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Our client, one of the largest financial institutions headquartered in Japan, is seeking a Compliance Transformation Business Analyst to join their team in London. This is a 12-month contract position with a day rate of 600 via Umbrella Company. In t...
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Job Description: Job Title Compliance Risk Assessment- AVP Location Birmingham Corporate Title Assistant Vice President In this role, you will sit within the Compliance Risk Management Office (CRMO) and report to a Compliance Risk Assessment (CRA) VP...
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URGENT 12 month fixed term contract available for a Senior Audit Manager to carry out the following audits This is NOT A day rate contract You MUST have either a internal/external audit background or Compliance Assurance with the following experience...
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Our client is seeking a dedicated professional for the role of Compliance Assurance, Monitoring and Testing. This role offers an exciting opportunity to contribute to a comprehensive risk-based assurance programme across banking and securities busine...
Company Overview: Well established and boutique investment manager specialising in fixed income markets, targeting opportunities within the most liquid global markets. Our UK office is regulated as an Alternative Investment Fund Manager, whilst other...
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The firm is a major algorithmic trading entity in digital assets Key Responsibilties It is looking for a Compliance Advisory Senior Associate who has in-depth expertise from traditional financial markets The Senior Compliance Associate will be respon...
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Join us as a Compliance Lead in NatWest Markets We’ll look to you to lead regulatory compliance and conduct insight, oversight and challenge You'll play a key role in helping deliver the suite of NatWest Markets market abuse risk assessments and annu...
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Responsibilities: Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas. Assist in the ongoing review and updating of compliance po...
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Compliance Senior Manager, Compliance Advisory (12 Month FTC) 22 Bishopsgate, London - Hybrid At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset man...
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At SEI we value our employees and believe in driving growth through change. Part of building brave futures is making a concerted effort to develop and challenge our employees to achieve their goals through internal job mobility. Summary : The SEI Gro...
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Our client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. Reporting into the Chief Compliance Officer, t...
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We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. This role will be generalise...
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Candidates should have the following skills and experience: A number of years’ compliance advisory experience, ideally with a background in regulated lending Strong and proven working knowledge of FCA regulation with particular emphasis on MCOB, CONC...
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Job title: Business & Functional Analyst (Payments Compliance) Location: London - hybrid, 3 days p/w in office Ideal start date: ASAP Expected duration: Until end of March 2025 Pay Rates - Analyst Exp. 1 to 3 Years 235.73 (PAYE) Consultant 3 to 5 Yea...
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At M&G our purpose is to give everyone real confidence to put their money to work. As an international savings and investments business with roots stretching back more than 170 years, we offer a range of financial products and services through Asset ...
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At M&G our purpose is to give everyone real confidence to put their money to work. As an international savings and investments business with roots stretching back more than 170 years, we offer a range of financial products and services through Asset ...
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Company Description Legal & General supports the savings, protection and retirement needs of around 14 million people, through our portfolio of retail and workplace businesses. Our Retail division helps people enjoy a more colourful retirement, both ...
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Our client is an Integrated Energy trading company based in Central London. Working as part of the Legal Affairs department, and reporting to the Head of Compliance & MLRO, the successful candidate with be an experienced Compliance professional, whos...
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Job Description: Job Title Compliance Cross Border SME Location Birmingham Corporate Title Vice President We are looking for a motivated individual to join our Cross Border Compliance team. Our team sits in the Compliance Department and is responsibl...
Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance test planning, processes and controls design assessme...
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Boutique asset and fund management subsidiary of a listed international financial services group seeks a directly experienced Compliance Manager to provide at least 12 months of cover for maternity leave. This is a generalist role reporting to the He...
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Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by ...
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Company Description Ocorian is a global leader in corporate and fiduciary services, fund administration and capital markets. Wherever our clients hold financial interests, or however they are structured, we provide compliant, tailored solutions that ...
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Company Description Ocorian is a global leader in corporate and fiduciary services, fund administration and capital markets. Wherever our clients hold financial interests, or however they are structured, we provide compliant, tailored solutions that ...
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We have been exclusively retained to recruit for a Compliance Assurance role with an international financial services provider. Join a world-leading, international financial services provider with a reputation for excellence. Operating across multipl...
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