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Key Responsibilities: Comprehensive assessment of the Wholesale Banking activities. Execute allocated audits and make recommendations. Produce audit reports and maintain regular business partnering. Continuous monitoring and risk identification. Experience:...

Senior Audit Managers are responsible for leading and managing audit engagements and supporting the annual audit planning process. This specific role will provide expertise relating to compliance and conduct risks, primarily within an investment banking...

Job Title: AVP, Assistant Vice President, Product Control Location:  Central London Job Type:  Permanent, Full-Time Salary:   80,000 - 84,000 per annum up to 20% Bonus Benefits:  Hybrid Working Qualifications:  ACA About the Company IN2 Consult are working...

A fantastic opportunity has arisen for a Group Finance Manager to join a fast-growing Technology company based in Central London. This role offers excellent hybrid working options and outstanding career progression. Responsibilities: Manage the statutory...

Our client, based in West London, is looking for an experienced VP Finance to join their team. Using your knowledge and experience you will provide financial leadership and strategic guidance, while establishing and building a future-proof, first-class...

Job Title: VP of Global Tax Location: London, UK (Office based) Salary: Open to Discuss About the company: One of the world’s largest online brokers, the company provides CFDs and derivatives on forex, stocks, indices, cryptocurrencies, commodities, and...

To see more Chinese jobs please follow us on WeChat: teamchinapf AND pfteamchina Ref: 22642 The Skills You'll Need: Mandarin to native level, English fluent. Solid Risk Management experience in Banking/Financial Services industry. Your New Salary: Competitive...

Job Description: Job Title Lead Java Engineer Location London Corporate Title Vice President Global Financing and Credit Trading (GFCT) is a key business of the DB Investment Bank. We are a leading market maker of Credit products on major Dealer to Client...

Job Description: Job Title: Head of Product Perimeter Control Execution Location: London or Frankfurt Corporate Title: Vice President The Chief Risk Office function has Group-wide responsibility for the management and control of all credit, market, operational...

Job Description: Job Title Senior Java Engineer Location London Corporate Title Assistant Vice President Global Financing and Credit Trading (GFCT) is a key business of the DB Investment Bank. We are a leading market maker of Credit products on major Dealer...

Job Description: Job Title Risk and Regulatory Manager Location London Corporate Title Vice President Corporate Banking is a technology centric business and the management of the regulatory reporting aspects of this business is key to success of delivering...

You will also participate in the creation of the annual audit plan and be responsible for the terms of reference, work plan and work papers. You will write reports and attend business committees as appropriate.  This role will also be able to provide excellent...

INTERNAL AUDIT In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control...

• Proactively demonstrate SME understand of Credit underwriting within the global coporate banking landscape. • Support and lead on Planning and executing the audits • Lead on reporting and communicating any concerns  • Support non-BAU strategic initiatives...

Responsibilities (brief): Delivery of the annual review plan and reporting Engagement with internal and external audit and regulators Developing the annual control plan Skills required (brief): Experience executing compliance reviews or internal audit...

Overview Vice President, Audit Project Leader At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every...

Requirements: ·    Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry ·    Extensive experience in compliance test planning, processes and controls design assessments...

Lead deep reviews into the credit and and underwriting teams. Represent business control in working groups for regulatory and internal remediations Proactively manage relationship with multiple stakeholders, including Function heads and Business Heads...

Who we are looking for We are looking for a Global Markets Compliance Officer - Vice President who will primarily focus on advising internal stakeholders on implementation and development of an equities swaps trading desk, including developing relevant...

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk...

This role is responsible for the end-to-end management of issues for Wealth Controls COO, including project managing, monitoring, tracking and actionable reporting of issues. This role will ultimately report to the Head of Wealth Issues and Review Management...

Monitor SG group modelling guidelines Improve the modelling methodology to meet the group guidelines, Audit recommendations, regulatory expectations and market practice. Provide and update the relevant documents related to the models. Monitor the implementation...

OUR IMPACT Controllers ensure that the firm meets all the financial control and reporting obligations of a global, regulated, and public financial institution. Our professionals measure the profitability of, and risks associated with, every aspect of the...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments...

RISK The Risk Division is a team of specialists charged with managing the firm's credit, market, liquidity, operational and capital risk. Whether assessing the creditworthiness of the firm's counterparties, monitoring market risks associated with trading...