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Compliance Officer

1 week ago by eFinancialCareers

We are seeking a Compliance Officer to join our clients London office. The Compliance Officer will be responsible for ensuring that the organisation adheres to regulatory requirements and internal policies. This role involves monitoring compliance wi...

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Compliance officer - Banking

3 days ago by eFinancialCareers

Compliance Officer Permanent City of London (5 days in the office per week) Paying up to 55k We are currently working with an international bank based in the city of London who are looking for a compliance officer to join their team asap. Purpose of ...

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Interim Head of Compliance

1 week ago by eFinancialCareers

New Interim Head of Compliance position. Reporting to the CRO, this role requires expertise in regulatory compliance to support the Bank’s strategic objectives and evaluate relevant regulations. Responsibilities also include serving as the Data Prote...

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Compliance Officer

1 week ago by eFinancialCareers

Key Responsibilities: Regulatory Compliance and Oversight: Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA’s product intervention measures on CFD offerings (e.g., leverage lim...

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Customer Outcome - Testing Analyst

1 week ago by eFinancialCareers

Duration: 12 months Please note as part of the application there are X2 questions that require a response. Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies. We help to build better futu...

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Strats Developer

3 days ago by Deutsche Bank

Job Description: Job Title Strats Developer Location London Corporate Title Vice President Group Strategic Analytics is part of Group Chief Operation Office (COO) which acts as the bridge between the Bank's businesses and infrastructure functions to ...

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Senior Quantitative Strategist, Trading and Client Controls

1 week ago by Deutsche Bank

Job Description: Job Title Senior Quantitative Strategist, Trading and Client Controls Location London Corporate Title Vice President Group Strategic Analytics is part of Group Chief Operation Office (COO) which acts as the bridge between the Bank's ...

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Model Developer, Trading and Client Controls

1 week ago by Deutsche Bank

Job Description: Job Title Model Developer, Trading and Client Controls Location London Corporate Title Vice President Group Strategic Analytics (GSA) is part of Group Chief Operation Office (COO) which acts as the bridge between the Bank's businesse...

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Compliance Advisory Manager

8 October by eFinancialCareers

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and...

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Non-Financial Risk Manager, IT

1 week ago by Deutsche Bank

Job Description: Employer: DWS Group Title: Non-Financial Risk Manager, IT Location: London About DWS: Today, markets face a whole new set of pressures - but also a whole lot of opportunity too. Opportunity to innovate differently. Opportunity to inv...

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Compliance Officer - Indices/Benchmark Administration

3 days ago by Bloomberg

Bloomberg's Legal and Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading fina...

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Compliance Officer/Deupty Head of Compliance

4 days ago by eFinancialCareers

A leading global investment management firm is seeking an experienced Deputy Head of Compliance to join their growing compliance team.This senior-level position offers an exciting opportunity to work in a fast-paced and challenging environment, overs...

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Senior Risk & Compliance Officer / Investment Management / Asset Management - 12 Month Contract

1 week ago by eFinancialCareers

Key Responsibilities Compliance Monitoring: Support the design and delivery of a risk focused Compliance Monitoring Plan, working with the wider Risk and Compliance team. Lead the completion of thematic reviews in accordance with the annual complianc...

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Head of Compliance & MLRO/Chief Compliance Officer

1 week ago by eFinancialCareers

Principal Purpose of the role: Duty: The Head of Compliance/CCO (SMF16) & MLRO (SMF17) has a duty to the Bank to work with management and staff to identify and manage regulatory risk and the risk that the Branch may be used for the purposes of financ...

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