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Senior Compliance Monitoring Officer

Yesterday by eFinancialCareers

At SEI we value our employees and believe in driving growth through change. Part of building brave futures is making a concerted effort to develop and challenge our employees to achieve their goals through internal job mobility. Summary : The SEI Gro...

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IFA Compliance Officer - Hertfordshire - To £60,000 plus bens and bonus

Our Client, a market leading firm of IFA's, are looking for an experienced Compliance Officer. Previous experience within the regulated Financial Planning Financial Services industry is essential, and preference would be that you are Diploma Qualifie...

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Business Compliance Officer Commodities and Global Markets Physical Metals VP

18 December by eFinancialCareers

Our Commodities and Global Markets businesses provide risk management, lending and financing, and physical execution and logistics services across the energy, metals, and agricultural sectors globally. The division also offers commodity-based index p...

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Compliance Officer Client Facing / Financial Promotions - 12m Contract London

18 December by eFinancialCareers

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb...

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Senior Compliance Advisory Officer, Commodity Derivatives

18 December by eFinancialCareers

The individual will play a key role in the Compliance function, building and strengthening the existing OTC framework, monitoring regulatory developments and advising the business on Compliance matters. To land this role you will need: - At least fiv...

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Senior Risk & Compliance Officer / Investment Management / Asset Management - 12 Month Contract

18 December by eFinancialCareers

Key Responsibilities Compliance Monitoring: Support the design and delivery of a risk focused Compliance Monitoring Plan, working with the wider Risk and Compliance team. Lead the completion of thematic reviews in accordance with the annual complianc...

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Home Inspections Officer - Hybrid - Must Drive

27 November by Adecco

Job Title: Compliance Officer - Hybrid Contract Type: Temporary (3 months) likely extension of up to 2 years with potential permanent opportunities Hourly Rate: 25.22 PAYE or 32.93 Umbrella Working Pattern: Full Time - 35 hours per week Driving licen...

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Compliance and Financial Crime Officer

25 November by MERJE Ltd

MERJE is seeking a highly skilled Compliance and Financial Crime Officer for a leading FMCG company. This crucial role ensures organisational adherence to legal standards and internal policies, focusing on risk mitigation, compliance monitoring, fina...

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Part time Compliance Manager

18 November by Fram Search

Part-Time Compliance Officer & MLRO (SMF16 & SMF17) An ideal candidate must hold a relevant FCA-recognized regulatory qualification 2 days a week Fram are working with a boutique Wealth Manager based in London. Due to a retirement, they are seeking a...

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Junior Practice Manager for Law Firm

16 December by The Legists

Law Firm Empass Law is aprogressive law firm nestled in London's bustling heart in Mayfair. Empass Law is a forward-looking law firm focused on providing high-quality legal services. Our mission is simple: to deliver top-tier legal services. With a c...

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Legal Practice Manager

16 December by The Legists

Law Firm Empass Law is aprogressive law firm nestled in London's bustling heart in Mayfair. Empass Law is a forward-looking law firm focused on providing high-quality legal services. Our mission is simple: to deliver top-tier legal services. With a c...

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Practice Manager for Law Firm

16 December by The Legists

Law Firm Empass Law is aprogressive law firm nestled in London's bustling heart in Mayfair. Empass Law is a forward-looking law firm focused on providing high-quality legal services. Our mission is simple: to deliver top-tier legal services. With a c...

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Registered General Nurse (RGN) - Band 5 - In the Uxbridge Area

25 November by MedicsPro

Exciting Opportunity for Registered General Nurses (RGN) - (Band 5) at Hillingdon Hospital, Uxbridge. MedicsPro are seeking experienced Registered General Nurses (RGN) - Band 5 with recent NHS experience, who are looking for flexible extra shifts or ...

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Compliance Advisory Manager - Commodities

18 December by eFinancialCareers

Requirements: Ensure that all activities comply with applicable rules and regulations. Develop and advise on policies, processes, and procedures to maintain compliance standards. Identify, assess, and mitigate compliance risks within the business. En...

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Head Cashier

29 November by Career Legal

Our client is one of the UK’s top 100 law firms, with a strong reputation for both commercial and private client work. They have expertise in undertaking complex corporate and property transactions, as well as commercial, tax and trust matters and di...

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Senior Risk Lawyer

4 days ago by Larbey Evans

Senior Risk Lawyer Leading entrepreneurial international law firm is hiring a new Senior Risk Lawyer to join their London office to directly support a Risk and Compliance Partner: Salary to 120,000 Hybrid working (2 days remote) Excellent employee be...

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Senior Governance Officer

We are happy to be representing a Multi Academy Trust, with offices across the UK, who are looking to appoint a permanent Senior Governance and Compliance Officer. This position is due to start in the new year on a full-time basis, with fully remote ...

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Assistant Manager - Risk & Compliance

28 November by Morris Jane

Our client, a leading Fund Services business with a global presence are looking to recruit an Assistant Manager - Risk and Compliance , with a primary focus on further enhancing the strong R&C culture within the organisation. This includes a proactiv...

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Regulatory Compliance Analyst - FX

13 December by MERJE Ltd

MERJE has partnered with a leading corporate FX firm. Due to continued growth and development, they are seeking a Regulatory Compliance Analyst to join their dynamic team. As a Regulatory Compliance Analyst, you will enhance the monitoring and survei...

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Compliance Assistant - Previous legal sector experience essential

16 December by Reed

Compliance Assistant - Previous legal sector experience essential Are you a proactive and detail-oriented professional with a background in the legal sector? Our client is seeking a dynamic Compliance Assistant to join their team and support their co...

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Compliance Manager

Compliance Manager Are you an experienced Compliance Officer looking for an exciting opportunity with a global organisation in the funds industry? Our client is seeking a talented individual to join their growing team as a Compliance Manager. With an...

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Compliance Manager - Hedge Fund

18 December by eFinancialCareers

Our client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. Reporting into the Chief Compliance Officer, t...

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Compliance Assistant - Previous legal sector experience essential

16 December by Reed

Compliance Assistant - Previous legal sector experience essential Are you a proactive and detail-oriented professional with a background in the legal sector? Our client is seeking a dynamic Compliance Assistant to join their team and support their co...

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Risk and Compliance

27 November by Montresor Legal

We are excited to offer a fantastic opportunity for a motivated and enthusiastic individual to join the Risk and Compliance department at a leading London law firm. The team is growing, and they are looking for a Compliance assistant who is eager to ...

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Housing Inspections Officer - Licensing Compliance

19 December by Adecco

Adecco are supporting a London Borough Council in a service role as a Lettings Inspection Officer Housing Inspections Officer Are you experienced in housing compliance or inspections? 25 p/h PAYE - 29.50 p/h Umbrella (approx) Must have a UK Driving l...

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