Compliance Specialist
eFinancialCareers
Compliance Specialist
Yesterday by eFinancialCareers
The Role
The Digital Asset Chief Compliance Officer and Money Laundering Reporting Officer (MLRO) oversees compliance with FCA rules, develops policies and procedures, and implements an effective compliance programme. This exciting role will be responsible for AML/CFT compliance, training staff, monitoring regulatory changes, and coordinating with internal and external partners.
Expertise and Skills
The Digital Asset Chief Compliance Officer and Money Laundering Reporting Officer (MLRO) oversees compliance with FCA rules, develops policies and procedures, and implements an effective compliance programme. This exciting role will be responsible for AML/CFT compliance, training staff, monitoring regulatory changes, and coordinating with internal and external partners.
Expertise and Skills
- Build out & oversea Compliance Framework for Digital Asset business.
- Address compliance matters and provide solutions to senior management.
- Develop and maintain policies, procedures, and a Compliance Manual.
- Train staff on regulatory requirements and promote compliance awareness.
- Maintain relationships with regulators and self-regulatory organisations.
- Evaluate systems for compliance breaches and report to senior management.
- Facilitate regulatory inquiries and examinations.
- Liaise with Legal and external counsel on regulatory matters.
- Work with technology team to improve operating efficiencies and monitoring capabilities.
- Ensure an effective AML/CTF/Sanctions Compliance Programme.
- Implement compliance changes with third party service providers.
- Experience in Digital Assets is essential.
- Ability to influence decision-makers and work collaboratively.
- Bachelor degree or equivalent in relevant fields.
- 10+ years experience in Financial Services
- Knowledge of UK regulatory requirements for Digital Asset firms.
- Deep understanding of AML/CTF/Sanctions frameworks and KYC requirements.
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