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Compliance Manager

Role: Compliance Manager Location: Harp Lane (London) - 4 days from the office Responsibilities: - Assist the Head of Compliance in preparing and filing reports to regulatory authorities, ensuring timely and accurate submissions. Collaborate in the d...

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Compliance Manager

We are looking for an experienced, organised, and knowledgeable Compliance Manager to join the Financial Planning Leadership Team of this highly regarded financial planning organisation. The key responsibility is to build and deliver oversight of the...

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Compliance Officer

7 January by MERJE Ltd

Are you looking to grow your career in Data Protection and Compliance? Do you thrive in a dynamic, fast-paced environment? My client is seeking an enthusiastic Data Protection and Compliance Assistant to join it’s Risk and Compliance team. This is a ...

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Compliance Officer

11 December by MERJE Ltd

MERJE is delighted to be partnering with an established and highly reputable global Hedge Fund in their search for a Compliance Officer for their London office. This prestigious Hedge Fund has a rich history of excellence and innovation in the financ...

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Compliance Manager

1 week ago by Robert Walters

Our client is seeking a Compliance Manager to join their dynamic team. This role is integral to the company's unique services and value proposition for its registered firms, and more widely, the financial services industry. The successful candidate w...

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Compliance analyst

16 December by Finlink Ltd

Compliance Analyst Up to 60k Remote working (Occasional London Travel) This role is best suited to those with 5 years’ experience within Compliance for an Asset Management organisation, relevant industry qualifications desirable. You will be reportin...

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Compliance Manager

9 January by Alexander Lloyd

Alexander Lloyd are pleased to partner with a forward thinking, innovative Law firm on the hire of an experienced Compliance Manager that specialises in Anti-Money Laundering & Customer Due Diligence. The role itself will be practically fully remote,...

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Compliance Manager

Compliance Manager Are you an experienced Compliance Officer looking for an exciting opportunity with a global organisation in the funds industry? Our client is seeking a talented individual to join their growing team as a Compliance Manager. With an...

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Regulatory Compliance Officer

Work with key stakeholders Hybrid working Knowledgeable and friendly team Meraki Talent are working with a leading overseas bank to help them identify a Regulatory Compliance Officer. You will assist the Compliance Monitoring team with the execution ...

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Chief Compliance Officer

9 December by MERJE Ltd

MERJE is currently working with a boutique funds specialist in their search for a Chief Compliance Officer in London. This critical hire offers an exciting opportunity to oversee compliance operations in a dynamic and fast paced environment and will ...

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Compliance Investment Analyst

7 January by Recruit Wealth

Recruit Wealth are delighted to be representing, once again, our multi award winning investment management/DFM client who possess an enviable 20 year track record in managed portfolios. They are able to offer a series of Active, Income, Enhanced Pass...

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Compliance & Risk Manager

30 December by Huxley

Job Title: Risk & Compliance Manager (Reg focused) Location: Hybrid - Remote/London Department: Compliance & Risk Reports To: Head of Compliance & Risk Rate: Up to 530pd Inside IR35 Contract: Initial 6 months with extension possibilities Start Date: ...

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Compliance Monitoring Officer

Yesterday by Reward Recruitment

Compliance Monitoring Officer Home Based c. 40,000 per annum plus bonus and benefits About the role: My client is a national Wealth Management business and they are looking for a Compliance Monitoring Officer to join their expanding team. The busines...

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Compliance - Consumer Finance

1 week ago by Robert Walters

Our client is seeking a dedicated and knowledgeable Compliance - Consumer Finance professional to join their team. This role is integral to the company's mission of ensuring all customers receive the right outcome from their financial services provid...

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Head of Compliance & Risk

4 December by MERJE Ltd

MERJE has been exclusively instructed to support a highly regarded Investment Management firm in their search for a Head of Compliance & Risk. You’ll be responsible for overseeing the Compliance & Risk teams, engaging in a diverse range of tasks. Thi...

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Regulation and Compliance Manager

1 week ago by Page Group

Regulatory & Compliance Manager Client Details Financial Services Regulator Description I am recruiting a Regulatory & Compliance Manager for a financial services regulatory based either in London or fully remote. You will: Support the development an...

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Senior Compliance Manager

1 week ago by Robert Walters

Our client is seeking a Senior Compliance Manager to join their dynamic team. The successful candidate will be responsible for monitoring all aspects of registered firms' compliance with the Standards and Codes. This role is critical in reporting on ...

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Compliance Monitoring Officer

30 December by Huxley

Job Title: Compliance Monitoring Officer Location: Hybrid - Remote/London Department: Compliance & Risk Reports To: Head of Compliance & Risk Rate: Up to 420pd Inside IR35 Contract: Initial 6 months with extension likely Start Date: End of March/Star...

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Compliance Investment Analyst

7 January by Recruit Wealth

Recruit Wealth are delighted to be representing, once again, our multi award winning investment management/DFM client who possess an enviable 20 year track record in managed portfolios. They are able to offer a series of Active, Income, Enhanced Pass...

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Investment Compliance Administrator

30 December by Huxley

Job Title: Investment Compliance Administrator Location: Hybrid - Remote/London Department: Compliance & Risk Reports To: Head of Compliance & Risk Rate: Up to 270pd Inside IR35 Contract: Initial 6 months with extension possibilities and perm opportu...

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Compliance Analyst - Pensions

11 December by James Frank Associates

Our client, a leading business in the Financial Services industry is seeking a Compliance Analyst to join their team on a full-time, permanent basis. Due to growth our client is looking for a Compliance Analyst to join the team, where you will be res...

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Senior Compliance Monitoring Manager

1 week ago by Broster Buchanan Ltd

Excellent salary and company benefits. A role with great exposure and continued development. A supportive and growing organisation. What you will be doing: Lead continuous improvement activity on the Monitoring Methodology ensuring that tools, techni...

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FinTech Operational Compliance Officer

Yesterday by Finitas

FinTech Operational Compliance Officer London - 4 days in the office per week Finitas are working with a global quantitative trading firm, often considered one of the largest and most successful firms in the field of algorithmic trading. We are helpi...

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Compliance Manager/Head of Business

20 December by Incisive Ltd

Head of Compliance Manager Our client, a financial services company who are based in London are currently looking for a 'ComplianceManager’ to join their team. You will be well educated to degree level and have gained a wealth of experience of 5-10 y...

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Compliance and Risk Manager (SJP)

We have an opportunity for a Risk and Compliance Manager to join a St James's Place Practice based in Central London. You will be responsible for identifying and managing risk within the Practice, implementing risk management strategies and overseein...

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