Compliance Advisory Manager, Asset Management - Hays
eFinancialCareers
Compliance Advisory Manager, Asset Management - Hays
2 days ago by eFinancialCareers
eFinancialCareers jobs

A distinctively cultured wealth & asset management firm with hybrid working in place seeks a Compliance Advisory Manager. The successful candidate will play a lead role in responding to regulatory changes and as such will undertake horizon scanning, agreeing actions with the business and overseeing their implementation. Furthermore, the job holder will provide advice on financial promotions, approve its content, as well as provide information to third parties such as the regulator, external auditors and service providers. Candidates are sought with a strong understanding of asset management within which working knowledge of product governance and ESG related regulations would prove advantageous.

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Reference: 54871318
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