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Position: Head of Compliance Location: London (with possible travel abroad) Full-Time Company Overview: Gold Grain Capital is a boutique firm specialising in structured and alternative investment products, custom securitisation solutions, and wealth ...
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Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...
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Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...
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My client I am supporting is a wonderful business and the role being sourced is A HEAD OF COMPLIANCE. TO BE THE SUCCESSFUL CANDIDATE you will be responsible for the full compliance and risk monitoring across the business AND MUST BE A HEAD OF COMPLIA...
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ABOUT US: LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect ...
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About us: LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect ...
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Our client is an established corporate bank with strong operations in emerging markets. Description Develop and implement the company's risk management and compliance framework. Ensure compliance with industry regulations and corporate governance pri...
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Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...
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About this role: Wells Fargo, an expanding global bank with an award-winning culture, is looking for an accomplished professional to take on the role of EMEA Head of Banking and Commercial Real Estate (CRE) Compliance. Reporting to the EMEA Head of A...
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About this role: Wells Fargo, a renowned global bank with a commitment to growth and an award-winning culture, is seeking a dedicated professional for the role of EMEA Head of Fixed Income and Currencies (FIC) Compliance. Reporting to the EMEA Head o...
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Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and re...
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RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...
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Job Title: Senior Compliance Advisor Department: Compliance Reports to: Head of Advisory. Compliance Team Overview The European Compliance department comprises four teams: Compliance Advisory, Compliance Ireland, Financial Crime Prevention and Core &...
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The Client Our client is a highly successful Investment Management and Wealth Management firm. The Role The ESG Compliance Officer will provide support to the Head of Compliance and the wider Wealth Management firm acting as an ‘ESG expert’ ensuring ...
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DESCRIPTION/ JOB PURPOSE reporting to the Head of Compliance and Legal, IBA lead the regulation and compliance function of IBA ensure that IBA complies with its regulatory obligations under the UK Benchmarks Regulation (BMR) and the relevant sections...
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COMPLIANCE ANALYST – COMPLIANCE (ANY SECTOR) OR AML EXPERIENCE REQUIRED Ref: 4045G 40K Plus Bonus & Good Benefits City of London Our Client, a Global Online Broker, is looking for an experienced Compliance Analyst to join their Compliance Team in Lon...
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Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience Required Ref: 4047G2 60K - 65K Good Benefits Hybrid (West End) Our client, a boutique wealth manager and part of a larger global banking Group, is...
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Position description Business unit Legal, Secretary General & Compliance - Compliance Job title Internal Control Officer Junior F/M Contract type Permanent Candriam Group Presentation Candriam is a global multi-specialist asset manager and a recogniz...
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At M&G our purpose is to give everyone real confidence to put their money to work. As an international savings and investments business with roots stretching back more than 170 years, we offer a range of financial products and services through Asset ...
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The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with over 500 employees and 51.3 billion worth of assets under management (as at 30th June 2024). Jupiter provides investment services to indiv...
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Chief Risk Officer -PRA Risk exp from Commercial /Corporate Banking Experience Required 280K plus excellent LTIP, bonus & benefits Hybrid (City of London) Ref: 4033G We are recruiting for our client, a UK Commercial Bank, looking to appoint a new CRO...
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Our Team: Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's lead...
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About this role: Wells Fargo is excited to welcome a dynamic Senior Lead Compliance Officer to our Independent Risk Management team. This pivotal role is all about establishing, implementing, and maintaining top-tier risk standards and programs to en...
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ABOUT THE TEAM This is a great opportunity to gain experience in the Risk & Assurance team, spanning all areas of governance, this is a `window` into the wider business activities. The vision of the team is to actively support and partner with our op...
About Us Bank of China London Branch is the first ever overseas Chinese financial institution in a global financial services hub. Established in 1929, Bank of China has expanded steadily in the UK and has become the first choice for both Chinese 'goi...
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