2,601 Compliance Jobs in Nortonsend

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Compliance Officer

11 December by Love Finance Limited

Love Finance: Compliance Officer - Permanent - Full Time - Birmingham City Centre - Ideally Full Time in the Office - 34,000 - 60,000 depending on exp...

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Compliance Officer

15 November by Brookson

Brookson is recruiting for a Compliance Officer to join the Brookson Group. This role operates within a matrix management structure, reporting to both...

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Environmental Compliance Advisor

5 December by Kennedys Law

This role will report to the FM Compliance Manager and will support with the Global Health & Safety Strategy, whilst supporting the wider FM Teams to deliver on targets, action plans and training that supports the firms strategy and complies with loc...

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Funding and Compliance Officer

Description The Role To support the Head of Funding and Compliance in ensuring the College meets the regulatory requirements placed on it by the funding bodies and to ensure the mitigation of data and compliance risk in relation to the contractual fu...

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Senior Compliance Officer

25 November by Lifesearch

At LifeSearch, our Senior Compliance Officer will play a pivotal role in shaping and supporting our compliance culture. If you’re a proactive and experienced compliance professional who thrives on providing clear advice, navigating complex regulation...

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Senior Compliance Officer

Senior Compliance Officer Hybrid working with travel to our Central London head office About Us The International Institute for Environment and Development (IIED) is a policy and action research organisation promoting sustainable development and link...

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Governance and Compliance Manager

20 December by Zellis

About the role In this highly visible role across the organisation, as Governance and Compliance Manager you'll be working with team members and internal stakeholders across the Zellis Group and supporting the Group Head of Compliance with the delive...

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Governance and Compliance Officer

19 November by The Vegan Society

Governance and Compliance Officer Birmingham, West Midlands (with hybrid working and occasional travel to the office and in-person meetings) About Us The Vegan Society is an anagram of The Nicest Voyage. Quite fitting, we think, as for many people ve...

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Compliance and Quality Assistant

Windsor Forest College Group is looking for a Compliance and Quality Assistant to join the English and Maths department team at Slough & Langley College on a full-time contract working on a Term Time Only basis. Compliance and Quality Assistant Worki...

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South Quadrant Compliance Manager

16 December by Harris Federation

About Us The South Quadrant comprises: Harris Academy Morden Harris Academy Merton Harris Academy Purley Harris Academy South Norwood Harris Academy Sutton Harris Academy Wimbledon Harris Invictus Academy Harris Aspire Academy Harris Professional Ski...

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Senior Compliance Analyst

18 December by eFinancialCareers

Job Purpose The Senior Compliance Analyst is responsible for assisting in ensuring that IFEU, IFAD and TVEU (together the businesses") adhere to all applicable regulation and in-house policies. The Senior Compliance Analyst will therefore assist the ...

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Manager Trading Compliance

18 December by eFinancialCareers

Meraki Talent are currently working with a leading bank to help them identify a manager - trading compliance. This is an exciting opportunity to join a supportive and collaborative team responsible for covering a wide range of asset classes, includin...

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Junior Compliance Officer

19 December by eFinancialCareers

Man Group is looking to hire a Junior Compliance Officer as part of its investment management Compliance team. The role will report into the Head of Compliance, AHL but will assist across a variety of tasks and business lines across all of Man Groups...

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Manager, Compliance FTC

18 December by eFinancialCareers

NT- THIS IS A 15MONTH FTC POSITION Job Purpose ICE Futures Europe (the Exchange"), Intercontinental Exchange's (ICE") European Recognised Investment Exchange, Recognised Auction Platform and Benchmark Administrator, is a dynamic and fast-growing orga...

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Vice President Compliance

18 December by eFinancialCareers

Vice President Compliance Investment Banking London – Up to 100,000 Gresham Hunt has been mandated by our UK Investment Banking client to find a new Compliance Advisory Officer. Our client is a top UK banking group, with a strong worldwide presence. ...

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Compliance Associate - Stockbroker

18 December by eFinancialCareers

As part of an established compliance team, you will play a crucial role in maintaining regulatory compliance and safeguarding the company's reputation. You will: Monitor and manage information barriers within the firm Ensure compliance with FCA regul...

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Regulatory Compliance Manager

18 December by eFinancialCareers

Regulatory Compliance Manager We are currently working with a bank in London working on enhancing and improving upon their existing Compliance function from the perspective of their Regulatory Compliance and Compliance Advisory capabilities. Candidat...

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Compliance Advisory Analyst

18 December by eFinancialCareers

Responsibilities: Provide real-time compliance advice to front office and internal stakeholders on regulatory matters. Monitor trading activities to ensure compliance with relevant regulations and internal policies. Develop and deliver comprehensive ...

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Compliance Manager Generalist

18 December by eFinancialCareers

This is a generalist compliance role. Candidates will ideally have circa 3-5 years financial services compliance experience and knowledge of implementing assurance and compliance processes. Key Skills Ideally 3-5 years relevant compliance experience ...

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Regulatory Compliance Officer

18 December by eFinancialCareers

Summary: The SEI Group is a leading global provider of asset management and investment technology solutions. SIEL's Compliance department is seeking an experienced Senior Compliance Officer to join the growing team. Reporting to the Deputy Head of Co...

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Compliance Monitoring Analyst

18 December by eFinancialCareers

Purpose : Monitor compliance to assess business and TPAs adherence to regulatory standards and requirements. Work with established processes within the business & clientele, to manage risk and consumer duty requirements. Liase internally to review & ...

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Exclusive - Compliance Associate

18 December by eFinancialCareers

We are exclusively recruiting for specialist Investment Management firm who are looking to hire a Compliance Associate to support the Compliance Director and Chief Compliance Officer, whilst developing a working knowledge of the operational and regul...

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Regulatory Compliance Consultant

18 December by eFinancialCareers

My client are boutique consultancy looking to expand their London presence with a newly created role for a determined self-starter. They are looking for a regulatory compliance professional to deliver subject matter expertise to their wide range of f...

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Transport and Compliance Manager

17 December by The Guardian

This is an exciting opportunity for a conscientious individual with a D1 driving licence to play a key role at the heart of Streatham and Clapham High School's Finance and Operations team. As Transport and Compliance Manager, you will ensure the smoo...

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Senior Compliance Officer

18 December by eFinancialCareers

The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with over 500 employees and 51.3 billion worth of assets under management (as at 30th June 2024). Jupiter provides investment services to indiv...

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Compliance Services Specialist

18 December by eFinancialCareers

About the Role: Grade Level (for internal use): 07 Compliance Services Lead The Team: S&P is seeking an experienced & motivated Compliance Services Lead to support the growth within the EMEA Compliance Services group. The individual will be responsib...

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Head of UK Compliance

Yesterday by eFinancialCareers

You will be responsible for performing core compliance and non financial risk management functions, including : AML and KYC due diligence, regulatory reporting, reputation risk assessments, training, and internal policy reviews The ideal candidate wo...

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