2,285 Compliance Director Jobs

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Compliance Director

3 January by Clayton Davies Ltd

Our client is a dynamic and forward-thinking wealth management firm, committed to delivering exceptional financial planning and investment solutions to our clients. With a strong international presence, they pride theirselves on their dedication to e...

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Fleet and Compliance Director

We are working on behalf of a leading road haulage company in Ipswich specialising in general haulage who are looking to appoint an experienced Fleet and Compliance Director to oversee the management of their vehicle fleet ensuring that all operation...

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Ethics and Compliance Director

Your New Company They have a presence in a large variety of household products, from fridges to bathroom fittings. They have a truly global presence, operating in over 120 countries with over 50,000 employees. Their primary aim is to focus on creatin...

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Compliance Manager - Progression to Compliance Director - Hybrid - Guildford - Up to £80k

3 days ago by Financial Divisions

Up to 80k Equity Ownership Are you a Compliance Manager looking for the next big step in your career? My client, a dynamic IFA firm that I’ve had the privilege of working with for several years, is offering an exciting opportunity to join their expan...

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Compliance Manager, Progression to Compliance Director, Chesterfield, Hybrid, up to £80k

3 days ago by Financial Divisions

Up to 80k Equity Ownership Are you a Compliance Manager looking for the next big step in your career? My client, a dynamic IFA firm that I’ve had the privilege of working with for several years, is offering an exciting opportunity to join their expan...

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Director of Legal and Compliance

23 January by eFinancialCareers

As a Legal and Compliance Director you will be responsible for: Providing buisness wide compliance advise on any related queries. Managing the implementation of new, and refresh of exisiting, compliance policies; from drafting to testing and implemen...

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Director of Governance and Compliance

Yesterday by Michael Page Legal

The Director of Governance and Compliance will be responsible for the governance across the Housing Association Client Details My client is a Housing Association based in London Description Director of Governance and Compliance London Role: Support t...

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Finance Director (Governance and Compliance).

Finance Director - Surrey/Hybrid - Up to 150k p.a. excellent benefits Do you want to be part of a growing, driven business that puts customer engagement and company values at its core? Are you an experienced Finance Director who thrives to work acros...

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Director of Compliance and Risk Management

1 week ago by Jameson Legal

We have an exciting opportunity with one of our clients in London to join them as the UK Group Director of Compliance and Risk to build an overarching Compliance and Risk program for a fast-growing company. Operating through three distinct brands, ou...

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Director of Compliance & MLRO- SMF16 &17

Director of Compliance & MLRO SMF16&17 – Asset Management ? Flexible- Remote/ Hybrid but access needed to Head of Office based in the South Managing a team of 6, whilst ensuring that the Group achieves operational adherence to regulatory requirements...

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Head of Risk & Compliance

14 January by Birketts LLP

The firm Birketts is a full service, UK Top 50 law firm. With a heritage spanning 160 years, we have more than 700 lawyers and legal professionals based in Bristol, Cambridge, Chelmsford, Ipswich, London, Norwich, Sevenoaks and Bristol. We advise bus...

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Group Compliance Manager

13 January by Cripps Recruitment

Our client is a growing top 40 accountancy practice who provide expert solutions for entrepreneurial businesses and private individuals in Central and Southern England. Their culture is very important to them and is based on our company values of exp...

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Compliance analyst

21 January by Finlink Ltd

Compliance Analyst Up to 60k Remote working (Occasional London Travel) This role is best suited to those with 5 years’ experience within Compliance for an Asset Management organisation, relevant industry qualifications desirable. You will be reportin...

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Trainee Compliance Officer

13 January by HW Fisher Ltd

The Firm: HW Fisher is a UK chartered accountancy firm and part of the Sumer Group, which is in the Top 15 accounting firms in the UK. We are a commercially astute organisation with a personal service aimed at entrepreneurial small and medium enterpr...

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Compliance Investment Analyst

7 January by Recruit Wealth

Recruit Wealth are delighted to be representing, once again, our multi award winning investment management/DFM client who possess an enviable 20 year track record in managed portfolios. They are able to offer a series of Active, Income, Enhanced Pass...

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Compliance Investment Analyst

7 January by Recruit Wealth

Recruit Wealth are delighted to be representing, once again, our multi award winning investment management/DFM client who possess an enviable 20 year track record in managed portfolios. They are able to offer a series of Active, Income, Enhanced Pass...

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Paraplanner

9 January by NJR Recruitment

Our client, a privately owned firm who offer independent financial advice to both corporate and private clients is currently looking for a Paraplanner to join their team. The successful candidate will ensure adherence to both the Financial Conduct Au...

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Compliance Consultant

My client, an ambitious & growing adviser network known for their inclusive & supportive culture, are looking to appoint a dynamic & solutions-oriented Compliance professional to provide effective compliance services across the Wealth, Mortgage & Pro...

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Compliance Monitoring Officer

15 January by Connells Group HQ

Job Description As a Compliance Monitoring Officer you will play a pivotal role in supporting the delivery of second line monitoring across the Connells Group Functions. You role will be to provide challenge as to whether Group policies, procedures a...

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Account Executive

2 days ago by Reed

We are recruiting on behalf of a prestigious client in Leeds, who are looking for an ambitious Account Executive to help expand their client base and increase revenue through the management of new business opportunities. This role focuses on various ...

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Mortgage Advisor

Are you an experienced Mortgage Advisor interested in a new job in Central Scotland with leads supplied? In this New Build Mortgage Advisor position, you will benefit from receiving a regular flow of new build mortgage leads. The property development...

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Mortgage Advisor

Are you keen to join a financial services network based in Scotland specialising in helping Mortgage Advisors improve efficiency, increase sales and develop your business profitability in a safe and business manner? The Company With 40 advisers natio...

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Mortgage Advisor

Are you keen to join a financial services network based in Scotland specialising in helping Mortgage Advisors improve efficiency, increase sales and develop your business profitability in a safe and business manner? The Company With 40 advisers natio...

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Mortgage Advisor

Are you keen to join a financial services network based in Scotland specialising in helping Mortgage Advisors improve efficiency, increase sales and develop your business profitability in a safe and business manner? The Company With 40 advisers natio...

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Compliance Assistant

8 January by MERJE Ltd

Our client, an award winning independent financial advice firm are looking for a Compliance Assistant to join the team on a permanent basis. As Compliance Assistant you will assist the Risk and Compliance Director in ensuring the appropriateness of t...

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