Responsibilities: Direct all compliance activities as a key member of the executive leadership team Assume regulatory accountability under FCA Senior Management Functions (SMF16 and SMF17) Build and sustain relationships with UK (FCA), Luxembourg (CS...
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Taking on a key leadership role with the firm, you will be responsible for: Providing broad compliance advisory support to the fund managers Maintaining and updating compliance manual and policies and procedures Managing the compliance program on day...
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Senior Risk & Compliance Officer Top European Intellectual Property Firm is seeking an experienced Risk & Compliance Officer on a part-time basis. This is a newly established position and will report directly to the Managing Partner of the London off...
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Work with key stakeholders Broad compliance role Client interaction Meraki Talent is working with a boutique investment management business based in the West End of London to help them identify a Compliance Officer. Some of your duties will include: ...
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Supply Chain Compliance Officer Location : Mitcham, CR4 4TU Salary : Competitive, DOE Contract : Full Time, Permanent Benefits : Award Winning Projects, Private Pension Plan, with employer contribution matching of up to 7%, 26 days Annual Leave, plus...
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Food Safety & Compliance Officer - Food and Beverage Concessions - Event Space - East London - up to 45k bonus & benefits We are looking for an experienced Food Safety & Compliance Officer , with relevant experience conducting food safety audits and ...
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Food Safety and Compliance Officer Location: London Salary: Competitive Full-Time | Permanent Our client is a leading events venue, hosting over 400 events and welcoming millions of visitors annually. As they continue to grow and expand, they are loo...
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At M&G our purpose is to give everyone real confidence to put their money to work. As an international savings and investments business with roots stretching back more than 170 years, we offer a range of financial products and services through Asset ...
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Compliance Officer - Mortgages / Wealth Are you interested in working for a leading financial services provider based in the City of London? An excellent opportunity is available for an experienced Compliance Officer to join the compliance team, ensu...
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Exciting career opportunity to join highly respected digital assets business, who are looking to hire a reliable and diligent professional who is comfortable in a fast-paced, team-based environment. Experience in asset management essential. Digital a...
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Compliance Officer - Mortgages / Wealth Are you interested in working for a leading financial services provider based in the City of London? An excellent opportunity is available for an experienced Compliance Officer to join the compliance team, ensu...
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Our client a leading Global Asset Management firm are recruiting for a Compliance Officer - Portfolio Compliance - Asset Management to help support the shareholding disclosures team. Client Details Our client are a leading Global Asset Management fir...
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Our local authority client based in South West London are urgently seeking an experienced Compliance Officer. 35 an hour Umbrella Job Role Reporting to our Asset & Compliance Lead Officer, our Compliance Officer for Fire Safety and Asbestos Awareness...
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Job Title: Compliance Surveillance Officer Location: London 3-4x per week Salary/Rate: 475-550 per day Start Date: 31/03/25 Job Type: 6 or 12 month contract Inside IR35 Company Introduction We have an exciting opportunity now available with one of ou...
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Kind Consultancy is working with a fast-growing Alternative Financial Services business which is currently seeking a Compliance Monitoring Officer to join them in a full-time, permanent role paying 55,000 to 65,000 with a hybrid work model based out ...
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A leading banking institution is seeking a Compliance Surveillance Officer, the successful candidate will be responsible for conducting trade surveillance across Fixed Income, Currencies, and Commodities (FICC) and Equities using SMARTS & Bloomberg s...
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MERJE are delighted to be supporting this global quantitative hedge fund in their search for a Compliance Officer to join its Legal & Compliance team in London. This role offers the chance to work closely with investment professionals and legal teams...
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Key Responsibilities: Regulatory Compliance and Oversight: Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA’s product intervention measures on CFD offerings (e.g., leverage lim...
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Our client is a well-established company with a nationwide presence. They are looking to recruit an ISO Officer, to join their Head Office team, working closely with the Directors and Operations Manager. This role would suit a self-starter who can wo...
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Based in China - all expenses will be covered 6 month FTC Circa 65,000 DOE We have a very exciting opportunity for an experienced Senior Product Technologist / Regulatory Compliance Officer who is looking for an adventure You will be based in our cli...
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Summary: The SEI Group is a leading global provider of asset management and investment technology solutions. SIEL's Compliance department is seeking an experienced Senior Compliance Officer to join the growing team. Reporting to the Deputy Head of Co...
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Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk ass...
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Responsibilities Conduct comprehensive compliance monitoring reviews, including thematic and desk-based periodic reviews, ensuring thorough evidence gathering and record-keeping. Communicate findings effectively, both verbally and in writing, and tra...
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SEI Investment (Europe) Limited (SIEL") is a wholly owned subsidiary of SEI Investments Company (SEI"), a multinational company headquartered in Oaks, Pennsylvania. SEI, as well as all of its subsidiaries is committed to the highest standards of work...
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The ideal candidate disposes of: Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities. Monitor industry practice w...
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