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Lead Principal Auditor - Conduct & Supervision

Lead Principal Auditor - Conduct & Supervision

Posted 3 October by Deutsche Bank
Ended
Competitive salary
London , South East England
Permanent, full-time
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Posted by Deutsche Bank
Job Description:

Job Title Lead Principal Auditor - Conduct & Supervision

Location London

Corporate TitleVice President

Group Audit (GA) is seeking a Lead Principal Auditor to join its Conduct & Supervision audit team to drive enhanced audit coverage of Conduct and Supervision risks and controls globally. The role will be based in London and will report directly to the Principal Audit Manager (PAM) - Conduct and Supervision based in London.

You will support the PAM in planning, executing, and reporting the results of internal audits of controls over Conduct and Supervision related risks and controls. This will include undertaking audit assignments, drafts audit findings / reports for review by audit management, facilitates tracking of findings and validates closure of findings. You will also partner with other audit teams globally to ensure comprehensive audit coverage of Conduct & Supervision related risks and controls, proactively developing and maintaining professional working relationships with colleagues, the business and related control and support functions.

What we'll offer you

A healthy, engaged and well-supported workforce are better equipped to do their best work and, more importantly, enjoy their lives inside and outside the workplace. That's why we are committed to providing an environment with your development and wellbeing at its centre.

You can expect:
  • Hybrid Working - we understand that employee expectations and preferences are changing. We have implemented a Hybrid Working Model that enables eligible employees to work remotely for a part of their working time and reach a working pattern that works for them
  • Competitive salary and non-contributory pension
  • 30 days' holiday plus bank holidays, with the option to purchase additional days
  • Life Assurance and Private Healthcare for you and your family
  • A range of flexible benefits including Retail Discounts, a Bike4Work scheme and Gym benefits
  • The opportunity to support a wide-ranging CSR programme + 2 days' volunteering leave per year
Your key responsibilities
  • Supports the PAM in planning, executing, and reporting the results of internal audits of controls over Conduct and Supervision related risks and controls
  • Undertakes audit assignments, drafts audit findings / reports for review by audit management, facilitates tracking of findings and validates closure of findings
  • Executes day-to-day operational audit work and contributes to the delivery of audits (including the updating of Risk Assessment Profiles and Group Audit's Continuous Audit Assessment [CAA] process)
  • Undertakes all aspects of audit fieldwork in line with the agreed audit approach including identification of key risks, documentation of process flows and key controls, testing controls to determine whether they are properly designed and operating effectively, and documenting audit work in accordance with Group Audit's (GA's) methodology and standards
  • Partners with other audit teams globally to ensure comprehensive audit coverage of Conduct & Supervision related risks and controls
  • Communicates openly with GA management and internal stakeholders; keeps them informed of potential issues and escalates problems/delays promptly
Your skills and experience
  • An in-depth knowledge and experience of financial services and extensive external or internal auditing experience
  • Professional credentials, including degree level education and a relevant professional qualification.
  • The ability to demonstrate the meeting of client needs in a work environment
  • Excellent team working capabilities and an ability to build strong business and team relationships
  • Project management and planning skills
How we'll support you
  • Training and development to help you excel in your career
  • Flexible working to assist you balance your personal priorities
  • Coaching and support from experts in your team
  • A culture of continuous learning to aid progression
  • A range of flexible benefits that you can tailor to suit your needs
  • We value diversity and as an equal opportunities' employer, we make reasonable adjustments for those with a disability such as the provision of assistive equipment if required (e.g. screen readers, assistive hearing devices, adapted keyboards)
About us

Deutsche Bank is the leading German bank with strong European roots and a global network. Click here to see what we do.

Deutsche Bank in the UK is proud to have been named in The Times Top 50 Employers for Gender Equality 2024 for five consecutive years. Additionally, we have been awarded a Gold Award from Stonewall and named in their Top 100 Employers 2024 for our work supporting LGBTQ+ inclusion.

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.

Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.

We welcome applications from all people and promote a positive, fair and inclusive work environment.

Reference: 53782248

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