About us The Titan Group provides a broad range of services across the whole wealth value chain - from financial planning, investment management throu...
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CMC is seeking two experienced Compliance Officers to join our team on an interim basis. Your primary role will be to complete core tasks as part of o...
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Compliance Monitoring Officer Home Based c. 40,000 per annum plus bonus and benefits About the role: My client is a national Wealth Management business and they are looking for a Compliance Monitoring Officer to join their expanding team. The busines...
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Reed Banking are currently representing an international banking organisation in their recruitment for a Fraud Compliance Manager. This role is crucial for managing and mitigating risks related to card payments financial crimes within the bank. The s...
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MERJE has been exclusively instructed to support a highly regarded Investment Management firm in their search for a Head of Compliance & Risk. You’ll be responsible for overseeing the Compliance & Risk teams, engaging in a diverse range of tasks. Thi...
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Our client is an investment led Multi Family Office start-up company founded in 2022 with a focus on the Far Eastern region. They provide bespoke holistic and independent family financial advice around wealth structuring investment management and cor...
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A boutique bridging lender based in London with a track record of providing innovative financing solutions requires an experienced Compliance and Risk Officer to join its friendly and busy team. Its commitment to excellence and client satisfaction ha...
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Risk and Compliance Officer Financial Services London 45-55k We are working with a London based, Bridging Lender, who have a commitment to excellence and client satisfaction, which has positioned them as a trusted partner in the bridging market. As t...
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My client are boutique consultancy looking to expand their London presence with a newly created role for a determined self-starter. They are looking for a regulatory compliance professional to deliver subject matter expertise to their wide range of f...
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Taking on a key leadership role with the firm, you will be responsible for: Providing broad compliance advisory support to the fund managers Maintaining and updating compliance manual and policies and procedures Managing the compliance program on day...
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Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by ...
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This is leadership role (3 direct reports) covering their financial planning and financial advisory business. The role will be a mix of compliance advisory, regulatory change, policy and managing the compliance framework. Candidates should have in-de...
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Our client is seeking a highly skilled and knowledgeable Compliance Officer to join their Risk & Compliance team. The successful candidate will play a pivotal role in enhancing the strong R&C culture within the organisation, offering proactive adviso...
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FinTech Operational Compliance Officer London - 4 days in the office per week Finitas are working with a global quantitative trading firm, often considered one of the largest and most successful firms in the field of algorithmic trading. We are helpi...
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Sterling Williams are working closely with a growing FinTech/Electronic Money Institution (EMI) in hiring a Compliance Associate - this will likely suit candidates with c1-3 years of experience in KYC/AML/Onboarding. Compliance Associate Permanent - ...
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My client is currently recruiting for an experienced Risk and Compliance Consultant to join their team in London near Bank underground on a contract basis. Within this role you will be responsible for identifying, assessing and managing risk within t...
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Guideline Monitoring | Portfolio Compliance | Investment Compliance Salary: Competitive and based on experience Location: London Keywords: Guideline Monitoring, Portfolio Compliance, Associate Director, Asset Management, Compliance Systems Our client...
Our client is seeking a Compliance Monitoring Specialist to join their dynamic team in London from either an asset management background or with investment banking experience for a 12 Month FTC (possibility to extend). This is an exciting opportunity...
Mortgage File Checker / Compliance Administrator Our client is a highly successful mortgage brokerage specialising in providing bespoke solutions in areas of residential and commercial mortgage lending. An opportunity has become available for a Mortg...
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Mortgage File Checker / Compliance Administrator Our client is a highly successful mortgage brokerage specialising in providing bespoke solutions in areas of residential and commercial mortgage lending. An opportunity has become available for a Mortg...
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Our client is a London-based company specializing in B2B multi-currency payment accounts, FX and Cards, serving a global customer base. As they scale their operations, they are building a UK-based back office and operations team that offers a blend o...
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Exciting Opportunity : Operational Risk Compliance Manager Join a Finance Industry Leader and Elevate Your Career on a temporary basis an initial 3 month period Our client, a distinguished leader in the finance sector, is on the hunt for a seasoned a...
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Risk and Compliance opportunity (Financial Planning/Wealth Management) Are you looking for a role in Compliance and/or Risk within Financial Planning? Do you have solid knowledge of FCA regulations? Our client, a successful financial planning practic...
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We are currently recruiting for an exciting opportunity in our Compliance department to take the lead on the day-to-day delivery of a Senior managers and Certification Regime ('SMCR’) project. This role will enable the successful candidate to interac...
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Location : London Duration : 6 months fixed term contract. Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futures for our customers, our intermediaries and ou...
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We are currently looking to hire a Trade Surveillance Manager in London to lead the team with reviews, investigations, and reporting of STORs. Please note that this role is onsite and would require 5 days per week in our London office near Liverpool ...
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Role Title: Self Employed Mortgage Advisor (Leads Provided) Company: CMME Mortgages & Protection Ltd (OneDome) Join one of the fastest-growing mortgage brokerage firms in the UK as a self-employed mortgage advisor. Are you a high-performing mortgage ...
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