Love Finance: Compliance Officer - Permanent - Full Time - Birmingham City Centre - Ideally Full Time in the Office - 34,000 - 60,000 depending on exp...
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Brookson is recruiting for a Compliance Officer to join the Brookson Group. This role operates within a matrix management structure, reporting to both...
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The individual will play a key role in the Compliance function, building and strengthening the existing OTC framework, monitoring regulatory developments and advising the business on Compliance matters. To land this role you will need: - At least fiv...
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Required skills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial Planning / Wealth Planning) businesses. • An understanding of the FCA rules in relation to ESG, Princip...
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At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000 employees ...
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A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the liv...
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Client delivery Take personal responsibility for achieving the agreed billable hours target, ensuring you have a sufficient pipeline of client work Provide high quality advice and support to clients on a range of regulatory compliance matters. This m...
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Our Commodities and Global Markets businesses provide risk management, lending and financing, and physical execution and logistics services across the energy, metals, and agricultural sectors globally. The division also offers commodity-based index p...
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At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000 employees ...
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EXCLUSIVE: HEAD OF COMPLIANCE – ACCOUNTANCY/LAW FIRM EXP (OR CHARTERED ACCOUNTANT WITH FIN SERVICES AML OR COMPLIANCE EXP) REQUIRED 85K - 100K bens & bonus Hybrid (Baker Street/Finchley Road area) Ref:4079D We are exclusively recruiting for our clien...
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EXCLUSIVE: HEAD OF UK COMPLIANCE – SENIOR COMPLIANCE EXPERIENCE FROM A CARD NETWORK, MONEY REMITTANCE OR SIMILAR FINTECH FIRM REQUIRED Ref: 4030G 100K - 130K Benefits & Bonus Hybrid (South East England) We have been retained by our client, a growing ...
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COMPLIANCE CONSULTANT – PWM/ADVISOR/BUY SIDE EXPERIENCE REQUIRED Ref: 4055G 60K - 70K Bonus Benefits Hybrid (London) Our client, a growing UK and US Compliance Consulting Firm, is looking for an experienced Compliance practitioner to join their growi...
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2025 BNY Summer Internship Program - Risk & Compliance At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible as...
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2025 BNY Summer Internship Program - Risk & Compliance At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible as...
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Responsibilities / Accountabilities Provide a proactive and expert advisory service to all areas of the organisation regarding regulatory matters. Providing advice to Corporate Finance, Corporate Broking, Institutional Sales, Trading, Research and M&...
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PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb...
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Who we are looking for State Street operates a global Financial Crime Compliance (FCC) program that is designed to meet its legal and regulatory requirements. We are looking for someone to join our London based Monitoring and Surveillance ("M&S") tea...
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Our Commodities and Global Markets businesses provide risk management, lending and financing, and physical execution and logistics services across the energy, metals, and agricultural sectors globally. The division also offers commodity-based index p...
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The firm have a fantastic reputation and consistent exceptional performance has led to growth at an exciting rate. You would be joining a firm with very low attrition and an attractive culture, promoting a collegial and collaborative working environm...
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Key Responsibilities Compliance Monitoring: Support the design and delivery of a risk focused Compliance Monitoring Plan, working with the wider Risk and Compliance team. Lead the completion of thematic reviews in accordance with the annual complianc...
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Exclusive: Head of Compliance Boutique Asset Manager – Asset Management Experience (inc AIFMD & MIFID II) Required Ref: 4074G 120K Bonus & Benefits London We have been exclusively retained by our Client, a Global Asset Manager, looking to hire a Head...
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We have a fantastic opportunity for a full-time permanent Operations Support Manager to join our Compliance Services Team working from any of our locality offices - Dorset, Devon, Hampshire, Berkshire or Bristol. About Sovereign Network Group (SNG) W...
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Our client is looking for a Data Assurance Specialist who will be responsible for ensuring the accuracy, security and compliance of the data used across the organisation. And maintain the integrity and reliability of data assets by conducting audits,...
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Assistant HR Business Partner - 30,000 Excelcare are a privately owned nursing and care home provider established for over 35 years. Our support functions including HR and Recruitment are based in Bromley, Kent. We offer the Skilled Worker route of i...
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About the Role: Our Transport Administrators are essential to our operation and play a key role in ensuring our customers receive their deliveries on time, every time. Working closely with the Transport Supervisor, you will provide continuous support...
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Join the Award-Winning Team at Goldstar Goldstar, a rapidly expanding Transport & Warehousing company, is proud to have been named "Haulier of the Year 2023" by Motor Transport. As we continue to grow, we are committed to building a strong team that ...
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Are you proactive and take pride in driving best practice? If so, join Thornford Park as our Quality Lead, working to continuously improving the Quality of service delivered and ensuring our compliance of CQC Regulations, NHSE Expectations and other ...
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