345 Compliance Jobs in London

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Compliance Framework Consultant 12 months FTC

1 August by eFinancialCareers

At M&G our purpose is to give everyone real confidence to put their money to work. As an international savings and investments business with roots stretching back more than 170 years, we offer a range of financial products and services through Asset ...

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Compliance Analyst Wholesale Banking £40,000 - £47,000

4 days ago by eFinancialCareers

Our client offers Investment Banking, Private Equity and Institutional Sales services across Europe . In Europe their London and Frankfurt offices act as a strong, stable and trusted financial partner to clients in Investment Banking, Private Equity ...

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Compliance, Corporate Treasury, Vice President, London

13 August by eFinancialCareers

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk manag...

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Regulatory Compliance Associate - Trade Floor London

4 days ago by eFinancialCareers

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb...

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Regulatory Compliance Officer - Trade Floor London

1 August by eFinancialCareers

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb...

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Compliance Manager - S&P Global Market Intelligence

2 days ago by eFinancialCareers

About the Role: Grade Level (for internal use): 11 The Team: The Compliance team dedicated to the S&P Global Market Intelligence division serves in an advisory capacity to the organization on the design and execution of strategy, making risk-based de...

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PGIM European Services Ltd Compliance Analyst

1 August by eFinancialCareers

A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the liv...

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Compliance Manager - Advisory Markets and Corporate Treasury

Yesterday by eFinancialCareers

Overview At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000 e...

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Senior Compliance Advisory Manager - Private Banking - London

RESPONSIBILITIES Act as the lead compliance advisor on application of the FCA handbook, Payments Services regulation and UK law Support the Head of Compliance with FCA and PRA engagement Review communications and oversee reporting Assist with establi...

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Senior Compliance Associate, International Investor, London, UK

4 days ago by eFinancialCareers

About our client Our client is a leading private equity firm focused on investing in international growth markets. They invest across sustainable growth, foster economic development, and create long-term value for investors, portfolio companies, and ...

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Trainee - Compliance - Regulation & Policy - Others - London, United Kingdom

4 days ago by eFinancialCareers

Description of the Business Line or Department The Compliance Service Unit (CPLE) is responsible for the definition and consistency of the compliance risk prevention and control system, and for coordinating the framework aimed at preventing, identify...

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Compliance Advisory ECM, M&A and Corporate Finance - £95k-£110k

4 days ago by eFinancialCareers

Responsibilities / Accountabilities Provide a proactive and expert advisory service to all areas of the organisation regarding regulatory matters. Providing advice to Corporate Finance, Corporate Broking, Institutional Sales, Trading, Research and M&...

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Compliance, Financial Crime Controls, Senior Associate/ Vice President, London

4 days ago by eFinancialCareers

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...

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Senior Compliance Monitoring Associate - Two Years Retail FS or Wealth Management Monitoring Experience Required

4 days ago by eFinancialCareers

Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience Required Ref: 4047G2 60K - 65K Good Benefits Hybrid (West End) Our client, a boutique wealth manager and part of a larger global banking Group, is...

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General Counsel & Risk Advisor

Practice Group / Department: General Counsel & Risk Management Job Description We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. We provide the world’s preeminent corporations and financial institutio...

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Head of Conduct Standards - Lloyds & London Market

1 August by Vermelo RPO

Head of Conduct Standards – Lloyd’s & London Market Division Location: London About us Established in 1968, the company has over 50 years of experience and runs through a network of branches and brokers across the UK, supplying tailored insurance sol...

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Learning & Development Coordinator

About the role HR and Training department’s objective is to advise, support and partner with the business, enabling the Bank to achieve its strategic mission and goals. The department supports all Bank’s departments across front, middle and back offi...

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Assistant Vice President Project Manager - Mandarin Speaking

About Us Bank of China London Branch is the first ever overseas Chinese financial institution in a global financial services hub. Established in 1929, Bank of China has expanded steadily in the UK and has become the first choice for both Chinese 'goi...

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Client Manager - Aon Credit Solutions

6 August by Aon

Aon Credit Solutions Client Manager –London, Reading or Chelsmford Aon Credit Solutions is currently recruiting for a Client Manager to join our Credit Solutions Global Clients team located in our London, Reading or Chelmsford office. This is a hybri...

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Broker - Political Risk & Structured Credit

12 August by Aon

Broker – Political Risk and Structured Credit We're Hiring, Are you ready for a new challenge? Aon is currently recruiting a Broker to join the Political Risk and Structured Credit team within our Global Broking Centre. The team forms part of the wid...

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Deputy Money Laundering Reporting Officer

24 July by Privat 3 Money

Privat 3 Money is looking for an experienced Deputy Money Laundering Reporting Officer to join our company based in Mayfair, London. You will join us on a full time, permanent basis and in return you will receive a competitive salary of up to 85,000 ...

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Finance Director / COO

22 July by Reed

Position: FD & COO Salary: 100,000 to 130,000 Location: London Accountable to: Chief Executive Officer and Board of Directors About Us: My client is a dynamic and forward-thinking organization committed to excellence and innovation. We are seeking a ...

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Finance Director / COO

22 July by Reed

Position: FD & COO Salary: 100,000 to 130,000 Location: London Accountable to: Chief Executive Officer and Board of Directors About Us: My client is a dynamic and forward-thinking organization committed to excellence and innovation. We are seeking a ...

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Finance Director / COO

22 July by Reed

Position: FD & COO Salary: 100,000 to 130,000 Location: London Accountable to: Chief Executive Officer and Board of Directors About Us: My client is a dynamic and forward-thinking organization committed to excellence and innovation. We are seeking a ...

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Trade Surveillance Officer - Associate/VP

9 August by Reed

A global investment bank is currently recruiting for a Trade Surveillance Officer at Associate or VP level for a full time permanent position. The role will be based in Liverpool street and will be offered hybrid with 3 days attendance required in th...

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