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Head of Compliance & Risk

Head of Compliance & Risk

16 October by MERJE Ltd

MERJE has been exclusively instructed to support a highly regarded Investment Management firm in their search for a Head of Compliance & Risk. You’ll be responsible for overseeing the Compliance & Risk teams, engaging in a diverse range of tasks. Thi...

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ESG Compliance Officer

ESG Compliance Officer

16 October by eFinancialCareers

A leading Wealth & Asset Management business is looking to hire an ESG Compliance Officer to join their growing Compliance function in a newly created role. The position will be an initial 18 month fixed term contract. This role will require an indiv...

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Financial Planning Compliance Manager (FLOD)

Financial Planning Compliance Manager (FLOD)

This Independent Wealth Manager requiries an experienced, organised, and knowledgeable FLOD Compliance Manager to join the Financial Planning Leadership Team to build and deliver oversight of our Financial Advisers within the Financial Planning divis...

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Financial Crime Systems Manager Compliance

Financial Crime Systems Manager Compliance

My client My client is a dynamic and expanding specialist bank that provides solutions to their customers and brokers, which help them achieve their ambitions. Recognised as being one of the most dependable and well-respected Specialist Banks in the ...

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VP of Compliance - Global Fintech Leader

VP of Compliance - Global Fintech Leader

Our client, a world-leading online broker, is seeking a VP of Compliance. In this pivotal role, you will guide compliance excellence and navigate the evolving regulatory landscape for a fintech powerhouse serving millions of traders worldwide. Lead c...

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Financial Crime Systems Manager Compliance

Financial Crime Systems Manager Compliance

23 September by Qualserv Consulting

Financial Crime Systems Manager | Compliance Permanent Based in London. 3 Days in the Office, 2 Days Remote Salary up to 70,000 depending on experience A new opportunity to work in our Financial Crime team where you will be the subject matter expert ...

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Business Quality Analyst/Compliance Officer

Business Quality Analyst/Compliance Officer

19 September by Reward Recruitment

Business Quality Analyst/Compliance Officer London 40,000 to 50,000 plus benefits Our client is an expanding Investment Management firm, who are looking to recruit an experienced Business Quality Analyst/Compliance Officer to work within their establ...

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