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Central Compliance/Conduct Advisor Officer

Central Compliance/Conduct Advisor Officer

1 week ago by eFinancialCareers

Key Responsibilities & Tasks Responsibilities will include, but not be limited to: • Support and implement the annual Compliance Plan, identifying areas requiring additional monitoring and testing. • Provide guidance on ethical and conduct related ma...

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Compliance Risk Management Officer £650/day Inside IR35 LONDON

Compliance Risk Management Officer £650/day Inside IR35 LONDON

29 May by Adecco

Compliance Risk Management Officer | Investment Banking | 650/day Inside IR35 | Contract | LONDON | 12 Months | HYBRID 3 office days per week In this role you will participate in the design, development, delivery and maintenance of best-in-class Comp...

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Senior Credit Officer (Real Estate and Investment Property Finance)

Senior Credit Officer (Real Estate and Investment Property Finance)

Up to 85,000 plus excellent bonus and benefits A fantastic opportunity has arisen to join a highly prestigious specialist bank in the heart of the City of London. We are seeking a dynamic and experienced professional to fill the role of Senior Credit...

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Senior Risk Officer - Data Risk / Data Management

Senior Risk Officer - Data Risk / Data Management

1 week ago by eFinancialCareers

Senior Risk Officer - Data Risk / Data Management A European bank is currently seeking a Senior Risk Officer to join their City based team.. The hiring manager is looking for a candidate who has strong experience of Data Risk, BCBS239 / PERDARR and I...

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Transaction Banking Business Support Officer with Fluent Mandarin

Transaction Banking Business Support Officer with Fluent Mandarin

22 April by Prime Personnel

A prestigious international bank is seeking a dynamic individual to support various business areas within the bank on a range of operational issues regarding onboarding target clients, regulatory/reporting requirements and data analysis. Your respons...

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Global Markets Compliance Officer, Vice President, Hybrid

Global Markets Compliance Officer, Vice President, Hybrid

Who we are looking for We are looking for a Global Markets Compliance Officer - Vice President who will primarily focus on advising internal stakeholders on implementation and development of an equities swaps trading desk, including developing releva...

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Compliance Product Officer - Commodities/Futures VP at Citi

Compliance Product Officer - Commodities/Futures VP at Citi

1 week ago by eFinancialCareers

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or r...

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Regulatory Compliance Officer - Trade Floor London

Regulatory Compliance Officer - Trade Floor London

5 days ago by eFinancialCareers

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb...

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Controls Testing & Assurance Senior Testing Officer International Private Bank

Controls Testing & Assurance Senior Testing Officer International Private Bank

1 week ago by Deutsche Bank

Job Description: Job Title Controls Testing & Assurance Senior Testing Officer International Private Bank Location London Corporate Title Assistant Vice President Controls Testing & Assurance (CT&A) performs regulatory prescribed testing and assuranc...

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Rates Product Compliance Officer - Vice President at Citi

Rates Product Compliance Officer - Vice President at Citi

3 days ago by eFinancialCareers

Excited to grow your career? Are you looking for a career move that will put you at the heart of a global financial institution? Then bring your skills in analysis, problem solving and communication to Independent Compliance Risk Management Markets. ...

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Relationship Support Officer - Real Estate Finance

Relationship Support Officer - Real Estate Finance

1 week ago by eFinancialCareers

Responsibilities Manage relationships with commercial real estate clients and support the delivery of complex lending transactions. Support the origination of large ticket real estate finance loans (bilateral and syndicated) for a range of asset clas...

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Senior Compliance Officer 12 month FTC

Senior Compliance Officer 12 month FTC

1 week ago by eFinancialCareers

The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and 51.4 billion worth of assets under management (as at 30th June 2023). Jupiter provides investment services to ...

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Private Bank PB Wealth Management WM & Business Lending Chief Operation Officer COO

Private Bank PB Wealth Management WM & Business Lending Chief Operation Officer COO

5 days ago by Deutsche Bank

Job Description: Job Title Private Bank (PB) Wealth Management (WM) & Business Lending Chief Operation Officer (COO) Location London Corporate Title Director Working closely with Global Head of PB WM & Business Lending, you will lead a global team su...

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CEO - Payments

CEO - Payments

12 June by Careers In Group

CEO – Payments Permanent Remote Paying up to 150k for right candidate Start date ASAP Cer Financial are looking for a CEO with a solid background in payments to work on behalf of an organisation which enables corporate and individual payments to be m...

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Credit Portf Senior Officer I - C14 - LONDON at Citi

Credit Portf Senior Officer I - C14 - LONDON at Citi

1 week ago by eFinancialCareers

Institutional Credit Management (ICM) works closely with our front line businesses to serve as a critical component of our First Line of defense for wholesale and counterparty credit risk management and also with our Independent Risk partners to ensu...

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Business Risk Senior Officer, SVP - London at Citi

Business Risk Senior Officer, SVP - London at Citi

5 days ago by eFinancialCareers

Overview: Global Markets provides world-class solutions that are as diverse as the needs of the corporates, institutions, governments, and individual investors we serve. The breadth, depth, and strength of our underwriting, sales and trading, and dis...

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Senior Lead Compliance Officer - Client Money & Transaction Reporting

Senior Lead Compliance Officer - Client Money & Transaction Reporting

Yesterday by eFinancialCareers

About this role: Join our growing global bank where collaboration and empowerment are at the heart of everything we do. As a senior leader within EMEA Compliance, you'll be instrumental in guiding our regional Operations team to effectively manage co...

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Fund Deputy CFO

Fund Deputy CFO

1 week ago by Deutsche Bank

Job Description: Employer: DWS Group Title: Deputy Fund CFO Location: London Job Code: #LI-AE1 #LI-03 R0324716 About DWS: Today, markets face a whole new set of pressures - but also a whole lot of opportunity too. Opportunity to innovate differently..

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Corporate Functions Compliance, Regulations Management - Compliance Product Officer VP at Citi

Corporate Functions Compliance, Regulations Management - Compliance Product Officer VP at Citi

1 week ago by eFinancialCareers

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or r...

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Trade and Working Capital - Product Compliance Officer Senior Vice President at Citi

Trade and Working Capital - Product Compliance Officer Senior Vice President at Citi

1 week ago by eFinancialCareers

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule,...

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Chief Risk Officer -PRA Risk exp from Commercial /Corporate Banking Experience Required

Chief Risk Officer -PRA Risk exp from Commercial /Corporate Banking Experience Required

1 week ago by eFinancialCareers

Chief Risk Officer -PRA Risk exp from Commercial /Corporate Banking Experience Required 280K plus excellent LTIP, bonus & benefits Hybrid (City of London) Ref: 4033G We are recruiting for our client, a UK Commercial Bank, looking to appoint a new CRO...

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