Compliance Officer IFA firm Liverpool (will take Paraplanners)

Posted 27 June by Astral Recruitment
£35,000 - £40,000 per annum
Liverpool , Merseyside
Permanent, full-time
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Posted by Astral Recruitment

Our client is a successful and established IFA firm in Liverpool and they are currently looking for a Compliance Officer/File review to join their team

The role is for an industry experienced person from a Financial Planning background with the Level 4 Diploma or close to it

We will consider either an adviser looking for a new challenge or a Paraplanner looking to move into compliance

You will be reviewing Pension and Investment cases daily to ensure they adhere to FCA guidelines

Base to £40000 plus benefits

This is an office based role in Liverpool

Required skills

  • Compliance
  • Financial Services
  • Paraplanning
  • IFA
  • fca

Application questions

Do you have Level 4 Diploma?
Are you an experienced Compliance Officer/Paraplanner orFinancial Adviser?

Reference: 52971768

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