File Reviewer
Our client an independent Trust Company are looking for a File Reviewer to conduct client periodic reviews, ensuring the Company meets its obligations as a Trust Company Business and complies with AML/CFT/CPF laws and regulations.
Key Responsibilities:
- Conduct periodic client reviews at frequencies determined by each client's risk rating.
- Identify and report instances where policies and procedures are not adhered to during the review process.
- Initiate new Risk Assessment Questionnaires (RAQs) when current client risk ratings do not accurately reflect current activities or information.
- Monitor and track the progress of client administration teams in addressing review action points.
- Provide support to client administration teams regarding queries or issues arising from periodic reviews, escalating to the Head of Compliance and/or Compliance Manager when necessary.
- Recommend changes to the Company’s Policies and Procedures Manuals to the Compliance Manager and/or Head of Compliance when appropriate.
- Support the compliance function as needed.
- Undertake additional projects and tasks relevant to this role as assigned.
Requirements:
- Experience in the Trust services industry or a similar regulated environment.
- Strong knowledge of Jersey’s local trust and company legislation and practices, including AML/CFT/CPF regulations.
- High attention to detail.
- Ability to work both independently and collaboratively as part of a team.
- Excellent time management and organisational skills, with the ability to meet deadlines.
- Proficiency in Microsoft Office Suite; training will be provided for in-house software (Jobstream, Metastorm, and Virtual Cabinet) as needed.
Required skills
- Compliance
- Organisational Skills
- Policies
- Reviews
- Risk
- Software
Reference: 53360979
Please note Reed.co.uk does not communicate with candidates via Whatsapp, and we will never ask you to provide your bank, passport or driving licence details during the application process. To stay safe in your job search and flexible work, we recommend visiting JobsAware, a non-profit, joint industry and law enforcement organisation working to combat labour market abuse. Visit the JobsAware website for information and free expert advice for safer work.
Report this jobNot quite what you are looking for? Try these similar searches
Replace a job alert
Replace a job alert
Get Job Alerts straight to your inbox
"Office Assistant jobs in London"
Your Job Alert has been created and your search saved.
'Saved search name'