198 Part-time Full-time Regulatory Jobs

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Regulatory Controller

Regulatory Controller

18 July by Robert Walters

Job Title: Regulatory Controller Corporate Title: Vice President Location: London (hybrid working) Salary: 100 000 - 110 000 per annum Keywords: Regulatory Reporting, Financial Control, Finance Resource Management, Accounting Policy, Regulatory Polic...

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Regulatory Reporting Accountant

Regulatory Reporting Accountant

27 June by Sanderson

Regulatory Reporting Accountant (Capital) Industry: Banking 2 - 3 days a week in the office 550 - 600 per day Role overview: You will be involved in the production and review of a number of the Group's regulatory returns, principally supporting the p...

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Regulatory Reporting Analyst

Regulatory Reporting Analyst

9 July by Adecco

Are you looking for an exciting opportunity as a Regulatory Reporting Analyst? Our client is currently seeking a skilled individual to join their team based in London. As one of the largest financial institutions with a global presence, they offer a ...

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Regulatory Reporting Manager, Liquidity

Regulatory Reporting Manager, Liquidity

My client is an international bank. Overview: This role reports into the Head of Finance. The core aspects of the role encompass delivery of regulatory reporting for the entity, specifically this role delivers prudential capital regulatory reporting ...

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Regulatory & Compliance Legal Counsel - Fintech or Crypto Focused

Regulatory & Compliance Legal Counsel - Fintech or Crypto Focused

17 June by Consult RPM Ltd

Role Purpose To lead the global team of compliance professionals and legal experts at Baanx/CL, ensuring the company's continued growth, innovation, and compliance across all relevant regulatory jurisdictions. Baanx/CL provides crypto-enabled card an...

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Compliance Specialist (FCA Handbook, Payment Regulation)

Compliance Specialist (FCA Handbook, Payment Regulation)

Compliance Specialist (UK Market) INSIDE IR35 @ 600 pd / INSIDE IR35 @ 600 pd / INSIDE IR35 @ 600 pd / INSIDE IR35 @ 600 pd / INSIDE IR35 Overview: Join our client's UK Market Compliance team responsible for second line of defence compliance risk ove...

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Compliance Officer

Compliance Officer

5 July by Reed

My Client based in Southend-on-Sea are looking to appoint a qualified Compliance Officer to join their team. The successful candidate will work alongside their current Compliance Administrator, focusing on legislative and compliance developments, as ...

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Trade Surveillance / Compliance Monitoring Analyst

Trade Surveillance / Compliance Monitoring Analyst

We are looking a candidate with 12 months Compliance /Trade Monitoring Surveillance experience to join and work within a Trading Surveillance team. The main function of this position will be to assist in the Company's market surveillance and monitori...

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Operational Resilience

Operational Resilience

9 July by Goodman Masson

We are keen to speak with Operational Resilience SME to join an Investment Bank based in central London. This is a 6 month contract opportunity with the opportunity to be extended, working on a hybrid basis. You will be advising the bank on regulator...

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Change Manager - Remote UK - Financial Services

Change Manager - Remote UK - Financial Services

16 July by Hydrogen Group

Role: Change Manager (FTC for 10 months initially) Salary: 70,000 - 80,000 per annum Location: Mostly Remote - With Occasional Travel Onsite We are supporting our Financial Services client in search of a Change Manager to oversee regulatory change pr...

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Compliance Manager

Compliance Manager

15 July by NLB Solutions

NLB Solutions are working with a financial services business in the search for a Compliance Manager. The successful candidate will report directly to the CFO and manage a small team. You will be responsible to provide a Compliance and Risk service to...

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Compliance Manager & DMLRO

Compliance Manager & DMLRO

9 July by MERJE Ltd

Compliance Manager with a deep understanding of the commodities derivative market is required to support the Head of Compliance & MLRO in managing the daily operations of the Compliance Team at a leading international bank based in London. As the Com...

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Swap Dealer Compliance

Swap Dealer Compliance

17 July by Robert Walters

Job Title: Swap Dealer Compliance Job Type: Permanent Salary: Competitive and based on experience Location: London (Hybrid - 3 days in the office) Keywords: Compliance, Swap Dealer, Regulations, Financial Services, Testing and Monitoring Our client i...

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Senior Risk Control Officer

Senior Risk Control Officer

24 June by Prime Personnel

A prestigious international Bank is seeking a dynamic new addition to its Risk area. Your duties will be varied to include: Daily risk management with a particular focus on liquidity risk and ALM, as well as enterprise risk management Supporting and ...

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Liquidity Risk Manager - ALM

Liquidity Risk Manager - ALM

18 July by Marks Sattin

Rapidly growing Financial Services business is seeking a dedicated ALM Manager specializing in Liquidity Risk to join its Asset & Liability Management (ALM) team within the Balance Sheet Control division Role Description As a specialist in liquidity ...

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MLRO

MLRO

3 days ago by MERJE Ltd

MLRO required to lead the financial crime function for a leading Private Bank in London. Role requirements & responsibilities: Own and maintain policies, procedures, systems and controls for Financial Crime based on up-to-date knowledge of AML, CTF, ...

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Customer Services Team Manager

Customer Services Team Manager

3 days ago by LMA

The Customer Service Team Manager will work closely in conjunction with the Head of Customer Savings Operations and with Customer Service Officers to oversee the day-to-day running and training of the Savings Operations Team. Focused on delivering ex...

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Head of Credit Risk Management, International Banking (SMF4)

Head of Credit Risk Management, International Banking (SMF4)

Up to 190,000 plus bonus and benefits Hybrid Working Available Due to exciting growth and expanding business needs, a fantastic opportunity has arisen to join a leading international bank based in central London as they seek a Head of Risk to lead th...

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Head of Credit Risk Management, International Banking (Cantonese Desirable)

Head of Credit Risk Management, International Banking (Cantonese Desirable)

Up to 190,000 plus bonus and benefits Hybrid Working Available Due to exciting growth and expanding business needs, a fantastic opportunity has arisen to join a leading international bank based in central London as they seek a Head of Risk to lead th...

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