Compliance/Operations

An exciting opportunity within a multifaceted, Lloyds Broker who have an international footprint as well as a vibrant UK retail market presence.

The Compliance & Operations Co-ordinator will sit within the UK retail section, providing Compliance First Line of Defence function, liaising with the Operations Directors and the Managing Directors to ensure that the appropriate systems and controls are in place to ensure the business meets its regulatory requirements.

Some examples of responsibilities …

• Responsibility for delivery of a robust First Line of Defence (1LOD) framework, working with the Operations Directors & Managing Directors.
• Being the conduit between the Risk & Compliance Team , being the Second Line of Defence Team (2LOD)
• Liaise with the 2LOD team to implement within the Compliance Monitoring Framework.
• Ownership. Development and implementation of the Annual Compliance Plan.
• Own the successful delivery of monitoring reviews carried out by internal and external auditors, ensuring that issues identified are followed through to conclusion.
• Provision of monthly Compliance Report

What you need to show …

• Experience within a general insurance Compliance / Operations role
• In-depth knowledge and understanding of FCA regulations
• Ability to work with own initiative
• Good communication skills
• Ability to work under pressure and meet deadlines
• A collaborative approach

What is on offer …

• Permanent contract
• Salary to £50,000
• Annual performance bonus & excellent benefits package
• The role will be based in Hitchin, Hertfordshire for 3 days per week with 2 days remote working.

Ref ~ 9767

Interested? Please apply today and we will contact you by return.

MW Appointments has been recruiting in the Insurance market since 1992, so you will benefit from partnering with a market leader who possess in-depth technical understanding, comprehensive market in-sight, excellent market intelligence and well-established relationships with companies across the insurance sector.

MW Appointments is acting as an Employment Agency in relation to this vacancy.