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  • Certificate in ESG Principles & Standards

    London Governance & Compliance Academy
    Level 3 | Awarded by AGRC & Accredited by LIBF
    • Online
    • 15 hours · Self-paced
    • Professional certification
    • 15 CPD points
    During the past several years, ESG has gained plenty of prominence throughout the corporate world as a growing number of organisations have started embracing its three pillars and setting up programmes targeting issues such as climate change, diversity, equity and inclusion, empl …
    £650
  • Certificate in Financial Promotion and Marketing Compliance

    London Governance & Compliance Academy
    This is an eLearning self-paced course with an online assessment
    • 10 students
    • Online
    • 5 hours · Self-paced
    This course examines the role of the regulatory framework and competent authorities in countries such as the UK, Malta, the US, Cyprus and Germany, for the protection of consumers and investors. It provides a sound grounding in the guidelines for financial promotions and advert …
    £150
  • CISI Introduction to Investment | Level 3

    London Governance & Compliance Academy
    Online, self-paced
    • 10 students
    • Online
    • 8 hours · Self-paced
    • Professional certification
    This qualification provides a comprehensive introduction to the financial services industry with a specific focus on investments from a global perspective. A stand-alone global qualification as well as a unit within the Investment Operations Certificate (IOC) programme, this ex …
    £300
  • CISI Global Financial Compliance | Level 3

    London Governance & Compliance Academy
    • Online
    • 10 hours · Self-paced
    • Professional certification
    Global Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector. The course addresses techniques used to implement a successful compliance function in a bank and provides a comprehensive introducti …
    £300
  • CISI Risk in Financial Services | Level 3

    London Governance & Compliance Academy
    • Online
    • 10 hours · Self-paced
    • Professional certification
    This course offers a comprehensive global introduction to the major risk areas in financial services. It addresses international issues, reflecting the needs of a worldwide market, and provides a sound grounding in the principles of the risk management framework, corporate gove …
    £300
  • Market Abuse: an Overview

    London Governance & Compliance Academy
    • Online
    • 2 hours · Self-paced
    An online e-learning course to enable those working in FCA-regulated firms to recognise Market Abuse, including insider dealing and market manipulation, and make them aware of the requirements of the FCA.
    £75
  • GDPR Awareness Course

    London Governance & Compliance Academy
    • Online
    • 1 hour · Self-paced
    This course is designed to give all employees of a firm an understanding of what GDPR is intended to achieve, how it aims to empower individuals, and how it impacts firms and the roles of their employees.
    £75
  • Anti-Bribery and Corruption

    London Governance & Compliance Academy
    • Online
    • 2 hours · Self-paced
    A short online e-learning primer aimed as an introductory overview for those working in FCA-regulated firms to enable them to recognise Anti-Bribery and Corruption and make them aware of the requirements of the FCA, with particular reference to the Bribery Act 2010.
    £75
  • Senior Managers and Certification Regime

    London Governance & Compliance Academy
    • Online
    • 2 hours · Self-paced
    An online e-learning course aimed as an introductory overview for those working in FCA authorised firms to enable them to understand the Senior Managers and Certification Regime and make them aware of the requirements of the FCA.
    £75
  • Protection of Client Assets and Money: an Introduction

    London Governance & Compliance Academy
    • Online
    • 2 hours · Self-paced
    A short online e-learning primer aimed as an introductory overview for those encountering Client Money and Client Assets for the first time, and for those working in firms that do not hold or control client money or safe custody assets as part of their business.
    £75
  • Ethics and Compliance

    London Governance & Compliance Academy
    • Online
    • 3 hours · Self-paced
    Ethics and compliance training is helpful for encouraging appropriate behavior, setting expectations, demonstrating the organization's commitment, and informing employees of laws or regulatory principles that may not be common knowledge.
    £75
  • Ethics, Integrity and Fairness in Financial Services

