Join our team and be part of a company that truly lives its values. With our expertise and commitment to innovation, we aim to build trust and make he...
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Primary Details Time Type: Full time Worker Type: Employee Compliance Officer Here at QBE, we are looking to recruit a motivatedand proactive Complian...
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Primary Details Time Type: Full time Worker Type: Employee Compliance Officer Here at QBE, we are looking to recruit a motivatedand proactive Compliance Officer to join the well-established compliance team in our London office. This person will suppo...
Go to similar: Officer jobs in united kingdom
Join our team and be part of a company that truly lives its values. With our expertise and commitment to innovation, we aim to build trust and make health and wellness accessible to all. By fostering inclusivity and care, we work collaboratively to i...
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We are exclusively recruiting for a growing asset management firm looking to hire a Compliance Officer for a newly created role as the business continues to expand. This role will suit someone with a proactive & dynamic working approach, comfortable ...
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They have been one of the top performing hedge funds over the past few years and have one of the best reputations in the industry. They attract the best talent available and are continuing to make hires across the business, as they continue to grow. ...
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Location: Flexible/London Salary: Competitive Are you a seasoned compliance professional ready to lead in a dynamic financial services environment? We are seeking a Chief Compliance Officer (CCO) to join the executive team, ensuring operations adhere...
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Role Overview: Serves as a Compliance Sanctions Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes related to monitoring and fostering awareness of sanctions reg...
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Responsibilities: Direct all compliance activities as a key member of the executive leadership team Assume regulatory accountability under FCA Senior Management Functions (SMF16 and SMF17) Build and sustain relationships with UK (FCA), Luxembourg (CS...
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Job Title: Compliance Surveillance Officer Location: London 3-4x per week Salary/Rate: 475-550 per day Start Date: 31/03/25 Job Type: 6 or 12 month contract Inside IR35 Company Introduction We have an exciting opportunity now available with one of ou...
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Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manag...
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Key Responsibilities: Regulatory Compliance and Oversight: Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA’s product intervention measures on CFD offerings (e.g., leverage lim...
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Key Responsibilities: Regulatory Compliance and Oversight: Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA’s product intervention measures on CFD offerings (e.g., leverage lim...
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Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manag...
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Civitas Recruitment are delighted to be working with a large and growing property development/management company based in London. The organisation also has a developing philanthropic arm which looks to invest in social and charitable activities. Due ...
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Summary: The SEI Group is a leading global provider of asset management and investment technology solutions. SIEL's Compliance department is seeking an experienced Senior Compliance Officer to join the growing team. Reporting to the Deputy Head of Co...
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Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manag...
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Summary: The SEI Group is a leading global provider of asset management and investment technology solutions. SIEL's Compliance department is seeking an experienced Senior Compliance Officer to join the growing team. Reporting to the Deputy Head of Co...
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Are you looking for a career move that will put you at the heart of a global financial institution? By Joining Citi, you will become part of a global organisation whose mission is to serve as a trusted partner to our clients by responsibly providing ...
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Responsibilities Conduct comprehensive compliance monitoring reviews, including thematic and desk-based periodic reviews, ensuring thorough evidence gathering and record-keeping. Communicate findings effectively, both verbally and in writing, and tra...
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The ideal candidate disposes of: Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities. Monitor industry practice w...
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The ideal candidate disposes of: Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities. Monitor industry practice w...
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SEI Investment (Europe) Limited (SIEL") is a wholly owned subsidiary of SEI Investments Company (SEI"), a multinational company headquartered in Oaks, Pennsylvania. SEI, as well as all of its subsidiaries is committed to the highest standards of work...
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Key Details: Job Title: Junior Compliance Assistant Location: City of London Hours: 9:00am - 5:30pm Salary: 30,000 - 35,000 Contract Type: 1 year FTC Days In Office: 5 days per week Company Overview: A forward-thinking, FCA-regulated financial servic...
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A Senior Compliance Officer is required to play a pivotal role in supporting the Securities business across all aspects of compliance advisory and general BAU second line compliance duties. Your expertise as a Senior Compliance Officer will help driv...
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Senior Regulatory Compliance Officer Location : The City of London (Hybrid: 3 days in office, 2 days WFH) Industry : Asset Management / Investment Management Salary : Competitive (with a comprehensive benefits package) About the Role: An exciting opp...
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Our client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. Reporting into the Chief Compliance Officer, t...
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