143 Part-time Full-time Graduate Regulatory Jobs

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Transaction Monitoring Analyst

1 hr ago by eFinancialCareers

12 month contract 220/day Role / Position Overview The role of a Regulatory Operations Specialist within the Data & Regulatory Operations department is to provide business analyst support to key projects such as back reporting and exceptions manageme...

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Planning & Development Manager

4 days ago by Grundon

Do you hold a relevant degree or other qualification recognised by the RTPI or RICS, have at least two years’ experience in managing a project team, ideally within the minerals and waste industry, and an interest in environmental planning? As Plannin...

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Risk Quantitative Analyst - Traded Risk

1 August by eFinancialCareers

Exciting Opportunity: Risk Quantitative Analyst - Traded Risk (Contractor Position) Are you a Quantitative Analyst passionate about navigating the complex landscape of Traded Risk? Are you ready to join a dynamic Global Risk Analytics team in a role ...

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Product Manager - Credit Risk

1 hr ago by Bloomberg

Bloomberg's Multi-Asset Risk System (MARS) is a comprehensive suite of risk management tools that delivers consistent, consolidated results across client's entire firm. Powered by Bloomberg's world-class pricing library, company fundamentals and mark...

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Trainee Investment Manager

24 October by Regal Brooke Limited

Trainee Investment Manager Are you ready to embark on an exhilarating journey into the dynamic world of investment management? We are seeking highly motivated individuals with a passion for finance and a hunger for success to join our prestigious gra...

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Compliance Analyst

1 August by eFinancialCareers

The team you will be joining is compact, allowing for a significant impact by each member. As a Compliance Analyst, your expertise will be pivotal in navigating the complex regulatory landscape, ensuring the firm's adherence to the highest standards..

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Compliance Officer - Asset Management

1 August by eFinancialCareers

Responsibilities: Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas. Assist in the ongoing review and updating of compliance po...

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Trainee Investment Manager

23 October by Regal Brooke Limited

Trainee Investment Manager Are you ready to embark on an exhilarating journey into the dynamic world of investment management? We are seeking highly motivated individuals with a passion for finance and a hunger for success to join our prestigious gra...

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Trainee Investment Manager

24 October by Regal Brooke Limited

Trainee Investment Manager Are you ready to embark on an exhilarating journey into the dynamic world of investment management? We are seeking highly motivated individuals with a passion for finance and a hunger for success to join our prestigious gra...

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Trainee Investment Manager

24 October by Regal Brooke Limited

Trainee Investment Manager Are you ready to embark on an exhilarating journey into the dynamic world of investment management? We are seeking highly motivated individuals with a passion for finance and a hunger for success to join our prestigious gra...

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Quantitative Risk Analyst

1 hr ago by eFinancialCareers

WHO WE ARE Quanteam Group is a Consulting firm specialised in the Capital Markets industry, in Paris, London, Brussels, New York and North Africa. Since 2007, our 800 consultants provide major clients (Corporate & Investment Banks, Asset Managers, He...

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Compliance Marketing Specialist

1 hr ago by eFinancialCareers

Location London - One Canada Square, Level 25 Brookfield Culture Brookfield has a unique and dynamic culture. We seek team members who have a long-term focus and whose values align with our Attributes of a Brookfield Leader: Entrepreneurial, Collabor...

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Compliance Manager, Funds & Distribution

1 hr ago by eFinancialCareers

Compliance Manager, Funds and Distribution 22 Bishopsgate, London - Hybrid Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we ...

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Compliance, Financial Crime Controls, Senior Associate/ Vice President, London

1 hr ago by eFinancialCareers

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

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Risk Assessor Servicing Oversight

1 hr ago by eFinancialCareers

What the Hiring Manager Says At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to stay one step ahead and make an even great...

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Graduate Equity Analyst

23 October by Regal Brooke Limited

We are a leading financial services firm specialising in equity analysis and investment strategies. We pride ourselves on our commitment to excellence, innovation, and cultivating talent. As a Graduate Equity Analyst, you will have the opportunity to...

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Graduate Equity Analyst

23 October by Regal Brooke Limited

We are a leading financial services firm specialising in equity analysis and investment strategies. We pride ourselves on our commitment to excellence, innovation, and cultivating talent. As a Graduate Equity Analyst, you will have the opportunity to...

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Graduate Equity Analyst

23 October by Regal Brooke Limited

We are a leading financial services firm specialising in equity analysis and investment strategies. We pride ourselves on our commitment to excellence, innovation, and cultivating talent. As a Graduate Equity Analyst, you will have the opportunity to...

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Senior Compliance Associate, International Investor, London, UK

1 hr ago by eFinancialCareers

About our client Our client is a leading private equity firm focused on investing in international growth markets. They invest across sustainable growth, foster economic development, and create long-term value for investors, portfolio companies, and ...

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MLRO - Private Bank

1 hr ago by eFinancialCareers

MLRO required to lead the financial crime function for a leading Private Bank in London. Role requirements & responsibilities: Own and maintain policies, procedures, systems and controls for Financial Crime based on up-to-date knowledge of AML, CTF, ...

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Asset & Wealth Management Operations - International Distributor On-Boarding & Oversight - Associate - London

1 hr ago by eFinancialCareers

OUR IMPACT Goldman Sachs Asset Management Fund Services Limited (GSAMFSL) is a Super Management Company located in Dublin and Goldman Sachs Asset Management BV (GSAMBV) is a Management Company based in The Hague. GSAMFSL and GSAMBV appoint and overse...

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Compliance Monitoring Associate

1 hr ago by eFinancialCareers

Role & Responsibilities: Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities to a high standard and delivering results in a timely manner. Work proactively to identify control gaps and weak...

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Compliance Associate

1 hr ago by eFinancialCareers

The Regulatory Risk team is responsible for regulatory horizon scanning, managing relationships with regulators, regulatory reporting, individual and entity licensing, board and management reporting. At Macquarie, our advantage is bringing together d...

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Senior Compliance Consultant

1 hr ago by eFinancialCareers

Job Description Responsibilities The Senior Compliance Consultant will be able to independently manage and develop key client relationships, lead client project work (client secondments, AML investor refreshes, regulatory change projects e.g. IFPR, F...

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Sanctions Manager X2

1 hr ago by eFinancialCareers

Job Title: Sanctions Manager X2 Location: London or Edinburgh/hybrid Salary/Rate: Up to 580 per day INSIDE IR35 Start Date: 27/08/2024 Job Type: Contract Company Introduction We have an exciting opportunity now available with one of our most prestigi...

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