The Company
This innovative FinTech company operates a global investment marketplace for retail investors, focusing on tokenization opportunities. They aim to democratise access to investing, capital raising, and community building, with a strong presence in Europe.
The Role
The Head of Compliance & MLRO will lead the compliance and AML team, develop compliant solutions, and act as a key point of contact for regulatory matters. This role offers exposure to all business areas and relevant regulations, with a focus on innovative financial services.
Key Responsibilities:
- Develop innovative, compliant solutions alongside Business Development and Product Teams
- Manage compliance and financial crime prevention, ensuring FCA rule adherence
- Lead the Compliance and AML team, setting strategy and optimising control frameworks
- Maintain relationships with regulatory bodies and oversee regulatory projects
- Collaborate with Product, Design, and Engineering Teams to ensure compliant product development
Required knowledge and experience:
- A seasoned compliance professional with at least 3 years in leadership within private equity and / or crypto
- Strong knowledge of money laundering laws, FCA requirements for investment and crypto asset businesses
- Experience in building and maintaining robust control environments
- Excellent communication skills and ability to influence non-compliance professionals
- Genuine interest in the changing landscape of investments and crypto assets regulation
If you're an experienced compliance professional seeking a challenging role in a dynamic FinTech environment, apply now
Applicants must be located and eligible to work in the UK without sponsorship.
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