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Responsibilities: Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas. Assist in the ongoing review and updating of compliance po...
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Goodman Masson are working with a London based company looking to hire a Tax Compliance Assistant Manager for their growing team. Responsibilities: Preparing of Corporation Tax Returns VAT Compliance, quarterly and yearly Advise on Employment taxes a...
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Candidates should have the following skills and experience: A number of years’ compliance advisory experience, ideally with a background in regulated lending Strong and proven working knowledge of FCA regulation with particular emphasis on MCOB, CONC...
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About the role As the Assistant Director of Building Safety & Compliance you will have a pivotal responsibility in ensuring all council-owned properties comply with statutory and non-statutory safety regulations. This includes overseeing key legislat...
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Knowledge and Experience Required: At least 5-7 years relevant experience, preferably gained in financial services or regulatory environment; Financial Promotions experience skills, knowledge and expertise. Other required Skillsets: Knowledge of FCA ...
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Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance test planning, processes and controls design assessme...
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The firm is in high growth stages, offering a variety of capital markets products and operating globally, with a focus on emerging markets. Description Oversee the compliance department and ensure all activities meet regulatory requirements. Implemen...
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About the Role: Grade Level (for internal use): 13 Regional Commercial Director - Regulatory Compliance The Team: This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of...
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Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by ...
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We are AMS. We are a global total workforce solutions firm; we enable organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces. Our Contingent Workforce Solutions (CWS) is one of our service offerings; w...
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The role will report to the Managing Director of SFP, but it is expected that the individual will work very closely with the Regional Directors, FP Training Manager and Director of Wealth Operations. As part of the team, you will have the opportunity...
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This role is a 12 month Fixed Term Contract. Carry out desk based and thematic reviews of the firm's Wealth Management Division, as part of second line of defense and in line with the firm’s risk-based compliance monitoring programme. Skills and Qual...
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The post-holder will: Provide accurate, timely and practical regulatory compliance advice to the Private Client business on lending (regulated, unregulated and consumer credit) For regulated lending, advise on the meaning and application of FCA rules...
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Company Description Legal & General is one of Europe's largest asset managers, providing clients and partners with complex, responsible investment solutions, across public and private markets. As a global investor, we are present where our clients mo...
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AXA Investment Managers (AXA IM) is a leading asset manager offering a range of diversified investment opportunities in traditional and alternative asset classes. With our products, we seek to diversify and grow our portfolios while providing long-te...
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Our client an exciting name in the investment management industry is looking to hire a 1-3 years compliance professional to join their team. This role will report to the Regional Head of Compliance (& SMF16/17 holder). The tasks are generalist in nat...
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The ideal candidate disposes of: Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities. Monitor industry practice w...
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Our client, a Global Bank, are looking for an E-Trading Compliance Advisory AVP to join their Compliance Advisory team based in London. Responsibilities below: You will also be responsible for providing advice and guidance on regulatory requirements ...
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AXA Investment Managers (AXA IM) is a leading asset manager offering a range of diverse investment opportunities in traditional and alternative asset classes. With our products, we aim to diversify and grow our portfolios, while providing long-term v...
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Job Description: Job Title Head of Employee Compliance Strategy & Risk Management Location London Corporate Title Director Employee Compliance's (EC) core function is to provide effective advice and tools to enable Deutsche Bank employees to observe ...
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Maldon Partners are recruiting a Senior Compliance Officer (VP) on a 12-15 Month Maternity cover basis for a Global Alternative Investment Manager based in London. The firm has c$50bn AUM across four main business areas: Private Equity, Real Estate, ...
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A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the liv...
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Our client offers Investment Banking, Private Equity and Institutional Sales services across Europe . In Europe their London and Frankfurt offices act as a strong, stable and trusted financial partner to clients in Investment Banking, Private Equity ...
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Our client, a Global Bank, are looking for a Vice President, EMEA Compliance Advisory Operations to join their Compliance Advisory team based in London. Responsibilities below: Lead and oversee the provision of technical regulatory advice to Enterpri...
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About the program Our Summer Analyst Program is a nine to ten week summer internship for students pursuing a bachelors / graduate degree. You will be fully immersed in our day-to-day activities. As a participant, you will: Attend orientation where yo...
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