445 Compliance Jobs in London

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Compliance Monitoring Officer

12 February by CMC Markets

CMC is seeking two experienced Compliance Officers to join our team on an interim basis. Your primary role will be to complete core tasks as part of o...

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Managing Director

A dynamic bridging finance provider offering tailored financial solutions to our clients is looking for an experienced and visionary Managing Director to lead and drive the business forward. The company prides itself on its commitment to excellence, ...

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Deputy Head of Loan Management

1 week ago by KFS Recruitment

Deputy Head of Loan Management Bridging and Buy to Let Mortgages London 65-70k We are working with a leading independent bridging finance provider based in the United Kingdom. With a strong presence in the market, they specialise in offering fast and...

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Mortgage Broker

My client is a very well established, successful, directly authorised, HNW Independent Mortgage brokerage. The company's main aim is to provide the best and most impartial advice available to its clientele. The company are expanding due to high busin...

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Paraplanner

Paraplanner - Wealth Management London Salary to 60,000 dependent on your experience and qualifications, full benefits package and bonuses. This well-established wealth management company that prides itself on delivering tailored financial advice to ...

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Area Mortgage Manager

Area Mortgage Manager Do you Lead from the front? Do you motivate people to improve, generate more business, and exceed all expectations? Then we have the perfect role for you… A leading provider of Mortgages and Protection is now looking to for an e...

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Financial Administrator (SJP)

We are looking for an experienced Financial Administrator to join our clients SJP Practice based in London. This position will involve supporting Financial Advisers with all areas of administration including, business processing, financial administra...

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Financial Advisor

With no micromanagement or targets and ability to work remotely, you are free to run your own business, benefiting from a high 80% commission split as standard and in house supervision you can concentrate on delivering exceptional advice as a Financi...

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Mortgage Advisor

If you are looking for better commission splits, the flexibility of working remotely with no micromanagement but still want to feel supported and empowered to take your Mortgage Advising to the next step, we have the firm to help you. Founded in 2000...

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Change Manager - Production Control and Reliability

15 January by Ncounter

Change Manager - Production Control and Reliability Ncounter’s Asset Management partner is seeking a senior Change Manager to assist with Application Maturity, and Business Continuity functions within the organization. This role ensures smooth transi...

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Relationship Director - Real Estate

Relationship Director - Real Estate - Development Finance Up to 80,000 Bonuses Dental Life Insurance Health Insurance London - Fully Remote Opportunity I am currently on the search for a Relationship Director in development finance real estate that t...

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Trust Manager - Wealth Management

7 February by Pro-Tax Recruitment

Outcomes of the Role Dealing with all aspects of trust and estate administration including all appropriate executive functions of a corporate Trustee. Carrying out annual detailed review of all necessary financial statements and tax compliance. Deali...

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Assistant Manager - Pensions

17 February by Isio

Assistant Manager - Pensions Administration Pensions Administration is the heart of our trustee services and as a people-first business, we are seeking a caring, motivated and technically competent Assistant Manager / Deputy Team Leader to join our t...

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Junior Paraplanner

21 January by The Graduate Project

Junior Technical Consultant/ Paraplanner Our client is a wellestablished wealth management firmknown for our integrity and trust and have been recognised as the Best Financial Advisers to Work for in the last few years. They are now looking to recrui...

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Senior Paraplanner

17 February by Ortus PSR

Exciting Opportunity for Experienced Paraplanners Are you a detail-oriented Paraplanner eager to elevate your career in financial services? Do you thrive in a fast-paced environment and enjoy supporting financial advisors to deliver exceptional clien...

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Mortgage and Protection Advisor

10 February by GCB Recruitment

We are currently looking for a Mortgage and Protection Advisor to join our clients, a nationally recognised Estate Agency, who are looking for a Mortgage and Protection Advisor to join their busy team in the Harrow area. This is an extremely fast-pac...

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Trustee Associate

12 February by IDEX Consulting Ltd

IDEX Consulting is working with one of the UK's leading Trustee consulting firms in the search for a Trustee Associate for their award winning client. This role will benefit someone who is from a pension scheme governance background and looking for a...

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Mortgage and Protection Advisor

30 January by GCB Recruitment

We are currently looking for a Mortgage and Protection Advisor to join our clients, a nationally recognised Estate Agency, who are looking for a Mortgage and Protection Advisor to join their busy team in the Hornchurch area. This is an extremely fast...

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Senior Paraplanner

31 January by Ortus PSR

Senior Paraplanner – Elevate Your Financial Planning Career Salary up to 65,000 Full Benefits Discretionary Bonus(Hybrid Working Available) Are you a Chartered Financial Planner looking to step up your career in a highly respected, independent wealth...

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Client Onboarding - Investment Management

1 week ago by MW recruitment

A growing Investment Manager has an interim role for a 12-month period with a focus on client onboarding, offboarding, payments, and financial instrument movements. This position requires exceptional attention to detail and a proactive approach to pr...

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Wealth Planning Administrator

14 January by mbf.

One of the UK's premier Wealth Management firms is currently seeking to recruit an experienced Wealth Planning Administrator to be based out of their offices in the City of London. This role offers an exceptional salary and benefits package, combined...

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Financial Planning Administrator

31 January by Ortus PSR

Private Client & Technical Administrator – Elevate Your Career in Wealth Management Are you an experienced IFA Administrator looking to take the next step in your career? Do you thrive in a fast-paced, client-focused environment where attention to de...

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Paraplanner (FULLY REMOTE), Hertfordshire & London, £40,000 - £43,000 and Benefits

5 February by Financial Divisions

The Opportunity My client is a highly successful Financial Adviser who has recently started their own boutique independent practice, and now needs to recruit a competent, technically skilled diploma qualified paraplanner to provide 100% support to he...

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Head of Loan Management

31 January by KFS Recruitment

Deputy Head of Loan Management Bridging and Buy to Let Mortgages London 70k- 80k We are working with a leading independent bridging finance provider based in the United Kingdom. With a strong presence in the market, they specialise in offering fast a...

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Business Development Manager

5 February by NRG Resourcing Ltd

Are you a driven, results-oriented professional looking for a chance to shine in the fast-paced world of property finance? Do you thrive on building strong relationships and hitting targets? If so, this opportunity is tailor-made for you. About the C...

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Mortgage and Protection Advisor

13 February by GCB Recruitment

We are currently looking for a Mortgage and Protection Advisor to join our clients, a nationally recognised Estate Agency, who are looking for a Mortgage and Protection Advisor to join their busy team in the Harrow area. This is an extremely fast-pac...

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