Compliance (AVP)

Role Overview: Support the Head of Compliance in executing a comprehensive compliance programme across multiple jurisdictions. Utilize data and technology to enhance current approaches.

Key Responsibilities:

• Manage change control processes.
• Transform the Group’s Risk Rating Tool (RRT) methodology.
• Support strategic projects to upgrade monitoring and surveillance systems.
• Ensure success of the Group Compliance Validation Testing (CVT) programme.
• Optimize orchestration of the Group’s risk data.
• Improve the Group’s Management Reporting (MI) mechanisms through automation and efficiency.
• Assist with ad hoc projects and strategic initiatives, including M&A due diligence.
• Collaborate with stakeholders to deliver initiatives.

Requirements:

• Minimum 5 years of compliance experience in international financial services.
• Strong knowledge of financial crime, regulatory compliance, and international sanctions (UK and CDOT).
• Proficient in managing large data sets; SQL experience preferred.
• Excellent communication, report writing, and analytical skills.
• High ethical standards and ability to handle confidential matters discreetly.