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Compliance Analyst

15 October by Arthur

We are working very closely with an independent Lloyd's Insurance Broker who are seeking an individual to join their very warm Compliance function. In this role, you will be supported by the wider team to: Review and maintain various company logs (Co...

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Compliance Manager

14 October by Venn Group

Compliance Manager Venn Group is currently recruiting for a Compliance Manager to support the engineering service of a large Healthcare Organisation Hourly rate: 36.70 through an umbrella company Duration: temporary to permanent Hours: 37.5 per week,...

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Compliance Officer

Yesterday by BCT Resourcing

Compliance Officer City of London 60,000 - 80,000 per annum I am recruiting for a Compliance Officer for one of my well established Insurance clients in the city on a hybrid basis. Duties include: - Sanctions screening, referrals and performing check...

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Compliance Officer

23 October by Robert Walters

Our client is seeking a Compliance Officer with a strong background in file reviewing and a deep understanding of FCA COBs, particularly suitability. This role offers the opportunity to work within an established Central Compliance team, reporting di...

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Compliance Analyst

14 June by MERJE Ltd

MERJE is collaborating with a prominent Insurance business in the search for a committed Compliance Analyst. As the Compliance Analyst you will lead the evaluation of insurer and Delegated Authority agreements while championing meticulous management ...

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Compliance Manager

22 October by Finitas

Compliance Manager | Lloyd's MGU | London | 90 - 110,000 (doe) Finitas are delighted to be partnering with an established Lloyd's MGU in their search for a Compliance Manager to join their team. This will be an engaging and challenging role working a...

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Compliance Officer

4 days ago by Oliver James

I am recruiting for a Compliance Officer for one of my well established Insurance clients in the city on a hybrid basis. Duties include: - Sanctions screening, referrals and performing checks, along with other financial crime activities - Monitoring,...

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Compliance Officer

Your new company They are one of the leading businesses in the data analytics marketing space. They give their customers a profound understanding of what the world thinks, therefore providing them with a competitive advantage. Over the past 20 years,...

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Compliance Administrator

2 October by Carlton Recruitment

Compliance Administrator Wimbledon 25,000 - 27,000 Mon-Thurs 9am-5.30pm Fri 9am-5pm Permanent full time Benefits 28 days holiday Company Pension scheme On-site parking A great opportunity for a person who has experience with compliance in constructio...

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VP of Compliance

1 November by Profectus Recruitment

Profectus is working with a global fintech organisation looking for a VP of Compliance. This position will suit a Chief Compliance Officer, Head of Compliance, or Director of Compliance. You will be working for an impressive global company that promo...

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Head of Compliance

Are you an experienced Head of Compliance looking for your next opportunity? Would you like to work on a fully remote basis? Transparent is proud to partner with this impressive business in this key piece of recruitment. The role would suit a motivat...

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Compliance Manager, Compliance Advisory

8 October by eFinancialCareers

Compliance Manager, Compliance Advisory 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we act...

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Compliance Officer

29 October by eFinancialCareers

Key Responsibilities: Regulatory Compliance and Oversight: Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA’s product intervention measures on CFD offerings (e.g., leverage lim...

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Compliance Officer

29 October by eFinancialCareers

We are exclusively recruiting for a growing asset management firm looking to hire a Compliance Officer for a newly created role as the business continues to expand. This role will suit someone with a proactive & dynamic working approach, comfortable ...

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Compliance Officer

29 October by eFinancialCareers

Compliance UK now seeks to appoint a Compliance Officer focusing on regulatory compliance and supporting with financial crime prevention & oversight. Compliance UK is part of Group Compliance, an independent second line function in the SEB Group resp...

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Compliance Officer

5 days ago by eFinancialCareers

Carrying out daily review and monitoring of the firms Code of Ethics program Assist the compliance team with compliance onboarding and managing employees’ disclosures Conduct new hire and annual compliance trainings, personal trading reviews and appr...

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Compliance Manager - Compliance Advice

9 October by eFinancialCareers

Fixed Term Contract Duration - 11 Months What the Hiring Manager says At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to s...

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Compliance Officer

30 October by eFinancialCareers

Eames Consulting is partnering with a reputable Lloyd's Syndicate to appoint a Compliance Officer in multiple locations, including London, York, and Colchester. We are seeking compliance generalists to support the Head of Compliance with a solid unde...

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Compliance Officer

30 October by eFinancialCareers

Eames Consulting is partnering with a reputable Lloyd's Syndicate to appoint a Compliance Officer in multiple locations, including London, York, and Colchester. We are seeking compliance generalists to support the Head of Compliance with a solid unde...

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Compliance Manager

2 days ago by eFinancialCareers

Fixed Term Contract Duration - 5 Months About the Business Quilter plc is a leading provider of financial advice, investments and wealth management, committed to being the UK's best wealth manager for clients and their advisers. Quilter oversees 111..

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Compliance Officer

31 October by eFinancialCareers

We are seeking a Compliance Officer to join our clients London office. The Compliance Officer will be responsible for ensuring that the organisation adheres to regulatory requirements and internal policies. This role involves monitoring compliance wi...

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Compliance Associate

29 October by eFinancialCareers

Compliance Associate – 1 Year FTC Asset and Investment Manager London – Up to 70,000 Gresham Hunt has been mandated by our Asset and Investment Management client to find an experience Compliance Associate on a one year contractual basis. Our client i...

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Compliance Analyst

7 October by eFinancialCareers

We are recruiting for a leading city based Stockbroker / Wealth Management firm are looking for a Compliance Manager to oversee the day to day management of the Compliance Department. Main Responsibilities Submission of RegData regulatory reports, no...

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Compliance Manager, Compliance Advisory

1 November by eFinancialCareers

Compliance Manager, Compliance Advisory 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we act...

Job hidden.

Compliance Manager - Compliance Advice

2 days ago by eFinancialCareers

Fixed Term Contract Duration - 11 Months About the Business At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to stay one st...

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