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About our client

Our client is a leading private credit manager providing no-dilutive capital to private equity management companies, funds and institutional investors to support on value creation and portfolio management. They are currently looking for an Associate to join the compliance team in London. What the job involves

• Support day-to-day compliance activities, maintain policies and procedures, and ensure regulatory deadlines are met
• Prepare and assist with UK FCA, European, and UAE regulatory filings, including Annex IV, GIINs, LEIs, and IRS platform updates
• Assist with onboarding and due diligence of service providers as required
• Maintain compliance records, support governance processes, and manage compliance software (ACA Compliance Alpha)
• Oversee AML/KYC procedures for investors and investment counterparties, ensuring adherence to market abuse regulations
• Monitor and maintain compliance records for financial promotions and investor communications
• Oversee SMCR requirements, organise compliance training, and monitor personal account dealing, gifts, and entertainment
• Ensure timely completion of attestations, background screenings, and regulatory confirmations (FCA, Companies House, PSC register)

• Generalist compliance knowledge including monitoring, AML and KYC experience
• Excellent written & communication skills, attention to detail and a precise approach
• Proficient in Microsoft office suite
• Enjoy working in a growing team in a dynamic fast paced office environment
• Self starter with a pro-active approach
• Ability to manage and prioritise multiple work streams
• Ability to work under pressure and adhere to all firm deadlines, as well as compliance's own
• Ability to develop strong relationships with other teams and be a trusted advisor