    London Governance & Compliance Academy
    • Online
    • 2 hours · Self-paced
    Given its role and importance to any functioning modern economy, ‘trust’ is an essential ingredient between providers of financial services, its clients and even wider society. Culture, conduct and ethics are words which have come to pepper the regulatory lexicon. The importan …
    £75
  • Financial Crime Risk Management

    London Governance & Compliance Academy
    • Online
    • 2 hours · Self-paced
    Of the many vulnerabilities and threats to the financial services sector, financial crime risk has emerged as a pervasive, yet widely misunderstood category of risk. As consumers, governments, and the financial industry have gained familiarity with various forms of financial c …
    £75
  • Fundamentals of Risk Management

    London Governance & Compliance Academy
    • Online
    • 4 hours · Self-paced
    This course offers a condensed review of risk management, with a specific focus on operational, credit and market risks. The course also covers risk oversight and corporate governance. A longer version of the material is offered in the CISI Risk in Financial Services eLearning …
    £105
  • Governance, Risk and Compliance

    London Governance & Compliance Academy
    • Online
    • 3 hours · Self-paced
    Effective Governance, Risk and Compliance (GRC) practices are essential to achieving and maintaining public trust and confidence in financial services, which are critical to the proper functioning of the sector and the economy. Poor GRC can contribute to bank failures, which c …
    £105
  • Approved Persons Regime

    London Governance & Compliance Academy
    • Online
    • 1 hour · Self-paced
    Approved Persons Regime awareness course for all members of firms NOT subject to the Senior Managers & Certification Regime (SM&CR) which came into effect on 7 March 2016, applying to banks, building societies, credit unions and investment firms that are subject to dua …
    £75
  • Business Ethics Explained

    London Governance & Compliance Academy
    • Online
    • 2 hours · Self-paced
    This course offers a comprehensive review of business ethics and its importance in today's businesses and professionals. The course covers ethical dilemmas and decisions, fair process leadership and considers all aspects from a practical perspective, as it presents a few case s …
    £75
    • Online
    • 2 hours · Self-paced
    This course offers a comprehensive overview of the EMIR. It addresses the EMIR requirements, the types of counterparties and the clearing obligations. It provides a sound grounding to reporting requirements and risk management. It covers the risk mitigation processes and techni …
    £150
  • Certificate in Insider Dealing and Market Manipulation

    London Governance & Compliance Academy
    • Online
    • 5 hours · Self-paced
    This course will provide a comprehensive introduction to the Market Abuse Regulation's definitions on insider information and inside dealing. It will also cover legitimate behaviour, unlawful disclosure of inside information and market soundings. It will provide a sound groundi …
    £105
  • Market in Financial Instruments Directive II: an Overview

    London Governance & Compliance Academy
    A brief overview of MiFID II and its regulatory provisions.
    • Online
    • 2 hours · Self-paced
    This course offers a brief overview of MiFID II. It addresses the changes to the market structure under MiFID and MiFID II, and provides a sound grounding to the MiFID II provisions.
    £75
  • Practical Aspects of the Compliance Function

    London Governance & Compliance Academy
    • Online
    • 5 hours · Self-paced
    This course offers a practical review of the compliance function. It addresses the roles, responsibilities and mission of the compliance officer, the areas covered by the compliance unit and the tools and methodologies that facilitate the compliance officer's daily work. It pr …
    £105
  • Treating Customers Fairly

    London Governance & Compliance Academy
    • Online
    • 1 hour · Self-paced
    This Treating Customers Fairly ("TCF") course for all members of a firm helps them show the FCA that fair treatment of customers is at the heart of their business model.
    £75
  • Whistleblowing Explained

    London Governance & Compliance Academy
    • Online
    • 2 hours · Self-paced
    A short online e-learning primer for those working in financial services firms explaining the rules on whistleblowing and when it may be appropriate to make a disclosure ('blow the whistle'), if a firm or individual is involved in wrongdoing.
    £75

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