed Courses, courses are delivered in a number of ways, including online courses, where the course content can be accessed online remotely, and classroom courses, where courses are delivered in person at a classroom venue.

CPD stands for Continuing Professional Development. If you work in certain professions or for certain companies, your employer may require you to complete a number of CPD hours or points, per year. You can find a range of CPD courses on Reed Courses, many of which can be completed online.

A regulated qualification is delivered by a learning institution which is regulated by a government body. In England, the government body which regulates courses is Ofqual. Ofqual regulated qualifications sit on the Regulated Qualifications Framework (RQF), which can help students understand how different qualifications in different fields compare to each other. The framework also helps students to understand what qualifications they need to progress towards a higher learning goal, such as a university degree or equivalent higher education award.

An endorsed course is a skills based course which has been checked over and approved by an independent awarding body. Endorsed courses are not regulated so do not result in a qualification - however, the student can usually purchase a certificate showing the awarding body's logo if they wish. Certain awarding bodies - such as Quality Licence Scheme and TQUK - have developed endorsement schemes as a way to help students select the best skills based courses for them.
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