CASS Governance and Oversight - Breaches, Audit and Training - Vice President
The Guardian
CASS Governance and Oversight - Breaches, Audit and Training - Vice President
Yesterday by The Guardian
Competitive salary
Christchurch, Dorset
Permanent, full-time
This is a unique opportunity to join an established but expanding team who are responsible for the governance and oversight of a number of J.P. Morgan's legal entities in relation to the Financial Conduct Authority's (FCA) Client Asset (CASS) regulations.
As a CASS Governance and Oversight - Breaches, Audit and Training - Vice President in the CASS Governance and Oversight team, you will be primarily responsible for the oversight of the breach management process and annual external CASS audit, production of CASS training and management of ad hoc CASS focused projects. You will be a part of the CASS Governance & Oversight and UK Outsourcing Governance team who are responsible for the design, implementation and oversight of the governance frameworks that ensure that the Corporate and Investment Bank (CIB) is able to comply with UK client asset rules set by the FCA's and outsourcing requirements set by the Prudential Regulation Authority (PRA). In this role you will be involved in the tasks related to design and implementation of the oversight framework for CASS rules requirements within the CIB, ensuring the CIB’s Client Asset Oversight Officer (CAOO) and relevant Senior Management Functions (SMFs) are able to deliver on their regulatory responsibilities. You will work closely with Operations, Business and Product Management spanning all lines of business across the In-Scope Legal Entities. In addition, you will partner with Compliance, Audit and Risk.
Job responsibilities
Manage breach management, including reporting on potential breaches and supporting lines of business with remediation
Coordinate the annual external CASS audit and any other scheduled internal audits/compliance testing
Develop and provide relevant CASS training to lines of business, senior management, and board members as required
Manage the CASS Resolution Pack, including recurring testing of documentation provided by relevant business lines and the maintenance of the master documents
Identify and manage any ad hoc CASS tasks or projects when required
Oversee the day-to-day people management of the CASS Governance & Oversight Breaches, Audit, and Training team
Build strong and collaborative relationships with key stakeholders in the business and operations
Required qualifications, capabilities, and skills
Understanding of UK CASS rules and their application
Strong communication skills – both verbal and written
Excellent negotiation and influencing skills and ability to drive change
Strong organizational skills, attention to detail and ability to manage and prioritize effectively
Attention to detail with the ability to succinctly communicate requirements / actions
Ability to multi task in a fast paced environment and to work under pressure to set deadlines
Highly motivated, intuitive and possess initiative to identify potential process improvements across all business areas
J.P. Morgan’s Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.
Reference: 54899623
Please note Reed.co.uk does not communicate with candidates via Whatsapp, and we will never ask you to provide your bank, passport or driving licence details during the application process. To stay safe in your job search and flexible work, we recommend visiting JobsAware, a non-profit, joint industry and law enforcement organisation working to combat labour market abuse. Visit the JobsAware website for information and free expert advice for safer work.