Regulatory Compliance Officer

Responsibilities:

• Collaborate with Compliance and other business areas to conduct scoping and impact assessments of regulatory changes.
• Identify regulatory changes and effectively communicate these developments to the business.
• Produce and distribute summaries on significant regulatory developments.
• Keep senior management informed of regulatory themes and trends through regular reporting to committees and ad hoc updates as needed.
• Ensure the company has adequate representation on relevant IA and other industry body working groups.
• Coordinate internal comments on draft regulations for submission to industry bodies and the FCA/EFAMA as required.
• Coordinate and chair a monthly Regulatory Impact Meeting to track and discuss recent regulatory developments with key staff from various business areas, including senior management, covering all jurisdictions in which the company operates.
• Attend and actively contribute to internal forums related to sustainability at the company

Skills:

• Experience working in a regulatory change function or role.
• At least 3 years of compliance experience within the UK asset management sector.
• Thorough understanding of the investment management industry and financial services.
• Proficiency with investment products, change management methods, and report writing.
• Strong working knowledge of UK and EU regulations relevant to the asset management/buy-side industry.
• Experience with sustainability-related regulations and standards applicable to asset managers and listed companies.

If interested, please apply. Alternatively, please email

In our company values we aim for equity at all stages of the recruitment process, please let us know if we can do anything to make the process more accessible to you.