1,042 Fca Jobs

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Customer Service Claims Handler

The First Notification of Loss department is a fast paced and energetic department where no two days are the same and customer service is key. We are looking for people with excellent customer service, response, and resolution skills, who will treat ...

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Financial Services Compliance Officer

14 October by Resource Matters Ltd

Basic 50k Package Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies an...

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Compliance Officer

4 days ago by Resource Matters Ltd

Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the...

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Compliance Officer

4 days ago by Resource Matters Ltd

Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the...

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Compliance Officer

4 days ago by Resource Matters Ltd

Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the...

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Compliance Officer

4 days ago by Resource Matters Ltd

Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the...

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Compliance Officer

Compliance Officer The role: A successful financial services business focused on supporting customers for the past 30 years with excellent customer service is now seeking to appoint a Compliance Officer. The role of Compliance Officer reports to Head...

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Senior FX Sales Executive

Senior FX Sales Executive 50-60k Base, 100k OTE Excellent Benefits London W1 Our client has grown to become one of the largest independently owned FX companies in Europe. FCA-regulated and experts in FX, FX options and bespoke structured products, th...

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Private Client Administrator (Wealth Management)

Our client is looking for a Private Client Administrator to join their team, working at their London office 2 days per week. Key Responsibilities: PA and general admin duties Organise and diarise meetings on behalf of the Private Client Director Work...

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Commercial Account Handler

Senior Commercial Account Handler - Manchester Are you a seasoned Commercial Account Handler looking to take your career to the next level? Our award-winning client, a true industry leader, is seeking an exceptional Commercial Account Handler to join...

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Financial Services Compliance Officer

14 October by Resource Matters Ltd

Basic 50k Package Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies an...

Job hidden.

Financial Services Compliance Officer

14 October by Resource Matters Ltd

Basic 50k Package Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies an...

Job hidden.

Financial Services Compliance Officer

14 October by Resource Matters Ltd

Basic 50k Package Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies an...

Job hidden.

Compliance Officer

4 days ago by Resource Matters Ltd

Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the...

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Accountant

14 October by Canada Life

Location: Potters Bar, London, Bristol or Isle of Man (Hybrid working options available) 12 Month Fixed Term Contract An opportunity has arisen for an Accountant within the Investments team. This team produce all financial accounting and external rep...

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SENIOR COMPLIANCE OFFICER SMF16 function Skilled - FINANCIAL SERVICES - Witney, Oxfordshire

7 October by Reed

Fabulous Great news - A Senior Compliance role linked to Highly skilled working at a SIMILAR LEVEL with the Head of Compliance in the Company - 100% OFFICE BASED 9am - 5pm. HIGH SALARY Senior Compliance Officer :- • Comply with the FCA’s Consumer Dut...

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SENIOR COMPLIANCE OFFICER SMF16 function experience N FINANCIAL SERVICES - Witney, Oxfordshire

2 October by Reed

Great news - I have a skilled SENIOR Compliance officer role linked to & reporting the Head of Compliance within the business. 100% office based 9am to 5pm. HIGH SALARY Links to the ROLE :- • Comply with the FCA’s Consumer Duty requirements, & other ...

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IFA Compliance Officer - Hertfordshire - To £60,000 plus bens and bonus

Our Client, a market leading firm of IFA's, are looking for an experienced Compliance Officer. Previous experience within the regulated Financial Planning Financial Services industry is essential, and preference would be that you are Diploma Qualifie...

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Senior Corporate Financial Planning Administrator - Hybrid Working

11 October by Brevere Group

Are you interested in developing within corporate financial services, looking for a new role in a dynamic and supportive environment, offering genuine long term career opportunities? Due to continued success in providing fee-based advice to both priv...

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Sales Consultant - European Speaking

My client based in Hook are seeking an After Sales Customer Service Executive to join their fast growing team. The purpose of this role is to deliver a customer obsessed approach through every interaction ensuring the customer gets a true understandi...

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Financial Adviser

18 October by Ortus PSR

Desk-Based Financial Adviser – Develop a Thriving Client Portfolio with Warm Leads Are you a motivated Financial Adviser looking to take your career to the next level? We are seeking a Desk-Based Financial Adviser to manage and grow a portfolio of cl...

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Senior Internal Auditor

18 October by Reed

Reed is recruiting on behalf of a prestigious national law firm for a Senior Internal Auditor to join their Risk and Compliance Team on a full time, permanent basis. This fully remote role requires occasional attendance at meetings in Bristol and off...

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Financial Promotions Manager - Hybrid

8 October by The Recruitment Co

Financial Promotions Manager Salary: 35,000 - 40,000 Role Overview: As the Financial Promotions Manager, you will be responsible for overseeing the compliance and performance of all financial promotions within Money Wellness. You will document and re...

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Financial Planning Administrator

1 October by Ortus PSR

IFA Administrator – Join a Leading regional Wealth Management Firm and Elevate Your Career Are you a detail-oriented professional with a passion for financial services? Ready to be a key player in a fast-growing, client-focused Wealth Management firm...

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Financial Promotions Manager

4 October by MERJE Ltd

Financial Promotions Manager Role Overview & Purpose Opportunity to join a leading financial services business using your expertise in Financial Promotions regulations and broader conduct and compliance to ensure Financial Promotions are compliant an...

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