Since launching in 1989, CMC Markets (CMC) has become one of the world's leading online financial trading businesses. CMC is listed on the London Stoc...
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Company Overview: Join a leading Wealth Management firm that provides tailored investment solutions to private clients, trusts, and institutional investors. With a strong commitment to regulatory excellence and client-focused investment strategies, t...
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In this this role you will be supporting the Legal & Compliance Department by ensuring the Company complies with legal requirements, industry regulations, guidelines, and internal compliance policies. The responsibilities include regularly reviewing ...
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Our client is a global Fintech type organisation now seeking a Compliance Specialist with PSD2 experience. You will be supporting the financial services regulatory compliance process for the UK, reporting to the Head of Compliance. This is a 12 month...
A leading banking institution is seeking a Compliance Surveillance Officer, the successful candidate will be responsible for conducting trade surveillance across Fixed Income, Currencies, and Commodities (FICC) and Equities using SMARTS & Bloomberg s...
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We are actively seeking highly experienced Risk and Compliance Managers to join a phenomenally well-respected law firm in London. This is a full-time, permanent position and is a fantastic opportunity for the successful candidate to take a vital part...
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Our client Scottish Power Renewables are currently recruiting for the role of Grid Compliance Manager to join their team based in London or Glasgow on a contract basis initially. ideally for this role they are looking for an experienced Grid profesio...
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Reed Banking are currently representing an international banking organisation in their recruitment for a Fraud Compliance Manager. This role is crucial for managing and mitigating risks related to card payments financial crimes within the bank. The s...
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Innovative US law firm who work with market leading global clients within emerging industries, are seeking a new AML Compliance Assistant on a permanent basis. They will be responsible for fulfilling AML requirements and carrying out necessary proces...
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Job Title: Technical and Compliance Supervisor Location: Central London Salary: Up to 65,000 benefits Monday - Friday: 8am - 5pm We are seeking an experienced Technical and Compliance Supervisor to join our dynamic team. This is a fantastic opportuni...
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Leading US firm is hiring an AML Compliance Analyst on a permanent basis; this is an exciting opportunity to join the Office of General Counsel of a premier law firm. 55,000 experience dependent Hybrid working (3 days in the office / 2 days remote) 9...
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Risk & Compliance Analyst | Lloyd's Broker | London/WFH | 50 - 60,000 (doe) Finitas are delighted to be partnering with a growing Lloyd's broker in their search for a Risk & Compliance Analyst to join their team. You will be working across both the r...
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A boutique bridging lender based in London with a track record of providing innovative financing solutions requires an experienced Compliance and Risk Officer to join its friendly and busy team. Its commitment to excellence and client satisfaction ha...
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We are looking for a Risk & Compliance Manager who would like to be part of an exciting UK organisation. We are at the heart of making sure energy, green energy initiatives, net zero & positive change for the climate through energy savings initiative...
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Overview To lead the management of compliance across the operations and implement policy to meet regulatory requirements enabling the business to respond to regulatory and legislative changes. Ensure that a strong compliance culture is recognised and...
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Risk and Compliance Officer Financial Services London 45-55k We are working with a London based, Bridging Lender, who have a commitment to excellence and client satisfaction, which has positioned them as a trusted partner in the bridging market. As t...
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Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk ass...
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Taking on a key leadership role with the firm, you will be responsible for: Providing broad compliance advisory support to the fund managers Maintaining and updating compliance manual and policies and procedures Managing the compliance program on day...
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We are recruiting for a specialist Investment Management firm who are looking to hire a Senior Compliance Associate to support the Compliance Director and Chief Compliance Officer, whilst developing a working knowledge of the operational and regulato...
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Our Commodities and Global Markets businesses provide risk management, lending and financing, and physical execution and logistics services across the energy, metals, and agricultural sectors globally. The division also offers commodity-based index p...
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The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with over 500 employees and 51.3 billion worth of assets under management (as at 30th June 2024). Jupiter provides investment services to indiv...
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Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by ...
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The individual will play a key role in the Compliance function, building and strengthening the existing OTC framework, monitoring regulatory developments and advising the business on Compliance matters. To land this role you will need: - At least fiv...
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My client are boutique consultancy looking to expand their London presence with a newly created role for a determined self-starter. They are looking for a regulatory compliance professional to deliver subject matter expertise to their wide range of f...
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Electrical Trade and Compliance Supervisor Hemel Hempstead (Hybrid Working) Salary 48,505.60 Per Annum Plus Additional On-Call Payment & Benefits Permanent, Full Time 40 hours per week (Monday - Friday On-Call Out of Hours Rota) Thrive Homes is seeki...
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This is leadership role (3 direct reports) covering their financial planning and financial advisory business. The role will be a mix of compliance advisory, regulatory change, policy and managing the compliance framework. Candidates should have in-de...
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