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Position: Regulatory Reporting Officer Role Overview: The Regulatory Reporting Officer is responsible for ensuring the accurate and timely submission of monthly regulatory returns to the PRA. This role involves managing the regulatory reporting softw...
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Rev & Regs are recruiting for a Money Laundering Reporting Officer (MLRO) position for a dynamic and well-established financial services firm in Basingstoke. The MLRO is responsible for supporting the Head of Compliance in coordinating and completing...
Head of Governance Our client in the growing housing association industry is seeking a Head of Governance to join the team in London as soon as possible on a permanent basis with a salary of 74,000 on offer. This role comes with a great perks package...
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Head of Compliance (Hybrid) Reporting to: Chief Risk & Compliance Officer Certified Function Role: Yes Are you a senior compliance professional with a passion for leading and shaping the compliance culture of a dynamic financial services company? Our...
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Astute Recruitment are working with an established company in Uttoxeter to recruit a Compliance and Risk Officer. This is an interesting and varied role. Reporting to the Head of Compliance & Risk, you will have a minimum of two years’ experience in ...
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Basic 50k Package Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies an...
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MERJE is delighted to be partnering with an established and highly reputable global Hedge Fund in their search for a Compliance Officer for their London office. This prestigious Hedge Fund has a rich history of excellence and innovation in the financ...
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Great news - I have a skilled SENIOR Compliance officer role linked to & reporting the Head of Compliance within the business. 100% office based 9am to 5pm. HIGH SALARY Links to the ROLE :- • Comply with the FCA’s Consumer Duty requirements, & other ...
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A leading Chartered Wealth Management firm are looking for a Compliance Monitoring Officer to join the team. This position can be office based or fully remote for the right person. It offers a competitive salary, and a comprehensive benefits package..
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Basic 50k Package Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies an...
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Basic 50k Package Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies an...
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Basic 50k Package Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies an...
Go to similar: Officer jobs
Basic 50k Package Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies an...
Go to similar: Officer jobs
Basic 50k Package Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the Financial Conduct Authority by implementing and overseeing company compliance policies an...
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Our client with offices in Cardiff and Newport is looking for a Financial Risk Officer - Treasury, Liquidity and Interest Rate Risk, to join their team . Our client is an innovative and exciting organisation with strong growth plans so there has neve...
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Are you an experienced Compliance Officer with a proven track record in the financial services industry? Do you thrive in a monitoring role, ensuring that processes align with regulatory standards and best practices? If so, we want you to join our dy...
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Role and Responsibilities: Working with the firm’s Chief Risk & Compliance Officer/MLRO to ensure the firm remains in compliance with its regulatory obligations (including, but not limited to, SMCR, the Consumer Duty and Relevant FSMA regulated activ...
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Finance Officer Permanent Hybrid Working Based in the City of London Salary: 43K- 45K The Client My client is part of the Banking industry, they are looking for a Finance officer to join their team permanently. They are looking for a skilled, proacti...
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Job Description: Our client is a growing wealth management firm who are looking for a Compliance Monitoring Officer to join the team. As the Compliance Monitoring Officer, you will be responsible for reviewing advice files in line with agreed busines...
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Risk Analyst | Wimborne – Hybrid | 35,000 Rubicon’s client is a forward-thinking, flexible employer , specialising in mortgages and lending. Their head office is based in Wimborne in Dorset, however the majority of their team’s work hybrid or fully r...
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Operational Risk Manager - Insurance/Financial Services - Southwest - Hybrid - Excellent Bens Are you a Risk Manager who has a background in the Big 4/advisory business, looking for a role in industry? Or do you work for an insurance provider and loo...
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MERJE has partnered with a leading corporate FX firm. Due to continued growth and development, they are seeking a Regulatory Compliance Analyst to join their dynamic team. As a Regulatory Compliance Analyst, you will enhance the monitoring and survei...
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Fabulous Great news - A Senior Compliance role linked to Highly skilled working at a SIMILAR LEVEL with the Head of Compliance in the Company - 100% OFFICE BASED 9am - 5pm. HIGH SALARY Senior Compliance Officer :- • Comply with the FCA’s Consumer Dut...
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About US NJR are currently representing a Firm of Independent Financial Planners who are based in Leicester area, and who now require an ambitious and talented Compliance Officer to join their dynamic and forever growing business. Our Client work out...
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Are you an FCA Compliance Manager looking for a part-time role in a supportive, rewarding organisation? As the Regulatory Compliance Manager, you will play a critical role in ensuring day-to-day regulatory compliance across all company activities. Re...
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