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Compliance Officer - Man Group plc

Yesterday by eFinancialCareers

Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manag...

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Compliance Officer - CBCX GROUP LTD

3 days ago by eFinancialCareers

Key Responsibilities: Regulatory Compliance and Oversight: Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA’s product intervention measures on CFD offerings (e.g., leverage lim...

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Compliance Officer - CBCX GROUP LTD

Key Responsibilities: Regulatory Compliance and Oversight: Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA’s product intervention measures on CFD offerings (e.g., leverage lim...

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Compliance Officer - Mortar, Screed & Cement Products

3 days ago by Mitchell Maguire

Compliance Officer - Mortar, Screed & Cement Products Job Title: Compliance Officer - Mortar, Screed & Cement Products Job reference Number: 923996-1214-25105 Industry Sector: Compliance Officer, Compliance Manager, Compliance Supervisor, Compliance ...

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Compliance Officer - Man Group plc

Yesterday by eFinancialCareers

Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manag...

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Education Compliance Officer - Bournemouth/London - up to £31K

10 April by Bond Williams

Education Compliance Officer - Bournemouth/London - up to 31,000 Our client a dynamic and specialist institution committed to excellence in education, clinical care, and research, have a new merger in place and plans to grow. Our client is seeking a ...

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Compliance Officer Property development firm, Gants Hill

3 days ago by The Guardian

Civitas Recruitment are delighted to be working with a large and growing property development/management company based in London. The organisation also has a developing philanthropic arm which looks to invest in social and charitable activities. Due ...

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Regulatory Compliance Officer - SEI Investments Europe Ltd.

Summary: The SEI Group is a leading global provider of asset management and investment technology solutions. SIEL's Compliance department is seeking an experienced Senior Compliance Officer to join the growing team. Reporting to the Deputy Head of Co...

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Distribution Compliance Officer - Man Group plc

Yesterday by eFinancialCareers

Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manag...

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Regulatory Compliance Officer - SEI Investments Europe Ltd.

3 days ago by eFinancialCareers

Summary: The SEI Group is a leading global provider of asset management and investment technology solutions. SIEL's Compliance department is seeking an experienced Senior Compliance Officer to join the growing team. Reporting to the Deputy Head of Co...

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Compliance Management Officer - Citi

3 days ago by eFinancialCareers

Are you looking for a career move that will put you at the heart of a global financial institution? By Joining Citi, you will become part of a global organisation whose mission is to serve as a trusted partner to our clients by responsibly providing ...

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Compliance Monitoring Officer - Investigo

3 days ago by eFinancialCareers

Responsibilities Conduct comprehensive compliance monitoring reviews, including thematic and desk-based periodic reviews, ensuring thorough evidence gathering and record-keeping. Communicate findings effectively, both verbally and in writing, and tra...

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Regulatory Compliance Officer, Commodity Trading - Eximius Finance

3 days ago by eFinancialCareers

The ideal candidate disposes of: Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities. Monitor industry practice w...

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Financial Crime Compliance Officer - SEI Investments Europe Ltd.

3 days ago by eFinancialCareers

SEI Investment (Europe) Limited (SIEL") is a wholly owned subsidiary of SEI Investments Company (SEI"), a multinational company headquartered in Oaks, Pennsylvania. SEI, as well as all of its subsidiaries is committed to the highest standards of work...

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Regulatory Compliance Officer, Commodity Trading - Eximius Finance

The ideal candidate disposes of: Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities. Monitor industry practice w...

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Regulatory Compliance Officer - Client Facing Branch Oversight London - PIMCO

3 days ago by eFinancialCareers

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb...

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Junior Compliance Assistant

Yesterday by RMS Recruitment Ltd

Key Details: Job Title: Junior Compliance Assistant Location: City of London Hours: 9:00am - 5:30pm Salary: 30,000 - 35,000 Contract Type: 1 year FTC Days In Office: 5 days per week Company Overview: A forward-thinking, FCA-regulated financial servic...

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Risk Management Analyst

Yesterday by eFinancialCareers

Eames Consulting is currently partnering with a leading Lloyd's insurer on the appointment of a Conduct Risk Analyst. This role will be based in London and aids the Senior Compliance Officer in driving robust conduct risk outcomes across the business...

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PA - Law Firm

This award-winning Law firm based in Elstree, Hertfordshire is looking for an experienced Law PA. This role will be supporting the Compliance Officer for Legal Practice ('COLP') and will involve a mixture of PA/secretarial tasks and administrative su...

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Executive Assistant

Our well-established client, who has a solid reputation for delivering a full range of trusted quality services is looking for an Executive Assistant to join their dynamic team. Our client’s vision is to treat all of their staff and clients with resp...

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Senior Advisor

3 days ago by eFinancialCareers

A Senior Compliance Officer is required to play a pivotal role in supporting the Securities business across all aspects of compliance advisory and general BAU second line compliance duties. Your expertise as a Senior Compliance Officer will help driv...

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Energy Compliance Consultant

7 April by NFU Energy

NFU Energy is one of the UK’s leading and trusted providers of sustainable energy solutions, offering a diverse array of services designed to meet the evolving needs of agricultural and horticultural enterprises, as well as public and private sector ...

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Operational Risk Officer

We're delighted to be partnering with a Kent based Fintech lender, who are looking to expand their Risk department with the addition of an Operational Risk Officer. As an Operational Risk Officer, you will be responsible for the ongoing development o...

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Senior Legal Cashier

Adele Carr Recruitment is currently partnering with a long-established and respected law firm in Liverpool City Centre to recruit an experienced Senior Legal Cashier. This is an excellent opportunity for a skilled legal accounts professional to take ...

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Senior Regulatory Compliance Specialist

3 days ago by eFinancialCareers

Senior Regulatory Compliance Officer Location : The City of London (Hybrid: 3 days in office, 2 days WFH) Industry : Asset Management / Investment Management Salary : Competitive (with a comprehensive benefits package) About the Role: An exciting opp...

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