332 Fca Jobs in Essex

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Mortgage Adviser

4 days ago by GCB Recruitment

Are you an experienced Mortgage and Protection Adviser looking to work for a market-leading independent property business with great progression and earning potential? We are currently looking for an experienced Mortgage and Protection Adviser to joi...

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FINEX FI Service Team Leader

10 October by WTW

The Service Team Leader will ensure that FINEX FI are working in adherence to WTW's operational requirements. The Role: Reports into the FINEX FI Practice Manager Ensures that all client documentation is accurate and CEM compliant Subject Matter Expe...

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Compliance Officer

23 October by Robert Walters

Our client is seeking a Compliance Officer with a strong background in file reviewing and a deep understanding of FCA COBs, particularly suitability. This role offers the opportunity to work within an established Central Compliance team, reporting di...

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Compliance Officer

31 October by Resource Matters Ltd

Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the...

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Complaint Handler

3 days ago by Huntress

Complaint Handler 23,000 - 26,000 (dependant on experience) Our Gravesend based client has a requirement for a Complaint Handler to ensure that all complaints, written or verbal, are managed in line with the required deadlines and FCA requirements. S...

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T&C Supervisor

T&C Supervisor: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Fin...

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Liquidity & Collateral Analyst

5 days ago by CMC Markets

We are looking to hire a suitably skilled Liquidity and Collateral Analyst to ensure that all aspects of its Treasury Liquidity and Collateral Management processes in Europe and the UK are met. The role will report into the Treasury Manager and offer...

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Paraplanner

Our client a very well established wealth manager is looking for an experienced Paraplanner to join there dynamic team. The successful candidate will play a crucial role in supporting our Financial Advisors by preparing high-quality financial reports...

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Financial Services Compliance Officer

14 October by Resource Matters Ltd

Basic 50k Package Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies an...

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Compliance Monitoring Officer

4 November by Arthur

We have partnered closely with a well-stablished London Market Insurance business who are seeking a Compliance Monitoring Officer to join their growing compliance function. Working in collaboration with the wider team, you will be: Desiging and imple...

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Information Security Officer

Role: Information Security Officer Salary: 40,000 Location: Central London Are you passionate about safeguarding critical data in the ever-evolving financial landscape? Our client, a leading financial institution, is seeking a talented Information Se...

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Senior FX Sales Executive

Senior FX Sales Executive 50-60k Base, 100k OTE Excellent Benefits London W1 Our client has grown to become one of the largest independently owned FX companies in Europe. FCA-regulated and experts in FX, FX options and bespoke structured products, th...

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Book-Keeper / Accounts Assistant

Job Title: Book-Keeper Location: Basildon Salary: 28k - 40k depending on experience / may consider hiring on a contract basis initially to help expedite the onboarding process, given the urgency of the role. About Us: Our client is a boutique financi...

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Head of Compliance

Are you an experienced Head of Compliance looking for your next opportunity? Would you like to work on a fully remote basis? Transparent is proud to partner with this impressive business in this key piece of recruitment. The role would suit a motivat...

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Private Client Administrator (Wealth Management)

Our client is looking for a Private Client Administrator to join their team, working at their London office 2 days per week. Key Responsibilities: PA and general admin duties Organise and diarise meetings on behalf of the Private Client Director Work...

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Special Contingency Risks SCR - Billing Team Deputy Leader

1 week ago by WTW

Special Contingency Risks (SCR) - Billing Team Deputy Leader: This role is responsible for the deputy management of a team that supports a Business Unit from within the Operations department. Working closely with a fast-paced team, providing accurate...

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T&C Supervisor

T&C Supervisor: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Fin...

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T&C Supervisor

T&C Supervisor: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Fin...

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T&C Supervisor

T&C Supervisor: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Fin...

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Regulatory Reporting 12m FTC

17 October by Robert Walters

Regulatory Reporting - 12 Month Fixed Term Contract Salary: 75,000 - 85,000 Location: London Keywords: Regulatory Reporting, Bank of England, PRA, FCA, COREP, Axiom Knowledge, Qualified Accountant Our client is seeking a diligent and committed Regula...

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Chief Risk & Compliance Officer

11 October by MERJE Ltd

We are seeking a Chief Risk & Compliance Officer for a leading insurance company. This senior role requires extensive experience in regulated insurance, complex operational businesses, and knowledge of pricing regulations. The successful candidate wi...

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Compliance Officer

1 week ago by Oliver James

I am recruiting for a Compliance Officer for one of my well established Insurance clients in the city on a hybrid basis. Duties include: - Sanctions screening, referrals and performing checks, along with other financial crime activities - Monitoring,...

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Paraplanner (fully remote) - London area - C £40,000 and benefits

28 October by Financial Divisions

The Opportunity My client is a highly successful Financial Adviser who has recently started their own boutique independent practice, and now needs to recruit a competent, technically skilled diploma qualified paraplanner to provide 100% support to he...

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Senior Finance Broker - London/Essex

The Role: As a Senior Finance Broker, you will be a highly experienced finance professional with a strong background in unsecured lending. In this role, you will leverage your expertise to provide tailored financial solutions to clients, guiding them...

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Finance Officer / Financial Accountant

19 September by Prime Personnel

An exciting opportunity has arisen for a conscientious individual, seeking a diverse and varied financial reporting role within a small Finance department of an international bank. Your duties will include: Monthly/quarterly/annual review of SAP Corp...

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