About us The Titan Group provides a broad range of services across the whole wealth value chain - from financial planning, investment management throu...
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Head of Compliance Location - various locations throughout the UK Hybrid - Mix of home and office (2/3 days a week) Salary: up to 105k benefits MERJE is seeking a highly experienced Head of Compliance for a leading construction consultancy. This pivo...
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Head of Compliance Location: London, UK Sector: Financial Services Salary: Competitive Bonus Benefits About the Company: Our client is a leading financial services organisation based in the heart of London. With a strong reputation for innovation and...
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Our client, a successful brokerage based in London, is seeking an experienced Head of Compliance to lead their compliance function within a dynamic financial services environment. This is a key leadership role, reporting to the Board, with responsibi...
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Job Overview We are seeking an experienced Compliance Manager to join the London branch of an established foreign bank. This role offers the opportunity to oversee regulatory compliance and ensure the bank’s operations align with PRA and FCA require...
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This is a generalist compliance role. Candidates will ideally have circa 3-5 years financial services compliance experience and knowledge of implementing assurance and compliance processes. Key Skills Ideally 3-5 years relevant compliance experience ...
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We are recruiting for a leading city based Stockbroker / Wealth Management firm are looking for a Compliance Manager to oversee the day to day management of the Compliance Department. Main Responsibilities Submission of RegData regulatory reports, no...
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A Lloyd's Managing Agency is seeking a compliance analyst. The firm are moving into marine insurance having experienced rapid growth in non-marine markets. As such, they need somebody with circa 2-3 years experience of working on marine insurance com...
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What You Will Learn from This Program As a Compliance Intern, you will gain valuable hands-on experience and insights into key areas of compliance operations, including: Client Onboarding and Due Diligence: Participate in the client onboarding proces...
What You Will Learn from This Program As a Compliance Intern, you will gain valuable hands-on experience and insights into key areas of compliance operations, including: Client Onboarding and Due Diligence: Participate in the client onboarding proces...
Our client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. Reporting into the Chief Compliance Officer, t...
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Key responsibilities: Working closely day-to-day with the retail leadership team, you will have a dotted line to the central Risk and Compliance function where you will maintain a clear line of communication sharing best practice and helping to deliv...
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Job Title: Quality Assurance Compliance Manager Location: London, UK Company: [Confidential Bank] Job Summary: The Quality Assurance Compliance Manager will be responsible for ensuring that the operations in London comply with all relevant regulatory...
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Eames Consulting is partnering with a reputable Insurance organisation to recruit a Compliance Analyst for their London Office. Key Responsibilities: Assist with the allocation of regulatory reporting duties, ensure compliance with reporting deadline...
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Key Responsibilities: Regulatory Compliance and Oversight: Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA’s product intervention measures on CFD offerings (e.g., leverage lim...
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PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb...
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Job Title: Associate - Compliance Analyst Job Description The Compliance Monitoring and Testing (CMT) Group is an independent oversight function responsible for planning and executing testing and monitoring activities. These activities assess whether...
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This prestigious Hedge Fund has a rich history of excellence and innovation in the financial sector. With a strong focus on client satisfaction and ethical practices, the company offers a dynamic and rewarding work environment for ambitious professio...
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Key responsibilities: Working closely day-to-day with the retail leadership team, you will have a dotted line to the central Risk and Compliance function where you will maintain a clear line of communication sharing best practice and helping to deliv...
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AXA Investment Managers (AXA IM) is a responsible asset manager, actively investing for the long-term to help its clients, its people and the world to prosper. Our high conviction approach enables us to uncover what we believe to be the best global i...
The role will provide oversight of regulatory processes across the business ensuring compliance with regulatory requirements and internal policies and procedures. This will include working closely with the COO to assist in managing the risk framework...
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Company Description Legal & General is one of Europe's largest asset managers, providing clients and partners with complex, responsible investment solutions, across public and private markets. As a global investor, we are present where our clients mo...
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Required skills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial Planning / Wealth Planning) businesses. • An understanding of the FCA rules in relation to ESG, Princip...
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Candidates should have the following skills and experience: A number of years’ compliance advisory experience, ideally with a background in regulated lending Strong and proven working knowledge of FCA regulation with particular emphasis on MCOB, CONC...
Job Overview We are seeking an experienced Compliance Manager to join the London branch of an established foreign bank. This role offers the opportunity to oversee regulatory compliance and ensure the bank’s operations align with PRA and FCA require...
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Man Group is looking to hire a Junior Compliance Officer as part of its investment management Compliance team. The role will report into the Head of Compliance, AHL but will assist across a variety of tasks and business lines across all of Man Groups...
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