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Compliance Manager

Compliance Manager

I am currently looking for an experienced Compliance Specialist to join a SME who are within the wealth/asset management industry This company has seen significant success over recent years and is currently undergoing a acquisition phase within their...

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Compliance Manager

Compliance Manager

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Compliance Manager

Compliance Manager

2 August by Markel

Our client is an international speciality insurer and reinsurer with offices in London, Bermuda, Luxembourg and Guernsey. They have brought together some of the best, brightest and most experienced re/insurance people to create an organisation built ...

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T&C / Compliance Manager

T&C / Compliance Manager

A well known professional services organisation with offices throughout the UK are looking for an experienced T&C / Compliance Supervisor to cover a small team of Financial Advisors in the London and Home Counties area. This role will be predominantl...

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Compliance Learning Manager - Financial Services - Hybrid

Compliance Learning Manager - Financial Services - Hybrid

24 July by Hydrogen Group

Role: Compliance Learning Manager Hybrid Working: 2 Days Per week onsite working from Surrey We are seeking a subject matter expert, with a solid understanding of Financial Services compliance (for example Consumer Duty, Anti Money Laundering, Financ...

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COO/Head of Compliance - Boutique Wealth Manager

COO/Head of Compliance - Boutique Wealth Manager

4 days ago by Eames Consulting

A wealth manager with a strong track record and varied client base are looking to hire a COO who will will take ownership of company operations and the compliance program. Key Responsibilities: Run the day to day compliance program, engaging with reg...

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Risk and Compliance Officer - Banking

Risk and Compliance Officer - Banking

Risk and Compliance Officer - Banking Location: Central London (Office Based) Salary: 45,000 - 55,000 Excellent Benefits Our client is a leading foreign bank, they are recruiting a Risk and Compliance Officer to join their team. This role will report...

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AML & Compliance Supervisor

AML & Compliance Supervisor

Yesterday by Law Support

We are currently recruiting for an AML & Compliance Supervisor for a US law firm in the city. Working for a top-tier global law firm, you’ll play a key role in the strategic growth and people management of the global AML and Conflicts team. Acting as...

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Compliance Monitoring Associate - Trading Platform

Compliance Monitoring Associate - Trading Platform

3 days ago by MERJE Ltd

MERJE are currently supporting a fast growing trading platform in their search for a Compliance Monitoring specialist in London. Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or wea...

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Training and Competency Manager - Financial Services - Hybrid

Training and Competency Manager - Financial Services - Hybrid

24 July by Hydrogen Group

Are you an expert in FCA Regulatory Compliance and Financial Crime with a solid background in training? If so our client, a leading financial services firm, is seeking a dedicated Compliance Learning Manager to join their team. Key Responsibilities C...

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T&C Supervisor

T&C Supervisor

Are you a T&C Supervisor or do you have previous financial advisory experience? Do you have a passion for financial services and striving for good client outcomes under the Consumer Duty? Do you thrive in a fast-paced collaborative environment and en...

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Deputy Money Laundering Reporting Officer

Deputy Money Laundering Reporting Officer

Deputy Money Laundering Reporting Officer - 12 Month FTC Fantastic salary plus bonus and benefits London - hybrid Our client is a highly respected vendor and equipment finance company who operate across a broad range of assets and due to growth are l...

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Senior IFA Administrator - Central London/Hybrid - c £40- £43K plus bonus and excellent benefits

Senior IFA Administrator - Central London/Hybrid - c £40- £43K plus bonus and excellent benefits

Yesterday by Financial Divisions

The Opportunity A superb opportunity to join a successful, expanding IFA practice and take a fundamentally vital and leading role in the development of the practice from an administrative perspective. Whilst this is a smaller business at this moment ...

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Loan Manager

Loan Manager

21 June by KFS Recruitment

Loa n Manager Bridging and Buy to Let Finance London We are pleased to be working with an award winning lender, on their search for a Loan Manager to join the growing team. Overview of the role: Ensure all files are compliant and are satisfied with t...

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Compliance Associate

Compliance Associate

3 days ago by MERJE Ltd

MERJE are currently supporting a long established FX/Currency business in their search for a Compliance specialist in London. You’ll have a fairly wide remit of responsibility, however expected that 50% of your time will be dedicated to managing thei...

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Senior Internal Auditor - Insurance Broker

Senior Internal Auditor - Insurance Broker

7 August by Arthur

A global Insurance Broker are actively hiring a Senior Interner Auditor to join their London office working closely with the Senior Manager, the co-source partners and the broader risk, compliance and legal functions. The organisation have been build...

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Mortgage Sales Manager

Mortgage Sales Manager

16 July by BDM Recruitment

Mortgage Sales Manager - High Earning Potential ( 50k Basic - 80k OTE) - East London About BDM Recruitment We are a specialist recruitment agency, working with some of the UK’s leading financial Service providers. We are currently seeking a highly mo...

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Mortgage Administrator

Mortgage Administrator

An amazing opportunity for a Mortgage Case Manager to join a team within a well estalbished Broker based in North London Responsibilities: Regular liaison with lenders and providers to obtain updates on applicant status Proactively progress mortgage ...

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