Compliance Analyst Location: Office based role in Marble Arch, London Office hours: 8.30 - 5.30 The Legal & Compliance Department is part of Central S...
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Company Description Here at esure, we’re no strangers to change. As one of the industry leaders in the insurance business, striving to become a world ...
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Job Description: Job Title Compliance Cross Border SME Location Birmingham Corporate Title Vice President We are looking for a motivated individual to join our Cross Border Compliance team. Our team sits in the Compliance Department and is responsibl...
Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance test planning, processes and controls design assessme...
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At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000 employees ...
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The firm is in high growth stages, offering a variety of capital markets products and operating globally, with a focus on emerging markets. Description Oversee the compliance department and ensure all activities meet regulatory requirements. Implemen...
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We are AMS. We are a global total workforce solutions firm; we enable organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces. Our Contingent Workforce Solutions (CWS) is one of our service offerings; w...
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- - - - , Goodman Masson are exclusively mandated on a UK Corporate Tax Compliance Manager vacancy for a Bristol based hospitality company. : - UK Corporate Tax Compliance Manager opportunity in Bristol - Day to day management of Direct Tax Complianc...
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The role will report to the Managing Director of SFP, but it is expected that the individual will work very closely with the Regional Directors, FP Training Manager and Director of Wealth Operations. As part of the team, you will have the opportunity...
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Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by ...
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Our client an exciting name in the investment management industry is looking to hire a 1-3 years compliance professional to join their team. This role will report to the Regional Head of Compliance (& SMF16/17 holder). The tasks are generalist in nat...
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AXA Investment Managers (AXA IM) is a leading asset manager offering a range of diversified investment opportunities in traditional and alternative asset classes. With our products, we seek to diversify and grow our portfolios while providing long-te...
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At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000 employees ...
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The ideal candidate disposes of: Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities. Monitor industry practice w...
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Company Description Legal & General is one of Europe's largest asset managers, providing clients and partners with complex, responsible investment solutions, across public and private markets. As a global investor, we are present where our clients mo...
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About the Role: Grade Level (for internal use): 13 Regional Commercial Director - Regulatory Compliance The Team: This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of...
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Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by ...
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Our client, a Global Bank, are looking for an E-Trading Compliance Advisory AVP to join their Compliance Advisory team based in London. Responsibilities below: You will also be responsible for providing advice and guidance on regulatory requirements ...
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AXA Investment Managers (AXA IM) is a leading asset manager offering a range of diverse investment opportunities in traditional and alternative asset classes. With our products, we aim to diversify and grow our portfolios, while providing long-term v...
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The post-holder will: Provide accurate, timely and practical regulatory compliance advice to the Private Client business on lending (regulated, unregulated and consumer credit) For regulated lending, advise on the meaning and application of FCA rules...
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About the role This is a new and exciting role reporting into the Head of Safety working nationally across the Booker Group. In this role you will provide strategic direction to the business in the areas of food and health and safety compliance. You ...
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Role responsibilities. Deliver a series of defined monitoring tests to ascertain the firm’s compliance with its regulatory and legal obligations. Delivery of compliance tests on time, in accordance with compliance monitoring plan schedule. Engage wit...
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Job Title: Data Protection Compliance Manager 0.5 FTE Location : Norwich Salary: 18,549.50 to 22,131.50 per annum (pro rata from a full time salary of 37,099 to 44,263 per annum) Job Type: Permanent, Part time Part-time : 18.5 hours per week About th...
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Maldon Partners are recruiting a Senior Compliance Officer (VP) on a 12-15 Month Maternity cover basis for a Global Alternative Investment Manager based in London. The firm has c$50bn AUM across four main business areas: Private Equity, Real Estate, ...
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Customer Experience Manger (Property Services and Compliance) Bedford (Hybrid) From 51,000 including Car Allowance 1 x Permanent role Full Time (Monday - Friday, 37 hours per week) We have an exciting opportunity for a Customer Experience Manager (Pr...
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LEEDS COLLEGE OF BUILDING HEATING & VENTILATION - APPRENTICESHIP ASSESSOR & COMPLIANCE COACH Hours: 37 per week Salary: 34,226 - 36,224 per annum • Qualified to NVQ Level 3 in Heating & Ventilation? • Super organised and take pride in your work? • Ke...
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Job Description: Job Title Head of Employee Compliance Strategy & Risk Management Location London Corporate Title Director Employee Compliance's (EC) core function is to provide effective advice and tools to enable Deutsche Bank employees to observe ...
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