416 Full-time Compliance Jobs in Hertfordshire

CassonX are delighted to be recruiting for this City of London based CFD, FX and Equity trading business, where the CEO is a long-term customer of CassonX. This opportunity will sit within their growing compliance department working with some very pe...

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We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. This role will be generalise...

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Please note: Experience with Aladdin/Webfolio is a core requierement for this role. We have partnered with one of our top clients, a leading global asset manager, seeking to hire an experienced Senior Risk Manager for their London office. This critic...

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Company Description Legal & General is one of Europe's largest asset managers, providing clients and partners with complex, responsible investment solutions, across public and private markets. As a global investor, we are present where our clients mo...

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A private markets focused firm is looking to hire a Compliance Officer to join their Compliance function in a generalist compliance role, with a strong Financial Crime focus working with the firms rapidly growing emerging markets business. The ideal ...

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Compliance Manager, Funds and Distribution 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we ...

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Chief compliance Officer - SMF16/17 Permanent Paying up to 150k City of London We are currently recruiting for a Chief compliance officer on behalf of a well-established bank based in the city of London. The banks core business is corporate loans (sy...

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Responsibilities: Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas. Assist in the ongoing review and updating of compliance po...

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This is a first line of defence compliance role, implementing recommendations, and driving the Risk culture across the organisation. This is an amazing opportunity in a rapidly growing business, working in a very supportive team. The following skills...

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We are looking a candidate with 12 months Compliance /Trade Monitoring Surveillance experience to join and work within a Trading Surveillance team. The main function of this position will be to assist in the Company's market surveillance and monitori...

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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

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Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex legal issues that arise across the Company's various b...

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Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex legal issues that arise across the Company's various b...

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LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect from us. W...

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ABOUT US: LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect ...

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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

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Requirements: · Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry · Extensive experience in compliance test planning, processes and controls design assessme...

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Responsibilities (brief): Delivery of the annual review plan and reporting Engagement with internal and external audit and regulators Developing the annual control plan Skills required (brief): Experience executing compliance reviews or internal audi...

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Responsibilities (brief): Overseeing the day-to-day administration of Control Room compliance programs as it relates to information barriers and managing conflicts of interests that may be present within the Bank's Corporate & Investment Banking, Cap...

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Key Responsibilities & Tasks Responsibilities will include, but not be limited to: • Support and implement the annual Compliance Plan, identifying areas requiring additional monitoring and testing. • Provide guidance on ethical and conduct related ma...

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Our client, a privately owned fast-growing fintech company providing Platform, MPS and financial planning solutions firm is looking to recruit an experienced compliance professional, ideally with a minimum of 4 years relevant experience and a backgro...

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DESCRIPTION/ JOB PURPOSE reporting to the Head of Compliance and Legal, IBA lead the regulation and compliance function of IBA ensure that IBA complies with its regulatory obligations under the UK Benchmarks Regulation (BMR) and the relevant sections...

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Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...

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Graduate Compliance AML/KYC Consultant About Avantage Reply: Avantage Reply, part of the Reply Group, specialises in Financial Services consulting with a focus on Governance, Risk and Finance Transformation, Treasury and Capital, Quantitative Modelli...

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Responsibilities: - Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge. - Responsible for providing advice and support in order to provide reasonable assurance that: - Th...

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