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Prudential and financial regulatory reporting. Ideally but not essential IFPR Experience Familiar with standardized market risk rules under the Capital Requirements Regulation Previous regulatory reporting Knowledge of regulatory reporting software packages...

Regulatory Reporting: Prepare Large Exposure Monitoring for cash accounts. Prepare CASS Reporting and Reconciliations in accordance with CASS Handbook. Assist in implementation MIFIDPRU rules under IFPR. Prepare returns for submission to the FCA in accordance...

Experience At least 3 years post-qualification experience gained in a law firm (within a regulatory / financial services practice), and/or in a Legal & Compliance department of a financial services institution and/or in a supervisory authority Qualifications...

This is a Product Control/P&L role that sits along side the IPV team. We are looking for someone with an understanding of how products work and behave. Any Asset Class is relevant. This is pure Product Control not IPV. Apply if interested. 

Document regulatory methodologies and capital treatment of complex structures/ transactions Review legal documentation for capital sufficiency Knowledge of the final Basel standards published by the Basel Committee in December 2017 – Basel 3.1 PRA consultation...

Document regulatory methodologies and capital treatment of complex structures/ transactions Review legal documentation for capital sufficiency Knowledge of the final Basel standards published by the Basel Committee in December 2017 – Basel 3.1 PRA consultation...

Fund Accounting and Control: Adhering to the Valuation Policy that covers all aspects of the valuation process and ensures financial assets and liabilities are reported at Fair Value; Understanding the financial products and strategies managed in the fund(s)...

• Conduct model validation for IRB models by challenging model assumptions, mathematical formulation, and implementation • Conduct independent testing to assess model accuracy and robustness under different scenarios and market conditions • Assess and...

A permanent role Technical knowledge & experience: Expert knowledge of the Basel 3/ CRD IV rules and associated CP's (including practical application) Very good knowledge of the final Basel standards published by the Basel Committee in December 2017...

Understanding of trade affirmation/ confirmation processes, for all products, escalating to brokers or internal PM’s as required Assessing funding requirement and the funding of central mandates including requesting FX transactions Understanding of Trade...

Candidates should have the following skills and experience:   A number of years’ compliance advisory experience, ideally with a background in regulated lending Strong and proven working knowledge of FCA regulation with particular emphasis on MCOB, CONC...

The successful applicant will need to be proactive, with an interest in the regulatory environment: Provide compliance advice to the business with a focus on execution services.  Knowledge of MAR, transaction reporting, trade reporting, and CASS required...

Complete the end to end account & market opening process including but not limited to completing and arranging execution of documentation, implementation of FX standing instructions and market broker onboarding. — Liaise internally with teams including...

•    The Fund Control team is responsible for verifying and reporting daily P&L to Portfolio Managers, ensuring the portfolios of the Funds are fairly valued, and reviewing and approving the Funds' NAVs prepared by the fund administrators.   •    The...

The Product Control department is a dynamic and commercial area of the fund and the first line of defence for the business. We are responsible for the production,  team/department: analysis, publication and control of official daily P&L for all  funds...