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Compliance Manager

Posted 21 June by Arthur
Salary icon £80,000 - £90,000 per annum

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Arthur are pleased to be working with an established Lloyd's Managing Agent as they look to add a Compliance Manager to their team.

Reporting into the Head of Compliance, you will be responsible for the following:

Main Duties

  • Carrying out Horizon Scanning to detect risks at the earliest possible stage.
  • Supplying the business with regulatory advice across a range of subject areas, based on relevant jurisdictional regulatory requirements.
  • Assisting the Head of Compliance with the implementation of the Compliance Plan and the overall management of the Compliance function.
  • Aiding with the drafting of the annual Compliance Plan
  • Overseeing and ensuring all mandatory and ad hoc Compliance training is up-to-date and completed.
  • Responding to all questions, referrals and information requests from all stakeholders in a prompt and accurate manner.
  • Putting together of Regulatory returns.
  • Helping with preparation in the event of regulatory inspections and information requests

About You


  • Line management experience
  • Demonstrable knowledge of relevant regulatory requirements (preferably Lloyd’s, FCA, PRA, CBI ad BMA)
  • Excellent interpersonal and communication skills, with the ability to build effective working relationships at all levels
  • Experience in a Lloyd's Managing Agent would be ideal
  • Concise and impeccable report writing skills

Reference: 52929071

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