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Responsibilities: Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas. Assist in the ongoing review and updating of compliance po...
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Treasury Back Office Senior Manager Morgan McKinley is working with a successful, global Financial Services business based in the Bristol area, to recruit a Treasury Back Office Senior Manager. My client has an excellent reputation and a collaborativ...
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SIEL is a wholly owned subsidiary of the SEI Group of companies (SEI") that holds and delivers certain products, services and operational functions for some of SEI's global businesses. The SEI Institutional Business Segment provides investment manage...
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OUR IMPACT This is an exciting opportunity for an individual who is a self-starter who exudes energy, curiosity, and enthusiasm to join the firm's Compliance Testing Group to conduct detailed reviews covering the various firm businesses and divisions...
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Senior Risk Officer - Data Risk / Data Management A European bank is currently seeking a Senior Risk Officer to join their City based team.. The hiring manager is looking for a candidate who has strong experience of Data Risk, BCBS239 / PERDARR and I...
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Miryco Consultants are working with a fixed income investment manager looking to add a second line Assurance Analyst to their team. This role assists with assurance, regulatory and compliance matters across the group with a focus on investment manage...
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Serves as a senior Privacy and Responsible Data compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, ru...
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Overview Asset Servicing Regulatory Oversight Specialist, Vice President Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's...
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Primary Details Time Type: Full time Worker Type: Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our Lo...
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Job Title: Senior Compliance Advisor Department: Compliance Reports to: Head of Advisory. Compliance Team Overview The European Compliance department comprises four teams: Compliance Advisory, Compliance Ireland, Financial Crime Prevention and Core &...
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Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk manag...
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A leading investment manager with over $50bn AUM are looking for an Associate with 2-4 years experience to join their Secondaries team. This role offers the opportunity to work closely with senior team members on the acquisition and management of cre...
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RISK MANAGER 12 month contract BELFAST 640/day Job Purpose: Equities In-Business Risk and Controls team is primarily focused on strengthening the governance, supervisory and control framework in the region. This role will report to the Head of EMEA R...
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Are you a dynamic and experienced compliance professional ready to take on a pivotal role in financial crime prevention? A leading bank is looking for a Financial Crime Compliance Manager to join them. Key Responsibilities: • Design, develop, and rev...
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Portfolio Associate - Project and Asset Management The Asian Infrastructure Investment Bank (AIIB) is a multilateral development bank whose mission is financing the Infrastructure for Tomorrow-infrastructure with sustainability at its core. We began ...
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OUR IMPACT At Goldman Sachs, the mandate of Global Compliance is to prevent, detect and mitigate compliance, regulatory, and reputational risk across the firm and help to strengthen the firm's culture of compliance. Compliance accomplishes this manda...
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Our client, a prominent player in the financial services industry, is seeking a dynamic and experienced Senior Relationship Manager to join their Corporate and Institutional Banking team. This role is ideal for a financial professional with a passion...
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About the Role: Grade Level (for internal use): 13 About the Role: Compliance Director - S&P Global Market Intelligence Division The Team: The Compliance team dedicated to the S&P Global Market Intelligence division serves in an advisory capacity to ...
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Job Description: Employer: DWS Group Title: Senior Risk Manager CLO Location: London About DWS: Today, markets face a whole new set of pressures - but also a whole lot of opportunity too. Opportunity to innovate differently. Opportunity to invest res...
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OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance...
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Position description Business unit Legal, Secretary General & Compliance - Compliance Job title Internal Control Officer Junior F/M Contract type Permanent Candriam Group Presentation Candriam is a global multi-specialist asset manager and a recogniz...
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Job Description: Employer: DWS Group Title: Legal Structurer - Private Debt/CLO/Direct Lending Location: London Job Code: #LI-MB1 #LI-04 About DWS: Today, markets face a whole new set of pressures - but also a whole lot of opportunity too. Opportunit...
As an Audit Manager you will be leading audits, completing issue validation work, and conducting business monitoring, to a high quality and on time. The role also involves utilising technical expertise, including the application of data analytics, an...
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Miryco Consulting is recruiting on behalf of a leading global multi-asset investment manager. The firm is award winning with a mission centred around sustainable investing, and offices globally. Due to company growth, they are now looking to recruit ...
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What the Hiring Manager Says An exciting opportunity has become available to join an established Compliance Team at Quilter Cheviot, a longstanding investment management firm, reporting to the Compliance Manager responsible for regulatory change and ...
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